St. Germaine v. Pendergast

626 N.E.2d 857, 416 Mass. 698
CourtMassachusetts Supreme Judicial Court
DecidedDecember 29, 1993
StatusPublished
Cited by34 cases

This text of 626 N.E.2d 857 (St. Germaine v. Pendergast) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
St. Germaine v. Pendergast, 626 N.E.2d 857, 416 Mass. 698 (Mass. 1993).

Opinions

[699]*699Nolan, J.

The plaintiffs, Francis X. St. Germaine, III (Kip),2 and his parents, appeal from a Superior Court judge’s dismissal of their action against Michael E. Pendergast for failing to state a claim upon which relief can be granted. This action, brought pursuant to G. L. c. 143, § 51, as amended by St. 1992, c. 66, is the second action the plaintiffs have brought against Pendergast to recover for injuries resulting from an accident on June 15, 1989. Kip seeks recovery for the severe and permanent injuries he sustained when a wall being erected collapsed on him during the construction of Pendergast’s home. His parents seek recovery for loss of filial consortium. We granted the plaintiffs’ application for direct appellate review. Because we agree with the Superior Court judge that the retroactive application to Pendergast of St. 1992, c. 66, amending G. L. c. 143, § 51, would violate art. 10 of the Declaration of Rights of the Massachusetts Constitution, we affirm the judge’s dismissal of the plaintiffs’ complaint.

The relevant facts follow. In recounting these facts, we repeat many of the facts we provided in our decision in the prior action between these two parties. St. Germaine v. Pen-dergast, 411 Mass. 615, 616-618 (1992). On November 18, 1988, Pendergast filed applications for both a building permit and a homeowner license exemption with appropriate local officials to construct a single-family home on his property. He received both in due course. The homeowner license exemption permitted Pendergast to construct his home without hiring a general contractor or a licensed construction supervisor. He subsequently hired Lacey & Lacey Custom Builders (Lacey & Lacey) to frame the house. Kip was employed by Lacey & Lacey as a laborer. On June 15, 1989, several crew members of Lacey & Lacey, including Kip, attempted to lift a prefabricated wall to the second floor. While [700]*700they were doing so, they lost control of the wall and it fell on Kip, rendering him a paraplegic.

The plaintiffs brought suit against Pendergast on two claims.3 In addition to a claim based on common law negligence, the plaintiffs claimed that Pendergast was liable for violating the State Building Code and related provisions of law. In this second claim, the plaintiffs sought recovery under G. L. c. 143, § 51 (1990 ed.), which provided, in pertinent part, that the “owner ... of a place of assembly, theatre, special hall, public hall, factory, workshop, manufacturing establishment or building shall comply with the provisions of this chapter and the state building code relative thereto, and such person shall be liable to any person injured for all damages caused by a violation of any of said provisions.” In this second claim, the plaintiffs also asserted that, by obtaining a building permit in his own name and acting as his own contractor, Pendergast had voluntarily assumed the role of “general contractor” and was liable for Lacey & Lacey’s violations of the State Building Code.

A judge in the Superior Court granted Pendergast’s motion for summary judgment on the second claim. A jury subsequently found for Pendergast on the first. This court affirmed the judgment for Pendergast on both claims. Id. at 617. In doing so, we held that, although G. L. c. 143, § 51 (1990 ed.), could provide the basis for civil liability in certain circumstances, it was apparent from the specific structures listed in § 51 and from the definition of “building” contained in G. L. c. 143, § 1 (1992 ed.), that § 51 did not apply to a single-family home under construction. Id. at 619. We also rejected the plaintiffs’ contention that Pendergast’s taking out a building permit in his own name and receiving a home[701]*701owner exemption imposed upon him a nondelegable duty to assure compliance with the State Building Code. Id. at 620.

In a clear response to our decision, the Legislature enacted St. 1992, c. 66, inserting two sentences into G. L. c. 143, § 51, one of which provides that “[a]ny person who obtains a permit pursuant to the state building code to erect, construct, or demolish a building or structure shall be liable to any worker or other person for all injuries and damages that result from a failure to provide a safe workplace, or caused by a violation of the "state building code or other codes, bylaws, rules and regulations applicable to the construction site.” This legislation was approved on June 12, 1992, three days before the three-year statute of limitations would have barred the plaintiffs’ suit. The Legislature declared the act to be an emergency law and to become effective immediately. In addition, § 2 of c. 66 provides that the act is to , be applicable to all causes of action arising on or after November 1, 1988, a little over two weeks before Pendergast had applied for his building permit.

Later that same day, the plaintiffs commenced this action against Pendergast, claiming liability solely under G. L. c. 143, § 51, as amended. They alleged that, pursuant to the amended G. L. c. 143, § 51, Pendergast, as the homeowner to whom a building permit was issued, was responsible to assure compliance with the State Building Code and related provisions of law and to provide a safe workplace to all workers employed during the construction of his home.

Pendergast moved to dismiss this action, arguing that the doctrine of res judicata and arts. 10 and 30 of the Massachusetts Declaration of Rights barred this action. Pendergast also argued that § 51, as amended, was inapplicable because it fails to cover a single-family home under construction. The judge granted this motion on the ground that the retroactive application of c. 66 to Pendergast violated art. 10. The judge also ruled that the doctrine of res judicata did not bar this action and declined to address Pendergast’s two other arguments. The plaintiffs appeal from the judgment of dismissal and Pendergast cross appeals from the judge’s subsidiary rul[702]*702ing that the doctrine of res judicata did not bar this action. We do not reach the issue of res judicata because we decide the case under art. 10.

The plaintiffs contend that the judge erred by ruling that the retroactive application to Pendergast of St. 1992, c. 66, violated art. 10. There can be no doubt that the Legislature intended c. 66 to apply retrospectively. Section 2 of c. 66 provides: “This act shall be applicable to causes of action arising on or after November first, nineteen hundred and eighty-eight.” Where it appears that the Legislature intended an act to be retroactive, this intent should be given effect in so far as the Massachusetts and Federal Constitutions permit. Canton V. Bruno, 361 Mass. 598, 606 (1972). Also, there can be no doubt that St. 1992, c. 66, covers the plaintiffs’ action, since Pendergast applied for his building permit after November 1, 1988.

It is perfectly clear that G. L. c. 143, § 51, as amended, covers a single-family home under construction. Pendergast, in his brief, argues that it does not apply. The brief of one of the amici curiae asserts this point. The Superior Court judge did not reach this issue. However, the statutory language compels the conclusion that § 51, as amended, embraces a single-family house.

As this court has made clear, only those retroactive statutes “which, on a balancing of opposing considerations, are deemed to be unreasonable, are held to be unconstitutional.” Leibovich v. Antonellis, 410 Mass.

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Bluebook (online)
626 N.E.2d 857, 416 Mass. 698, Counsel Stack Legal Research, https://law.counselstack.com/opinion/st-germaine-v-pendergast-mass-1993.