UNITED STATES DISTRICT COURT 2 EASTERN DISTRICT OF CALIFORNIA 3 4 JUAN MEZA, SR., No. 1:20-cv-01216-GSA 5 Plaintiff, 6 v. ORDER DIRECTING ENTRY OF 7 JUDGMENT IN FAVOR OF DEFENDANT KILOLO KIJAKAZI, acting COMMISSIONER OF SOCIAL SECURITY 8 Commissioner of Social Security, AND AGAINST PLAINTIFF
9 (Doc. 17, 19) Defendant. 10 11 I. Introduction 12 Plaintiff Juan Meza, Sr. (“Plaintiff”) seeks judicial review of a final decision of the 13 Commissioner of Social Security (“Commissioner” or “Defendant”) denying his application for 14 disability insurance benefits pursuant to Title II of the Social Security Act. The matter is before 15 the Court on the parties’ briefs which were submitted without oral argument to the Honorable Gary 16 S. Austin, United States Magistrate Judge.1 See Docs. 17, 19, 20. After reviewing the record the 17 Court finds that substantial evidence and applicable law support the ALJ’s decision. Plaintiff’s 18 appeal is therefore denied. 19 II. Factual and Procedural Background2 20 On June 29, 2018 Plaintiff applied for benefits alleging disability as of December 5, 2017. 21 AR 169–77. The Commissioner denied the applications initially on September 19, 2018, and on 22 reconsideration on December 21, 2018. AR 59–69; 71–82. Plaintiff requested a hearing which 23 was held before an Administrative Law Judge (the “ALJ”) on September 4, 2019. AR 37–55. On 24 September 24, 2019 the ALJ issued a decision denying Plaintiff’s application. AR 15–36. The 25
26 1 The parties consented to the jurisdiction of the United States Magistrate Judge. See Docs. 7 and 9. 27 2 The Court has reviewed the administrative record including the medical, opinion and testimonial 28 evidence, about which the parties are well informed. Relevant portions thereof will be referenced in the course of the analysis below when relevant to the arguments raised by the parties. Appeals Council denied review on June 29, 2020. AR 1–8. On August 27, 2020 Plaintiff filed a 2 complaint in this Court. Doc. 1.
3 III. The Disability Standard
4 Pursuant to 42 U.S.C. §405(g), this court has the authority to review a decision by the
5 Commissioner denying a claimant disability benefits. “This court may set aside the
6 Commissioner’s denial of disability insurance benefits when the ALJ’s findings are based on legal
7 error or are not supported by substantial evidence in the record as a whole.” Tackett v. Apfel, 180
8 F.3d 1094, 1097 (9th Cir. 1999) (citations omitted). Substantial evidence is evidence within the
9 record that could lead a reasonable mind to accept a conclusion regarding disability status. See 10 Richardson v. Perales, 402 U.S. 389, 401 (1971). It is more than a scintilla, but less than a 11 preponderance. See Saelee v. Chater, 94 F.3d 520, 522 (9th Cir. 1996) (internal citation omitted). 12 When performing this analysis, the court must “consider the entire record as a whole and 13 may not affirm simply by isolating a specific quantum of supporting evidence.” Robbins v. Social 14 Security Admin., 466 F.3d 880, 882 (9th Cir. 2006) (citations and quotations omitted). If the 15 evidence could reasonably support two conclusions, the court “may not substitute its judgment for 16 that of the Commissioner” and must affirm the decision. Jamerson v. Chater, 112 F.3d 1064, 1066 17 (9th Cir. 1997) (citation omitted). “[T]he court will not reverse an ALJ’s decision for harmless 18 error, which exists when it is clear from the record that the ALJ’s error was inconsequential to the 19 ultimate nondisability determination.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 2008). 20 To qualify for benefits under the Social Security Act, a plaintiff must establish that 21 he or she is unable to engage in substantial gainful activity due to a medically determinable physical or mental impairment that has lasted or can be expected to 22 last for a continuous period of not less than twelve months. 42 U.S.C. § 23 1382c(a)(3)(A). An individual shall be considered to have a disability only if . . . his physical or mental impairment or impairments are of such severity that he is not 24 only unable to do his previous work, but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists 25 in the national economy, regardless of whether such work exists in the immediate area in which he lives, or whether a specific job vacancy exists for him, or whether 26 he would be hired if he applied for work. 27 42 U.S.C. §1382c(a)(3)(B). 28 To achieve uniformity in the decision-making process, the Commissioner has established a sequential five-step process for evaluating a claimant’s alleged disability. 20 C.F.R. §§ 416.920(a)- 2 (f). The ALJ proceeds through the steps and stops upon reaching a dispositive finding that the
3 claimant is or is not disabled. 20 C.F.R. §§ 416.927, 416.929.
4 Specifically, the ALJ is required to determine: (1) whether a claimant engaged in substantial
5 gainful activity during the period of alleged disability, (2) whether the claimant had medically
6 determinable “severe impairments,” (3) whether these impairments meet or are medically
7 equivalent to one of the listed impairments set forth in 20 C.F.R. § 404, Subpart P, Appendix 1, (4)
8 whether the claimant retained the residual functional capacity (“RFC”) to perform past relevant
9 work, and (5) whether the claimant had the ability to perform other jobs existing in significant 10 numbers at the national and regional level. 20 C.F.R. § 416.920(a)-(f). While the Plaintiff bears 11 the burden of proof at steps one through four, the burden shifts to the commissioner at step five to 12 prove that Plaintiff can perform other work in the national economy given her RFC, age, education 13 and work experience. Garrison v. Colvin, 759 F.3d 995, 1011 (9th Cir. 2014). 14 IV. The ALJ’s Decision 15 At step one the ALJ found that Plaintiff had not engaged in substantial gainful activity since 16 his alleged onset date of December 5, 2017. AR 23. At step two the ALJ found that Plaintiff had 17 the following severe impairments: degenerative disc disease of the lumbar spine. AR 23. The ALJ 18 also determined at step two that Plaintiff had the following non-severe impairments: obesity, sleep 19 apnea, Bell’s palsy, and adjustment disordered with mixed anxiety and depressed mood. AR 24– 20 27. At step three the ALJ found that Plaintiff did not have an impairment or combination thereof 21 that met or medically equaled the severity of one of the impairments listed in 20 C.F.R. Part 404, 22 Subpart P, Appendix 1. AR 27. 23 Prior to step four, the ALJ evaluated Plaintiff’s residual functional capacity (RFC) and 24 concluded that Plaintiff had the RFC to perform light work as defined in 20 CFR 404.1567(b) with 25 limitations on postural activities. AR 27–30. At step four the ALJ concluded that, considering his 26 RFC, Plaintiff could not perform his past relevant work as a cook (medium exertional level) or 27 fence erector (heavy exertional level). AR 25–26. At step five, in reliance on the VE’s testimony, 28 the ALJ concluded that Plaintiff could perform other jobs existing in significant numbers in the national economy at the light exertional level to which his skills of cooking and food preparation 2 were transferrable, namely: short order cook, lunch cook, cold meat cook. AR 31–32.
3 Accordingly, the ALJ concluded that Plaintiff was not disabled at any time since his alleged
4 disability onset date of December 5, 2017. AR 26.
5 V. Issues Presented
6 Plaintiff asserts four claims of error: 1) that the ALJ erred in finding his mental impairments
7 non-severe, and in rejecting the associated medical opinions; 2) that the ALJ improperly rejected
8 his testimony; 3) that the ALJ improperly rejected the lay witness testimony; and, 4) the step-five
9 finding is unsupported because cooking is not a transferrable skill. 10 A. Non-Severity Finding; Rejection of Associated Opinions 11 1. Applicable Law 12 At step two of the five-step process, plaintiff has the burden to provide evidence of a 13 14 medically determinable physical or mental impairment that is severe and that has lasted or can be 15 expected to last for a continuous period of at least twelve months. Ukolov v. Barnhart, 420 F.3d 16 1002, 1004–05 (9th Cir. 2005) (citing 42 U.S.C. § 423(d)(1)(A)). A medically determinable 17 physical or mental impairment “must result from anatomical, physiological, or psychological 18 abnormalities that can be shown by medically acceptable clinical and laboratory diagnostic 19 techniques,” and will not be found based solely on the claimant’s statement of symptoms, a 20 21 diagnosis or a medical opinion. 20 C.F.R. § 404.1521. 22 Step two is “a de minimis screening device [used] to dispose of groundless claims.” Smolen 23 v. Chater, 80 F.3d 1273, 1290 (9th Cir. 1996). A “severe” impairment or combination of 24 impairments is one that significantly limits physical or mental ability to do basic work activities. 25 20 C.F.R. § 404.1520. An impairment or combination of impairments should be found to be “non- 26 severe” only when the evidence establishes merely a slight abnormality that has no more than a 27 minimal effect on an individual’s physical or mental ability to do basic work activities. Webb v. 28 Barnhart, 433 F.3d 683, 686 (9th Cir. 2005); 20 C.F.R. §§ 404.1522, 416.922. “Basic work 2 activities” mean the abilities and aptitudes necessary to do most jobs, including physical functions 3 such as walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, or handling, and 4 5 mental functions such as the ability to understand, carry out, and remember simple instructions,
6 deal with changes in a routine work setting, use judgment, and respond appropriately to supervisors,
7 coworkers, and usual work situations. 20 C.F.R. § 404.1522, 416.922.
8 When reviewing an ALJ’s findings at step two the Court “must determine whether the ALJ
9 had substantial evidence to find that the medical evidence clearly established that [the claimant] 10 did not have a medically severe impairment or combination of impairments.” Webb, 433 F.3d at 11 687 (citing Yuckert v. Bowen, 841 F.2d 303, 306 (9th Cir. 1988) (“Despite the deference usually 12 13 accorded to the Secretary’s application of regulations, numerous appellate courts have imposed a 14 narrow construction upon the severity regulation applied here.”)). 15 Before proceeding to step four, the ALJ must first determine the claimant’s residual 16 functional capacity. Nowden v. Berryhill, No. EDCV 17-00584-JEM, 2018 WL 1155971, at *2 17 (C.D. Cal. Mar. 2, 2018). The RFC is “the most [one] can still do despite [his or her] limitations” 18 and represents an assessment “based on all the relevant evidence.” 20 C.F.R. §§ 404.1545(a)(1), 19 416.945(a)(1). The RFC must consider all of the claimant’s impairments, including those that are 20 21 not severe. 20 C.F.R. §§ 416.920(e), 416.945(a)(2); Social Security Ruling (“SSR”) 96–8p. 22 A determination of residual functional capacity is not a medical opinion, but a legal decision 23 that is expressly reserved for the Commissioner. See 20 C.F.R. §§ 404.1527(d)(2) (RFC is not a 24 medical opinion), 404.1546(c) (identifying the ALJ as responsible for determining RFC). “[I]t is 25 the responsibility of the ALJ, not the claimant’s physician, to determine residual functional 26 capacity.” Vertigan v. Halter, 260 F.3d 1044, 1049 (9th Cir. 2001). In doing so, the ALJ must 27 28 determine credibility, resolve conflicts in medical testimony and resolve evidentiary ambiguities. Andrews v. Shalala, 53 F.3d 1035, 1039–40 (9th Cir. 1995). 2 “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record 3 such as medical records, lay evidence and the effects of symptoms, including pain, that are 4 5 reasonably attributed to a medically determinable impairment.” Robbins, 466 F.3d at 883. See also
6 20 C.F.R. § 404.1545(a)(3) (residual functional capacity determined based on all relevant medical
7 and other evidence). “The ALJ can meet this burden by setting out a detailed and thorough
8 summary of the facts and conflicting evidence, stating his interpretation thereof, and making
9 findings.” Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989) (quoting Cotton v. Bowen, 799 10 F.2d 1403, 1408 (9th Cir. 1986)). 11 For applications filed on or after March 27, 2017, the new regulations eliminate a hierarchy 12 13 of medical opinions, and provide that “[w]e will not defer or give any specific evidentiary weight, 14 including controlling weight, to any medical opinion(s) or prior administrative medical finding(s), 15 including those from your medical sources.” 20 C.F.R. § 404.1520c(a). Rather, when evaluating 16 any medical opinion, the regulations provide that the ALJ will consider the factors of supportability, 17 consistency, treatment relationship, specialization, and other factors. 20 C.F.R. § 404.1520c(c). 18 Supportability and consistency are the two most important factors and the agency will articulate 19 how the factors of supportability and consistency are considered. Id. 20 21 2. Analysis 22 On September 7, 2018 Dr. DeBattista performed a consultative psychiatric examination of 23 Plaintiff at the request of the agency. AR 387. He diagnosed major depressive disorder interrelated 24 to physical chronic pain and opined, in relevant part, that Plaintiff would have mild to moderate 25 impairment in his ability to maintain attention, concentration and pace. AR 389. Plaintiff contends 26 the ALJ erred in rejected this opinion by finding only mild limitations, and therefore concluding 27 28 that Plaintiff’s mental health impairments were non-severe. Notably, the ALJ did not reject the majority of the opinion in finding only mild limitations 2 caused by Plaintiff’s mental health impairments. Indeed, Dr. Debattista performed a functional 3 assessment of nine work-related capacities and opined that Plaintiff had no impairment in five out 4 5 of nine, that plaintiff had only a mild impairment in three out of nine, and that Plaintiff had a mild
6 to moderate impairment in one out of nine (attention, concentration and pace). In that respect, the
7 ALJ concluded Plaintiff was only mildly limited, not mild to moderately limited. This was the sole
8 departure from Dr. Debattista’s opinion, and a minor one at that. It was well supported by the
9 ALJ’s reasoning, namely that Plaintiff’s treating provider noted normal attention span and 10 concentration. AR 25–26 (citing Exhibit 11F/7, AR 423); 20 C.F.R. § 404.1520c(c)(2). (“The 11 more consistent a medical opinion(s) or prior administrative medical finding(s) is with the evidence 12 13 from other medical sources and nonmedical sources in the claim, the more persuasive the medical 14 opinion(s) or prior administrative medical finding(s) will be.”). 15 Plaintiff criticizes the ALJ’s reliance on clinical examinations noting adequate 16 concentration, contending that “an ability to pay attention during a 15-minute medical appointment 17 does not translate to an ability to attend and concentrate in a work setting on a regular and 18 continuing basis.” Br. at 5-6. Plaintiff criticizes the ALJ’s reliance on his daily activities of meal 19 preparation, driving, shopping, fishing and engaging in hobbies which do not translate to an ability 20 21 to sustain concentration throughout a workday. 22 Plaintiff’s argument is not well taken. It is not the ALJ’s burden to prove that Plaintiff has 23 the ability to sustain attention and concentration in a workplace setting. Rather, it is Plaintiff’s 24 burden to prove that he cannot. See Ukolov v. Barnhart, 420 F.3d 1002, 1005 (9th Cir. 2005) (“The 25 claimant carries the initial burden of proving a disability.”). Plaintiff cites Dr. Debattista’s opinion 26 to establish his concentration limitations. Yet Dr. Debatissta’s opinion was similarly based only 27 28 on his one time in person examination during which Plaintiff demonstrated inadequate concentration. Plaintiff’s argument is internally inconsistent insofar as he criticizes the ALJ’s 2 reliance on one examination noting adequate concentration, yet asks the ALJ to rely on another 3 examination noting inadequate concentration. In such instance courts are to defer to the ALJ’s 4 5 conclusion. Jamerson v. Chater, 112 F.3d 1064, 1066 (9th Cir. 1997) (citation omitted) (noting
6 that if the evidence could reasonably support two conclusions, the court “may not substitute its
7 judgment for that of the Commissioner” and must affirm the decision.).
8 Plaintiff’s treating physician, Dr. Diego, opined that Plaintiff had substantial limitations in
9 essentially every area of mental functioning due to his anxiety. AR 461. Plaintiff criticizes the 10 ALJ’s rejection of that opinion for the same reasons discussed above. To Plaintiff’s credit, the cited 11 activities of daily living do not necessarily foreclose all of Dr. Diego’s identified categories of 12 13 mental limitations, though they are generally inconsistent with the notion that Plaintiff suffered 14 substantial limitations in essentially every area of mental function.3 15 In any event, the ALJ identified several other reasons for rejecting Dr. Diego’s opinion, 16 including that it was: 1) “quite conclusory and cites no objective clinical findings to support the 17 extent and severity of the limitations assessed;”4 2) unsupported by Dr. Diego’s own clinical 18 findings during a June 3, 2019 examination reflecting adequate concentration and that Plaintiff 19 denied anxiety, nervousness, depression, sadness, and stress (Ex. 11F/7, AR 423); 3) inconsistent 20 21 with the record as a whole which documented generally unremarkable mental status findings, 22 routine and conservative treatment; and 4) that Plaintiff did not allege mental impairments at the 23 24 3 Some of the daily activities the ALJ underscored were quite unremarkable, such as Plaintiff’s 25 “ability to live with his wife” and “watch television.” AR 24. Cohabitating with a spouse and watching tv in no way speaks to work-related mental functional capacity, yet these items all too 26 often appear in an ALJ’s laundry list of activities which purportedly undermine the existence of disabling limitations. 27 4 Indeed, Dr. Diego cited no clinical findings or objective signs in support of the opinion, but merely 28 identified “counseling and medical provider visits” without indicating what clinical findings or objective signs were revealed during those visits which suggest mental limitations. AR 465. hearing until prompted to do so by counsel. AR 26. 2 Thus, the ALJ evaluated the required regulatory factors of supportability and consistency 3 and cited ample evidence in support of the conclusion that Dr. Diego’s opinion was not supported 4 5 by, or consistent with, Dr. Diego’s own mental status examination findings or other mental status
6 examinations in the record. 20 C.F.R. § 404.1520c(c)(2). Plaintiff’s terse discussion is largely
7 non-responsive to the ALJ’s cited reasoning. Rather, Plaintiff’s effort in the opening brief and
8 reply was primarily directed at outlining the history of the treating physician rule, it’s interpretation
9 and development within the circuit, and the argument for its continued viability notwithstanding 10 the regulatory changes. As Plaintiff reads the prevailing law, the March 27, 2017 regulatory 11 changes should not be read to displace the pre-existing treating physician rule and associated 12 13 requirements of specific and legitimate reasoning for rejecting a contradicted medical opinion, 14 along with clear and convincing reasoning for rejecting an uncontradicted medical opinion. 15 The distinction is perhaps more useful in theory than in practice. Supportability and 16 consistency are factors that must be specifically discussed under the regulatory changes when 17 evaluating medical opinion evidence, and the lack of supportability and consistency would certainly 18 be legitimate reasons to reject an opinion based on case law pre-dating the regulatory changes. See 19 Andrews v. Shalala, 53 F.3d 1035, 1041 (9th Cir. 1995) (noting that inconsistency with independent 20 21 clinical findings in the record is a specific and legitimate reason to reject a contradicted opinion of 22 a treating physician). Thus, where an ALJ’s rationale for rejecting a contradicted treating 23 physician’s opinion satisfies the new regulatory standard, it would almost certainly pass scrutiny 24 under the old standard as well. 25 Although any notion of medical opinion hierarchy has been eliminated, one could argue 26 that the revised regulatory standard is actually more demanding of the ALJ when dealing with the 27 28 medical opinion evidence generally as it underscores the two regulatory factors that must always be discussed, namely supportability and consistency. The new regulations clarify that a treating 2 physician’s opinion cannot not be rejected solely based on factors such as lack of specialization, 3 duration of treatment relationship, frequency of examinations, or “other factors” such as a check- 4 5 box format, factors which some courts may previously have found to constitute “specific and
6 legitimate” reasoning under the old standard.
7 To the extent the previous standard can be read as more demanding of the ALJ and more
8 deferential to the treating physician than the current standard, courts in this circuit have rejected
9 the notion that the treating physician rule still pertains to claims filed after March 27, 2017. Kathy 10 Jean T. v. Saul, No. 20CV1090-RBB, 2021 WL 2156179, at *5 (S.D. Cal. May 27, 2021) (Although 11 prior case law required an ALJ to provide “clear and convincing” or “specific and legitimate” 12 13 reasons for discounting a treating or examining opinion, this “measure of deference to a treating 14 physician is no longer applicable under the 2017 revised regulations.”). 15 Thus, the ALJ’s discussion (as set forth above) was amply specific and legitimate under the 16 pre-existing treating physician rule as well. Dr. Diego’s opinion that Plaintiff had substantial 17 limitations in nearly all areas of mental functioning was owed no deference here. Dr. Diego’s 18 opinion was contradicted by his own treatment notes, unsupported by other mental status 19 examination in the record, and in stark contrast to the other three opinions of record which identified 20 21 no more than mild limitations in any area of mental functioning save for the “mild to moderate” 22 mental limitation Dr. Debattista identified solely in the area of attention, concentration, and pace. 23 B. Plaintiff’s Subjective Symptomology 24 1. Applicable Law 25 The ALJ is responsible for determining credibility,5 resolving conflicts in medical 26
27 5 Social Security Ruling 16-3p applies to disability applications heard by the agency on or after 28 March 28, 2016. Ruling 16-3p eliminated the use of the term “credibility” to emphasize that subjective symptom evaluation is not “an examination of an individual’s character” but an endeavor testimony and resolving ambiguities. Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995). A 2 claimant’s statements of pain or other symptoms are not conclusive evidence of a physical or mental 3 impairment or disability. 42 U.S.C. § 423(d)(5)(A); Soc. Sec. Rul. 16-3p. 4 5 An ALJ performs a two-step analysis to determine whether a claimant’s testimony regarding
6 subjective pain or symptoms is credible. See Garrison v. Colvin, 759 F.3d 995, 1014 (9th Cir.
7 2014); Smolen, 80 F.3d at 1281; S.S.R 16-3p at 3. First, the claimant must produce objective
8 medical evidence of an impairment that could reasonably be expected to produce some degree of
9 the symptom or pain alleged. Garrison, 759 F.3d at 1014; Smolen, 80 F.3d at 1281–82. If the 10 claimant satisfies the first step and there is no evidence of malingering, the ALJ must “evaluate the 11 intensity and persistence of [the claimant’s] symptoms to determine the extent to which the 12 13 symptoms limit an individual’s ability to perform work-related activities.” S.S.R. 16-3p at 2. 14 An ALJ’s evaluation of a claimant’s testimony must be supported by specific, clear and 15 convincing reasons. Burrell v. Colvin, 775 F.3d 1133, 1136 (9th Cir. 2014); see also S.S.R. 16-3p 16 at *10. Subjective pain testimony “cannot be rejected on the sole ground that it is not fully 17 corroborated by objective medical evidence,” but the medical evidence “is still a relevant factor in 18 determining the severity of claimant’s pain and its disabling effects.” Rollins v. Massanari, 261 19 F.3d 853, 857 (9th Cir. 2001); S.S.R. 16-3p (citing 20 C.F.R. § 404.1529(c)(2)). 20 21 The ALJ must examine the record as a whole, including objective medical evidence; the 22 claimant’s representations of the intensity, persistence and limiting effects of his symptoms; 23 statements and other information from medical providers and other third parties; and any other 24 relevant evidence included in the individual’s administrative record. S.S.R. 16-3p at 5. 25
26 27
28 to “determine how symptoms limit ability to perform work-related activities.” S.S.R. 16-3p at 1- 2. 2. Analysis 2 Here, the ALJ found that Plaintiff’s medically determinable impairments could reasonably 3 be expected to cause the alleged symptoms and found no malingering. AR 28. Thus, the ALJ was 4 5 required to articulate clear and convincing reasons before rejecting Plaintiff’s reported symptoms.
6 Laborin v. Berryhill, 867 F.3d 1151, 1155 (9th Cir. 2017).
7 Plaintiff specifically underscores the following testimony which he contends ought to have
8 been credited as true, namely that he: 1) had excruciating pain in his legs and lower back making
9 standing painful; 2) could wash a few dishes, water plants and feed his pets but could not lift the 10 laundry into the washer; 3) needed a cane to rise from a seated position; 4) had to take daily breaks 11 to lie down; 5) could not bend over to lift anything from the ground; 5) suffered forgetfulness and 12 13 incontinence from his stroke, and 6) was depressed. AR 42, 45, 46, 47, 49, 53–55. 14 The ALJ rejected his testimony, noting: 1) additional daily activities mentioned in the record 15 such as independent personal care, preparing meals for over an hour, going to the park, fishing 16 twice weekly, shopping for up to two hours, vising family weekly, going to church weekly, making 17 walking sticks in his garage, making rosaries, and managing money. AR 28–29. Although these 18 activities do not necessarily establish an exceptionally high level of functionality, nor establish 19 Plaintiff’s ability to sustain gainful employment, they did reasonably establish that his symptoms 20 21 were not as disabling as alleged. See Valentine v. Commissioner Social Sec. Admin., 574 F.3d 685, 22 693 (9th Cir. 2009) (finding the ALJ satisfied the “clear and convincing” standard for an adverse 23 credibility determination where claimant engaged in “gardening and community activities . . . 24 evidence [which] did not suggest Valentine could return to his old job,” but “did suggest that 25 Valentine’s later claims about the severity of his limitations were exaggerated.”). 26 The ALJ also found the physical limitations unsupported by objective evidence. The ALJ 27 28 acknowledged MRI findings of disc space narrowing at L5-S1 with grade 1 anterior spondylolisthesis and bilateral spondylosis. AR 28. Nevertheless, the ALJ noted that 2 musculoskeletal and neurological examinations were overall unremarkable with the exception of 3 occasional findings of lumbar spine tenderness and numbness of the right leg. AR 28 (citing Exhibit 4 5 6F/6-7; 7F/16 and 21; 10F/9, 17, 26; 11F/20).
6 A review of the ALJ’s cited exhibits generally confirms the accuracy of the ALJ’s
7 description of the same as generally unremarkable save for occasional spine tenderness and
8 numbness to right leg, a characterization which Plaintiff does not acknowledge or dispute. See AR
9 316–317; 347; 351; 398; 436. Subjective pain testimony “cannot be rejected on the sole ground 10 that it is not fully corroborated by objective medical evidence,” but the medical evidence “is still a 11 relevant factor in determining the severity of claimant’s pain and its disabling effects.” Rollins v. 12 13 Massanari, 261 F.3d 853, 857 (9th Cir. 2001); S.S.R. 16-3p (citing 20 C.F.R. § 404.1529(c)(2)). 14 The ALJ further noted his conservative treatment was limited to pain medication, heat, ice 15 and exercise. Evidence of “conservative treatment” is sufficient to discount a claimant's testimony 16 regarding severity of an impairment. Johnson v. Shalala, 60 F.3d 1428, 1434 (9th Cir.1995) ; Parra 17 v. Astrue, 481 F.3d 742, 751 (9th Cir. 2007). 18 Plaintiff contends the ALJ did not specify any more invasive or extensive treatment 19 measures that Plaintiff was offered. Br. at 10. Plaintiff identifies no authority for the proposition 20 21 that, in order to reject a claimant’s testimony based on conservative treatment, the claimant must 22 have been offered and rejected more invasive treatment measures. Nor would such a proposition 23 be logically defensible. If a claimant’s medical providers never offer the more invasive treatment 24 in the first place, that strongly suggests the invasive treatment was not medically necessary, whereas 25 a claimant’s refusal thereof might potentially be explainable for reasons other than lack of medical 26 necessity. 27 28 C. Third Party Function Report 2 1. Applicable Law 3 “[F]riends and family members in a position to observe a claimant’s symptoms and daily 4 5 activities are competent to testify to her condition.” Dodrill v. Shalala, 12 F.3d 915, 918–19 (9th
6 Cir. 1993). Disregarding lay evidence without comment violates the regulatory provision that the
7 Commissioner will evaluate evidence from nonmedical sources. 20 C.F.R. §§ 404.1513(a)(4),
8 416.913(a)(4). However, “[a]n ALJ need only give germane reasons for discrediting the testimony
9 of lay witnesses.” Bayliss v. Barnhart, 427 F.3d 1211, 1218 (9th Cir. 2005). Inconsistency with 10 medical evidence is a germane reason. Id. An ALJ also provides germane reasons for rejecting 11 testimony when the lay witness’s testimony is substantively similar to other subjective testimony 12 13 that has already been validly rejected. Valentine v. Comm’r Soc. Sec. Admin., 574 F.3d 685, 694 14 (9th Cir. 2009). 15 2. Analysis 16 Plaintiff’s wife submitted a third-party function report describing Plaintiff’s limitations, 17 including taking breaks to lie down, inability to stand for long periods, difficulty dealing with stress 18 and routine changes, and reduced ability to lift, squat, bend, stand, walk, kneel, hear, climb stairs, 19 memory, and completing tasks. AR 208–214. The ALJ acknowledged the third-party report and 20 21 stated that it repeated the claimant’s own subjective statements. Plaintiff does not dispute that 22 proposition, but rather relies on his argument that his own statements were well supported. That 23 argument fails for the reasons discussed above. Because the third-party statement largely echoed 24 Plaintiff’s own subjective complaints, the ALJ’s analysis of the latter was equally applicable to the 25 former. See Valentine v. Comm’r Soc. Sec. Admin., 574 F.3d 685, 694 (9th Cir. 2009) (“In light of 26 our conclusion that the ALJ provided clear and convincing reasons for rejecting Valentine’s own 27 28 subjective complaints, and because Ms. Valentine’s testimony was similar to such complaints, it follows that the ALJ also gave germane reasons for rejecting her testimony.”) 2 D. Step-Five Finding 3 Plaintiff contends the step five finding is unsupported because the ALJ found he had 4 5 transferrable skills of cooking and food preparation. Plaintiff cites the definition of a skill from
6 SSR 82-41, which provides as follows:
7 What a "skill" is. A skill is knowledge of a work activity which requires the exercise of significant judgment that goes beyond the carrying out of simple job duties and 8 is acquired through performance of an occupation which is above the unskilled level 9 (requires more than 30 days to learn). It is practical an d familiar knowledge of the principles and processes of an art, science or trade, combined with the ability to 10 apply them in practice in a proper and approved manner. This includes activities like making precise measurements, reading blueprints, and setting up and operating 11 complex machinery. A skill gives a person a special advantage over unskilled workers in the labor market. 12
13 Plaintiff asserts, with no elaboration or legal support, that cooking and food preparation do not meet 14 that definition as they confer no advantage over unskilled workers in the labor market. Plaintiff 15 has established no conflict with the VE’s testimony. It appears reasonably self-evident that 16 cooking and food preparation (skills Plaintiff obtained as a cook) are transferrable to the 17 occupations of short order cook, lunch cook, and meat cook, in that the abilities to cook and prepare 18 food would confer an advantage over others in the labor market with no such experience. 19 Moreover, at least one unpublished case has noted that cooking is a transferrable skill. Resp. at 18 20 21 (citing Tamara M. B. v. Comm’r of Soc. Sec., No. 2:19-CV-00413-FVS, 2021 WL 785092, at *7 22 (E.D. Wash. Mar. 1, 2021)). With no authority to the contrary identified by Plaintiff, there is no 23 basis to find error here. 24 VII. Conclusion and Order 25 For the reasons stated above, the Court finds that substantial evidence and applicable law 26 support the ALJ’s conclusion that Plaintiff was not disabled. Accordingly, Plaintiff’s appeal from 27 28 the administrative decision of the Commissioner of Social Security is denied. The Clerk of Court is directed to enter judgment in favor of Defendant Kilolo Kijakazi, acting Commissioner of Social 2 Security, and against Plaintiff Juan Meza Sr. 3
4 5 IT IS SO ORDERED.
6 Dated: December 16, 2021 /s/ Gary S. Austin UNITED STATES MAGISTRATE JUDGE 7
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