7 UNITED STATES DISTRICT COURT 8 9 EASTERN DISTRICT OF CALIFORNIA 10 CHRISTIAN DANDREW SANDOVAL, Case No. 1:24-cv-00907-SAB 11 Plaintiff, ORDER AFFIRMING DECISION OF THE 12 COMMISSIONER OF SOCIAL SECURITY v. 13 (ECF Nos. 14, 15) COMMISSIONER OF SOCIAL 14 SECURITY, 15 Defendant.
16 17 Plaintiff Christian Dandrew Sandoval (“Plaintiff”) seeks judicial review of a final decision 18 of the Commissioner of Social Security (“Commissioner”) denying his application for disability 19 benefits pursuant to the Social Security Act. The matter is currently before the Court on the 20 parties’ briefs, which were submitted without oral argument. 21 Plaintiff requests the decision of Commissioner be vacated and the case be remanded for 22 further proceedings, arguing that the decision below was not supported by substantial evidence. 23 Specifically, Plaintiff argues that the Administrative Law Judge (“ALJ”) erred in its analysis of 24 the medical opinions of record and Plaintiff’s subjective complaints. 25 For the reasons explained herein, the Court will affirm the decision of the Commissioner. 26 / / / 27 / / / / / / 1 I. 2 BACKGROUND 3 A. Procedural History 4 On January 19, 2022, Plaintiff protectively filed an application for supplemental security 5 income, alleging disability beginning October 1, 2021. (ECF No. 11, Administrative Record 6 (“AR”), 17.) Plaintiff’s application was initially denied on March 15, 2022, and denied upon 7 reconsideration on July 7, 2022. (AR 17.) Plaintiff requested before a hearing before an ALJ. 8 On September 6, 2023, Plaintiff, represented by counsel, appeared for a hearing in front of an 9 ALJ. (Id.) Plaintiff and vocation expert (“VE”) Linda M. Ferra testified. (Id.) On November 29, 10 2023, the ALJ issued a decision concluding that Plaintiff was not disabled. (AR 29.) On June 24, 11 2024, the Appeals Council denied Plaintiff’s request for review. (AR 1-5.) 12 B. The ALJ’s Findings of Fact and Conclusions of Law 13 In the decision, the ALJ found that Plaintiff had not engaged in substantial gainful activity 14 since January 19, 2022, the application date. (AR. 19.) The ALJ found that Plaintiff had the 15 following severe impairments: anxiety and mood disorder and cannabis use disorder. (Id.) 16 However, Plaintiff did not have an impairment or combination of impairments that met or 17 medically equaled the severity of one of the listed in impairments in 20 C.F.R. Part 404, Subpart 18 P, Appendix 1. (AR 20.) 19 After considering the entire record, the ALJ found that Plaintiff had the residual functional 20 capacity (“RFC”) to perform full range of work at all exertional levels but with the following 21 nonexertional limitations: Plaintiff should avoid all hazards such as ladders, ropes, and scaffolds, 22 unprotected heights and avoid machinery; Plaintiff can understand, remember, and carry out 23 simple work instructions; Plaintiff can have occasional interaction with coworkers and the public. 24 (AR 22.) 25 The ALJ then found that that Plaintiff had no past relevant work, he was 18 on the 26 application date, and he had at least a high school education. (AR 27.) The ALJ discussed that 27 transferability of job skills was not material to the determination of disability because Plaintiff did 1 RFC, the ALJ found that there were jobs that existed in significant numbers in the national 2 economy that Plaintiff could perform. (Id.) Accordingly, the ALJ concluded that Plaintiff had 3 not been under disability, as defined by the Social Security Act, from January 19, 2022, through 4 the date of the decision, November 29, 2023. (AR 28-29.) 5 Plaintiff sought timely review of the Commissioner’s decision in the federal courts. (ECF 6 No. 1.) The parties consented to the jurisdiction of the United States Magistrate Judge. (ECF 7 Nos. 6, 9, 10.) Thereafter, the parties filed their briefs on the matter.1 8 II. 9 LEGAL STANDARD 10 A. The Disability Standard 11 To qualify for disability insurance benefits under the Social Security Act, a claimant must 12 show she is unable “to engage in any substantial gainful activity by reason of any medically 13 determinable physical or mental impairment which can be expected to result in death or which has 14 lasted or can be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. § 15 423(d)(1)(A). The Social Security Regulations set out a five-step sequential evaluation process to 16 be used in determining whether a claimant is disabled. 20 C.F.R. § 404.1520;2 Batson v. 17 Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1194 (9th Cir. 2004). The five steps in the 18 sequential evaluation in assessing whether the claimant is disabled are: 19 Step one: Is the claimant presently engaged in substantial gainful activity? If so, the 20 1 On December 1, 2022, the Supplemental Rules for Social Security became effective. Rule 5 states, “[t]he action is 21 presented for decision by the parties’ briefs.” Fed. R. Civ. P. Appx. Rule 5. The 2022 Advisory Committee noted that “Rule 5 states the procedure for presenting for decision on the merits a [42 U.S.C.] § 405(g) review action that 22 is governed by the Supplemental Rules.” Fed. R. Civ. P. Appx. Rule 5 advisory committee note 2022. Like an appeal, “the briefs present the action for decision on the merits. This procedure displaces summary judgment or 23 such devices as a joint statement of facts as the means of review on the administrative record.” Id. The 2022 Advisory Committee unambiguously clarified that “Rule 5 also displaces local rules or practices that are inconsistent 24 with the simplified procedure established by these Supplemental Rules for treating the action as one for review on the administrative record.” Id. Here, Plaintiff filed a motion for summary judgment, which the Court will construe 25 as a brief in support of his position on whether the Court should affirm, modify, or reverse the decision of the Commissioner. 42 U.S.C. § 405(g).
26 2 The regulations which apply to disability insurance benefits, 20 C.F.R. §§ 404.1501 et seq., and the regulations which apply to SSI benefits, 20 C.F.R. §§ 416.901 et seq., are generally the same for both types of benefits. 27 Accordingly, while Plaintiff seeks only Social Security benefits under Title II in this case, to the extent cases cited herein may reference one or both sets of regulations, the Court notes these cases and regulations are applicable to the 1 claimant is not disabled. If not, proceed to step two. 2 Step two: Is the claimant’s alleged impairment sufficiently severe to limit his or her ability to work? If so, proceed to step three. If not, the claimant is not disabled. 3 Step three: Does the claimant’s impairment, or combination of impairments, meet or 4 equal an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1? If so, the claimant is disabled. If not, proceed to step four. 5 Step four: Does the claimant possess the residual functional capacity (“RFC”) to 6 perform his or her past relevant work? If so, the claimant is not disabled. If not, proceed to step five. 7 Step five: Does the claimant’s RFC, when considered with the claimant’s age, 8 education, and work experience, allow him or her to adjust to other work that exists in significant numbers in the national economy? If so, the claimant is not disabled. If 9 not, the claimant is disabled. 10 Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1052 (9th Cir. 2006). The burden of proof is 11 on the claimant at steps one through four. Ford v. Saul, 950 F.3d 1141, 1148 (9th Cir. 2020). A 12 claimant establishes a prima facie case of qualifying disability once she has carried the burden of 13 proof from step one through step four. 14 Before making the step four determination, the ALJ first must determine the claimant’s 15 RFC. 20 C.F.R. § 416.920(e). The RFC is “the most [one] can still do despite [his or her] 16 limitations” and represents an assessment “based on all the relevant evidence.” 20 C.F.R. §§ 17 404.1545(a)(1), 416.945(a)(1). The RFC must consider all the claimant’s impairments, including 18 those that are not severe. 20 C.F.R. §§ 416.920(e); 416.945(a)(2); Social Security Ruling 19 (“SSR”) 96-8p, 1996 WL 374184 (July 2, 1996).3 “[I]t is the responsibility of the ALJ, not the 20 claimant’s physician, to determine residual functional capacity.” Vertigan v. Halter, 260 F.3d 21 1044, 1049 (9th Cir. 2001); 20 C.F.R. §§ 404.1545(a)(1), 404.1546(c). 22 At step five, the burden shifts to the Commissioner, who must then show that there are a 23 significant number of jobs in the national economy that the claimant can perform given her RFC, 24 age, education, and work experience. 20 C.F.R. § 416.912(g); Lounsburry v. Barnhart, 468 F.3d 25 1111, 1114 (9th Cir. 2006). To do this, the ALJ can use either the Medical Vocational Guidelines 26 3 SSRs are “final opinions and orders and statements of policy and interpretations” issued by the Commissioner. 20 27 C.F.R. § 402.35(b)(1). While SSRs do not have the force of law, the Court gives the rulings deference “unless they are plainly erroneous or inconsistent with the Act or regulations.” Han v. Bowen, 882 F.2d 1453, 1457 (9th Cir. 1 (“grids”) or rely upon the testimony of a VE. See 20 C.F.R. § 404 Subpart P, Appendix 2; 2 Lounsburry, 468 F.3d at 1114; Osenbrock v. Apfel, 240 F.3d 1157, 1162 (9th Cir. 2001). 3 “Throughout the five-step evaluation, the ALJ ‘is responsible for determining credibility, 4 resolving conflicts in medical testimony, and for resolving ambiguities.’” Ford, 950 F.3d at 1149, 5 quoting Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995). 6 B. Standard of Review 7 Congress has provided that an individual may obtain judicial review of any final decision 8 of the Commissioner of Social Security regarding entitlement to benefits. 42 U.S.C. § 405(g). In 9 determining whether to affirm, modify, or reverse an ALJ’s decision, the Court reviews only 10 those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 F.3d 503, 517 11 n.13 (9th Cir. 2001). Further, the Court’s review of the Commissioner’s decision is a limited one; 12 the Court may not disturb the Commissioner’s final decision unless it is based on legal error or 13 the findings of fact are not supported by substantial evidence. 42 U.S.C. § 405(g); Reddick v. 14 Chater, 157 F.3d 715, 720 (9th Cir. 1998). “[T]he threshold for such evidentiary sufficiency is 15 not high.” Biestek v. Berryhill, 587 U.S. 97, 103 (2019). Rather, “[s]ubstantial evidence is more 16 than a mere scintilla, and means only such relevant evidence as a reasonable mind might accept as 17 adequate to support a conclusion.” Stiffler v. O’Malley, 102 F.4th 1102, 1106 (9th Cir. 2024), 18 quoting Ford, 950 F.3d at 1154. In other words, “[s]ubstantial evidence is relevant evidence 19 which, considering the record as a whole, a reasonable person might accept as adequate to support 20 a conclusion.” Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002), quoting Flaten v. Sec’y of 21 Health & Human Servs., 44 F.3d 1453, 1457 (9th Cir. 1995). 22 Should the ALJ err, the Court will not reverse where the error was harmless. Stout, 454 23 F.3d at 1055-56. “An error is harmless only if it is ‘inconsequential to the ultimate nondisability 24 determination.’” Leach v. Kijakazi, 70 F.4th 1251, 1255 (9th Cir. 2023), quoting Lambert v. 25 Saul, 980 F.3d 1266, 1278 (9th Cir. 2020). The burden of showing that an error is not harmless 26 “normally falls upon the party attacking the agency’s determination.” Molina v. Astrue, 674 F.3d 27 1104, 1111 (9th Cir. 2012), quoting Shinseki v. Sanders, 556 U.S. 396, 409 (2009). 1 simply by isolating a specific quantum of supporting evidence.” Hill v. Astrue, 698 F.3d 1153, 2 1159 (9th Cir. 2012), quoting Robbins v. Soc. Sec. Admin., 466 F.3d 880, 882 (9th Cir. 2006). 3 Nor may the Court affirm the ALJ on a ground upon which he or she did not rely; rather, the 4 Court may review only the reasons stated by the ALJ in his decision. Orn v. Astrue, 495 F.3d 5 625, 630 (9th Cir. 2007); see also Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2003). It is 6 not this Court’s function to second guess the ALJ’s conclusions and substitute the Court’s 7 judgment for the ALJ’s; rather, if the evidence “is susceptible to more than one rational 8 interpretation, it is the ALJ’s conclusion that must be upheld.” Ford, 950 F.3d at 1154, quoting 9 Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). 10 III. 11 DISCUSSION AND ANALYSIS 12 Plaintiff argues that the ALJ erred in two ways. First, Plaintiff argues that the ALJ failed to 13 properly evaluate the medical opinions of record. (ECF No. 14, pp. 4-8.) Second, Plaintiff 14 contends that the ALJ erred by failing to give clear and convincing reasons why the ALJ rejected 15 Plaintiff’s subjective complaints regarding his mental symptoms. (Id. at pp. 8-10.) The 16 Commissioner opposes, arguing that substantial evidence supports the ALJ’s decision. (ECF No. 17 16.) The Court agrees with the Commissioner. 18 A. The ALJ’s Assessment of Medical Opinions 19 Plaintiff brings a lean argument, contending that the ALJ failed to provide a sufficient 20 rationale that supported the finding that the state-agency consultants’ opinions were not fully 21 persuasive on the singular issue of Plaintiff’s ability to interact with supervisors. The Court is not 22 persuaded. 23 When an ALJ calculates a claimant’s RFC, the ALJ is tasked with determining “the 24 individual’s maximum remaining ability to do sustained work activities in an ordinary work setting 25 on a regular and continuing basis, and the RFC assessment must include a discussion of the 26 individual’s abilities on that basis.” SSR 96-8p, 1996 WL 374184, at *2 (emphasis in original). In 27 other words, the “RFC does not represent the least an individual can do despite his or her 1 “based on all of the relevant medical and other evidence.” 20 C.F.R. § 404.1545(a)(3). This 2 includes “any statements . . . provided by medical sources, whether or not they are based on formal 3 medical examinations,” as well as reviewing any “consultative examination(s)” and, where 4 applicable, persuasive prior administrative medical findings (“PAMFs”). Id. 5 When assessing medical opinions under the Social Security Administration’s 2017 revised 6 regulations, “there is not an inherent persuasiveness to evidence from [government consultants] 7 over [a claimant’s] own medical source(s), and vice versa.” Woods v. Kijakazi, 32 F.4th 785, 791 8 (9th Cir. 2022), quoting Revisions to Rules Regarding the Evaluation of Medical Evidence, 82 9 Fed. Reg. 5844, 5844, 2017 WL 168819 (F.R. Jan. 18, 2017). “The most important factors” that 10 the agency considers when evaluating the persuasiveness of medical opinions are “supportability” 11 and “consistency.” Id., quoting 20 C.F.R. § 404.1520c(a). Supportability means the extent to 12 which a medical source supports the medical opinion by explaining the “relevant . . . objective 13 medical evidence.” 20 C.F.R. § 404.1520c(c)(1); see also 20 C.F.R. § 416.920c(c)(1). 14 Consistency means the extent to which a medical opinion is “consistent . . . with the evidence from 15 other medical sources and nonmedical sources in the claim.” 20 C.F.R. § 404.1520c(c)(2); see 16 also 20 C.F.R. § 416.920c(c)(2). 17 “The revised regulations recognize that a medical source’s relationship with the claimant is 18 still relevant when assessing the persuasiveness of the source’s opinion.” Woods, 32 F.4th at 792, 19 citing 20 C.F.R. § 404.1520c(c)(3). Therefore, “an ALJ can still consider the length and purpose 20 of the treatment relationship, the frequency of examinations, the kinds and extent of examinations 21 that the medical source has performed or ordered from specialists, and whether the medical source 22 has examined the claimant or merely reviewed the claimant’s records.” Id., citing 20 C.F.R. § 23 404.1520c(c)(3)(i)-(v). That said, “the ALJ no longer needs to make specific findings regarding 24 these relationship factors.” Id. 25 In the decision, the ALJ found the opinions of state agency psychological reviewers E. 26 Oritt, PhD and S. Saxby, PhD, to not be fully persuasive. (AR 26.) As relevant here, on March 27 15, 2022, Dr. Oritt, on an initial review, concluded that Plaintiff was moderately limited in the 1 When explaining the reason for this limitation, Dr. Oritt opined that this limitation was based on 2 Plaintiff’s anxiety and occasional paranoia. (AR 73.) On July 4, 2022, Dr. Saxby, upon 3 reconsideration, also concluded that Plaintiff was moderately limited in the ability to accept 4 instructions and respond appropriately to criticism from supervisors because of anxiety and 5 occasional paranoia. (AR 88-89.) 6 Though the ALJ credited the remainder of Drs. Oritt’s and Saxby’s opinions, the ALJ 7 found that “the notation that [Plaintiff] has moderate limitation regarding abilities to interact with 8 supervisors [was] not supported by the medical evidence of record which shows [Plaintiff was] 9 cooperative with schools staff members and consistently presents as cooperative at exams.” (AR 10 26, citing Exs. 1F, 14F, 7F.) 11 Plaintiff begins with an argument the Court already dispensed of in Scott T. C. v. 12 Commissioner of Social Security, No. 1:23-cv-01776-SAB, 2025 WL 227288 (E.D. Cal. Jan. 17, 13 2025). In Scott T. C., the Court noted that it was the plaintiff’s position “that interactions that 14 claimants have with treatment providers ‘do not demonstrate an ability to work with coworkers, 15 supervisors, or the general public in a work setting.’” Id., quoting Tina R. v. Commissioner of 16 Social Security, No. C18-1041JLR, 2019 WL 1417301, at *5 (W.D. Wash. Mar. 29, 2019). 17 However, the Court explained that, in its view, Tina R. overstated the relevant regulation, which 18 states: “Your ability to complete tasks in settings that are highly structured, or that are less 19 demanding or more supportive than typical work settings does not necessarily demonstrate your 20 ability to complete tasks in the context of regular employment during a normal workday or work 21 week.” 20 C.F.R. § Pt. 404, Subpt. P, App. 1 (emphasis added). The Court found that Tina R. was 22 not “persuasive for the proposition that an ALJ can never look to interactions between a claimant 23 and a health care provider in assessing a claimant’s interaction with others.” Scott T. C., 2025 WL 24 227288, at *6 (emphasis in original). Thus, this Court concluded that an ALJ does not err “by 25 considering Plaintiff’s interactions with his health care providers.” Id. Here, Plaintiff essentially 26 raises the same argument, and the Court is unpersuaded to alter its view on this issue. The Court 27 notes that the ALJ cited to records that demonstrated Plaintiff’s cooperative behavior with medical 1 556, 559, 591, 643, 649, 655, 663, 668, 676.) 2 Plaintiff continues, arguing that even if the ALJ considered interactions Plaintiff had with 3 medical care providers, they cannot be the sole reason to reject a moderate limitation of interacting 4 with interacting with supervisors. To support this, Plaintiff addresses the ALJ’s other reason for 5 discounting this limitation, that Plaintiff was cooperative with school staff members. Even 6 assuming the ALJ meant to cite to Exhibit 2F (instead of Exhibit 1F),4 Plaintiff maintains that this 7 record—Plaintiff’s IEP records from October 6, 2020, through October 8, 2021—does not support 8 the ALJ’s rationale because it is outside the application date and that the records indicated that 9 Plaintiff cooperated with school staff but was still withdrawn. 10 The Commissioner argues, and the Court agrees, that Plaintiff’s relevant IEP record was 11 dated October 8, 2021, which was three months before Plaintiff’s application date of January 19, 12 2022, and that Plaintiff has not articulated how his condition changed in any significant way over 13 those three months. The Commissioner then contends that Plaintiff’s characterization of the 14 relevant IEP record is overblown. The Court also agrees. In particular, Plaintiff states that the 15 record demonstrates that Plaintiff had difficulties and that mental health symptoms of 16 improvement and debilitation can fluctuate over a period of months or years—thus an ALJ may 17 not selectively pick records during improvement. However, the October 8, 2021 record reports 18 that Plaintiff “[could] appropriately communicate with peers and staff,” as well “[Plaintiff was] 19 cooperative and respectful. . . . He can be soft spoken or withdrawn and can have difficulty paying 20 attention and remaining on-task.” (AR 334.) As the Commissioner points out, these two 21 observations came from the same report, so Plaintiff’s suggestion that the ALJ was picking out 22 isolated instances of improvement is not persuasive here. 23 In sum, the ALJ rejected Drs. Oritt’s and Saxby’s conclusions that Plaintiff had a moderate 24 limitation regarding his ability to interact with supervisors. The ALJ reasoned that these 25 conclusions were not consistent with the objective medical evidence, which demonstrated that 26 Plaintiff was cooperative with school staff members and consistently presented as cooperative at 27 4 As Plaintiff seemingly acknowledges, and the Commissioner agrees, the Court finds that the ALJ clearly meant to 1 exams. The Court finds that the ALJ sufficiently explained the reasoning for discounting those 2 portions of the state-agency consultative opinions.5 3 Accordingly, the ALJ did not err.6 4 B. Plaintiff’s Subjective Complaints 5 Plaintiff takes two issues with the ALJ’s credibility determination of Plaintiff’s subjective 6 complaints. First, Plaintiff asserts that the ALJ gave only a general summary of the evidence and 7 did not delineate what evidence undermined Plaintiff’s alleged limitations. Second, Plaintiff 8 argues that the ALJ erred by describing Plaintiff’s treatment as conservative. These arguments are 9 unavailing. 10 “The ALJ is responsible for determining credibility, resolving conflicts in medical 11 testimony, and for resolving ambiguities.” Garrison v. Colvin, 759 F.3d 995, 1010 (9th Cir. 2014), 12 quoting Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir.1995). As relevant here, where the ALJ 13 “determines that a claimant . . . is not malingering and has provided objective medical evidence of 14 an underlying impairment which might reasonably produce the pain or other symptoms she 15 alleges, the ALJ may reject the claimant’s testimony about the severity of those symptoms only by 16 providing specific, clear, and convincing reasons for doing so.” Lambert, 980 F.3d at 1277, 17 quoting Brown-Hunter v. Colvin, 806 F.3d 487, 488-89 (9th Cir. 2015). “Ultimately, the ‘clear 18 5 The Court notes that the Commissioner also makes a hair-splitting argument that for state-agency consultative 19 opinions, under their relevant RFC assessments, a doctor’s notation that a claimant has a limitation is a conclusion, not a medical opinion. In the Commissioner’s view, the only medical opinion in this area is the doctor’s narrative 20 explanation for the relevant conclusion. At this time, the Court makes no determination on the merit of such an argument because the ALJ here nonetheless complied with its duty to identify and explain which portions of the 21 medicinal opinions the ALJ credited, discredited, or gave partial credit toward.
22 6 The Court agrees with the Commissioner that even if the ALJ erred, Plaintiff has not articulated how such an error here would have not been harmless. An error is harmless where it is “inconsequential to the [ALJ’s] ultimate 23 nondisability determinations.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 2008) (quotation and citation omitted). The burden of showing that an error is not harmless “normally falls upon the party attacking the agency’s 24 determination.” Shinseki v. Sanders, 556 U.S. 396, 409 (2009). To start, the Court observes that it appears that Plaintiff’s brief is a palimpsest; however, Plaintiff inadvertently kept in this section the particular facts from a case 25 involving a female client who suffered from bipolar disorder and had an inability to concentrate for long periods of time. (ECF No. 14, p. 7.) Plaintiff did not address this issue in his reply but merely reiterated that any error was not harmless. Even construing Plaintiff’s argument to the relevant facts of this case, the Court strains to find that any 26 error would have been harmful. The supporting narrative from the state-agency consultative examiners regarding Plaintiff’s ability to interact with others remains unchanged (AR 73, 89), and the RFC incorporated this as a 27 limitation that “[Plaintiff] can have occasional interaction with co-workers and the public.” (AR 22.) Because Plaintiff has not met his burden of demonstrating how any error would be harmful, the Court finds that even if there 1 and convincing’ standard requires an ALJ to show his work.” Smartt v. Kijakazi, 53 F.4th 489, 2 499 (9th Cir. 2022). An ALJ must show their work by “identify[ing] the testimony [from a 3 claimant] she or he finds not to be credible and . . . explain[ing] what evidence undermines that 4 testimony.” Lambert, 980 F.3d at 1277, quoting Treichler v. Comm. of Soc. Sec. Admin., 775 5 F.3d 1090, 1102 (9th Cir. 2014). Boilerplate statements and general summaries of the evidence, 6 without more, are not enough. Id. at 1277-78. That said, an ALJ is not required “to perform a 7 line-by-line exegesis of the claimant’s testimony” or “draft dissertations when denying benefits.” 8 Id. at 1277. 9 While “an ALJ cannot insist on clear medical evidence to support each part of a claimant’s 10 subjective pain testimony when there is no objective testimony evincing otherwise, . . . [w]hen 11 objective medical evidence in the record is inconsistent with the claimant’s subjective testimony, 12 the ALJ may indeed weigh it as undercutting such testimony.” Smartt, 53 F.4th at 498 (emphasis 13 in original). Indeed, “[c]ontradiction with the medical record is a sufficient basis for rejecting the 14 claimant’s subjective testimony.” Carmickle v. Commissioner, Social Sec. Admin., 533 F.3d 15 1155, 1161 (9th Cir. 2008). “The standard isn’t whether [a] court is convinced, but instead 16 whether the ALJ’s rationale is clear enough that it has the power to convince.” Smartt, 53 F4th at 17 499. 18 The ALJ summarized Plaintiff’s subjective complaints as follows: 19 At the hearing and throughout the record the claimant reported that he was unable to work due to anxiety and mood disorder and 20 cannabis use disorder. The claimant stated that he is easily frustrated and panicked. He noted that he will start sweating. He 21 opined that he has about 10 anger/anxiety outbursts a month and that during an outburst he will damage property. He opined that 22 after an outburst he must go to his room and calm down. He reported that he uses coping skills to help with anxiety. 23 The claimant admitted to continued marijuana use noting that he 24 has only had a few brief periods since 2021 that he has not used this drug. He noted that there have been a few days when he did 25 not use marijuana and he was able to focus better, but that he got bored and began to use it again. The claimant noted that his 26 psychiatrist told him to stop using marijuana, but that his therapist told him it could help with anxiety. The claimant noted that he 27 takes prescription medications for his symptoms, which are helpful. He noted that he can manage his own medications without 1 than he was in 2021 and that his anger outbursts have decreased.
2 In terms of activities of daily living, the claimant reported that he lives with his parents and siblings who are 10 and 13 years old. He 3 reported that in a typical day he will play games on his phone and watch TV. He noted that he can care for his personal hygiene, 4 cook for himself, and put away his clothing. He testified that he could do his laundry and that he mows the grass but reported that 5 he needs reminders, and someone usually checks after him to be sure he has completed the task correctly. He noted that he does not 6 drive and that he has never had a driver’s license. The claimant noted that he worked for three weeks checking bottles for leaks 7 and stopped working because he could not understand the instructions. He noted that he worked less than a month in another 8 position where he would load boxes into a machine. He reported that he was fired from this job for breaking safety rules. 9 (AR 23.) While the ALJ noted that Plaintiff’s medically determinable impairments could 10 reasonably be expected to cause the alleged symptoms, the ALJ found that Plaintiff’s statements 11 “concerning the intensity, persistence and limiting effects of these symptoms are not entirely 12 consistent with the medical evidence and other evidence in the record for the reasons explained in 13 this decision.” (Id.) The ALJ then gave a summary of the medical evidence. Thereafter, the ALJ 14 found that Plaintiff’s statements about intensity, persistence, and limiting effects of his symptoms 15 were, 16 inconsistent because treatment for the claimant’s allegedly 17 debilitating conditions has been conservative and routine with few if any recommendations for intensive in-home services, crisis 18 interventions, inpatient care, or other more aggressive treatment options that would be expected for limitations of the degree 19 alleged. The claimant was treated on one occasion, a year prior to his alleged onset date, for crisis stabilization after an altercation 20 with family, however, he quickly calmed and was discharged (Exhibit 10F). Though he has sought emergent care for reports of 21 high levels of anxiety, these sessions are almost always precipitated by discouraged drug use with exams showing few 22 mental status abnormalities and that the claimant’s symptoms quickly improved (Exhibit 6F, 11F). The claimant has exhibited 23 persistent treatment noncompliance and continues to use marijuana daily despite repeated physician directives to stop using this 24 substance as it was likely the root cause of his condition and could exacerbate symptoms (Exhibit 7F, 6F, 3F, 12F, 11F, 14F). Though 25 there are extremely few instances of sobriety, he has admitted that when he stops using marijuana, he feels more clear and less 26 anxious (Exhibit 14F). Even though the claimant is non-compliant the claimant has reported to providers at Turning Point that he 27 experienced symptom stability and improvement with his medication regimen (Exhibit 7F, 14F). Mental status exams have 1 orientation, no suicidal/homicidal ideation, cooperative behavior, and organized thought processes. 2 Despite these inconsistences, in recognition of the claimant’s 3 conditions the undersigned has included notations in the residual functioning capacity that he should avoid all hazards such as 4 ladders, ropes, and scaffolds, unprotected heights and moving machinery, and that he can understand, remember, and carry out 5 simple work instructions. To accommodate his reports of social withdrawal and anxiety, notations that the individual can have 6 occasional interaction with co-workers and the public have also been included in the residual functioning capacity. 7 (AR 25-26.) 8 To begin, ALJ did not merely summarize medical record. Rather, as evinced above, the 9 ALJ gave detailed reasoning for rejecting Plaintiff claim of debilitating symptoms based on 10 Plaintiff’s conservative treatment, Plaintiff’s records from emergent care, Plaintiff’s 11 noncompliance with medical professionals recommending marijuana cessation, Plaintiff’s reported 12 improvement when sober, Plaintiff’s responses to his medication regime, and Plaintiff’s mental 13 status exams. Thus, Plaintiff’s argument that the ALJ only summarized the medical evidence is 14 without force. 15 Regarding Plaintiff’s suggestion that the ALJ found only that Plaintiff’s treatment had been 16 conservative, this is not exact. To be sure, the ALJ stated that Plaintiff’s treatment had been 17 conservative because there were “few if any recommendations for intensive in-home services, 18 crisis interventions, inpatient care, or other more aggressive treatment options that would be 19 expected for limitations of the degree alleged.” (AR 25.) However, the ALJ continued, noting that 20 the one time he reported for crisis stabilization treatment (a year prior to his alleged onset date) 21 Plaintiff was quickly calmed and discharged. (Id.) Significantly, the ALJ’s discussion of 22 Plaintiff’s symptoms did not end there. The ALJ observed that when Plaintiff sought emergent 23 care for anxiety, these visits “almost always precipitated by discouraged drug use.” (Id.) The ALJ 24 found that Plaintiff “exhibited persistent treatment noncompliance and continue[d] to use 25 marijuana daily despite repeated physician directives to stop using this substance as it was likely 26 the root cause of his condition and could exacerbate symptoms.” (Id.) Indeed, Plaintiff himself 27 stated that during sobriety “he feels more clear and less anxious.” (Id.) Notwithstanding his 1 | maryyuana use, Plaintiff nonetheless showed “symptom stability and improvement with his 2 | medication regimen.” (AR 25-26.) 3 While evidence of “conservative treatment” can by itself be “sufficient to discount a 4 | claimant’s testimony regarding severity of impairment,” Parra v. Astrue, 481 F.3d 742, 751 (9th 5 | Cir. 2007), the ALJ here did not solely rely on this point. Rather, the ALJ also relied upon the fact 6 | that Plaintiff was in noncompliance with medical professional opinions regarding ending 7 | marijuana use, see Chaudhry v. Astrue, 688 F.3d 661, 672 (9th Cir. 2012), as well as that Plaintiff 8 | responded to his medication regime. See Wellington v. Berryhill, 878 F.3d 867, 876 (9th Cir. 9 | 2017). Taken together, the ALJ’s “rationale [for discounting Plaintiff's alleged symptoms] is clear 10 | enough that it has the power to convince.” Smartt, 53 F4th at 499. 11 Therefore, the ALJ did not err in his analysis of Plaintiff's subjective complaints. 12 IV. 13 CONCLUSION AND ORDER 14 For the foregoing reasons, IT IS HEREBY ORDERED that the decision of the 15 | Commissioner of Social Security is AFFIRMED. It is FURTHER ORDERED that judgment be 16 | entered in favor of Defendant Commissioner of Social Security and against Plaintiff Christian 17 | Dandrew Sandoval. The Clerk of the Court is directed to CLOSE this action. 18 19 IT IS SO ORDERED. OF. nf ee 20 | Dated: _ August 25, 2025 _ EO STANLEY A. BOONE 21 United States Magistrate Judge 22 23 24 25 26 27 28