HARLEY RICHARD LEIGHTY, Case No. 2:22-cv-01598-JDP (SS) Plaintiff, ORDER v. GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING MARTIN O’MALLEY, Commissioner of COMMISSIONER’S MOTION FOR Social Security, SUMMARY JUDGMENT Defendant. ECF Nos. 10 & 11
Plaintiff, who suffers from Lyme disease, challenges the final decision of the Commissioner of Social Security (“Commissioner”) denying his applications for a period of disability and disability insurance benefits (“DIB”) under Title II of the Social Security Act. Both parties have moved for summary judgment. ECF Nos. 10 & 11. Because I find that the ALJ erred in rejecting plaintiff’s subjective testimony, plaintiff’s motion is granted, and the Commissioner’s cross-motion is denied. Standard of Review An Administrative Law Judge’s (“ALJ”) decision denying an application for disability benefits will be upheld if it is supported by substantial evidence in the record and if the correct legal standards have been applied. Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1052 (9th Cir. 2006). “‘Substantial evidence’ means more than a mere scintilla, but less than a preponderance; it is such relevant evidence as a reasonable person might accept as adequate to
support a conclusion.” Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007).
“The ALJ is responsible for determining credibility, resolving conflicts in medical
testimony, and resolving ambiguities.” Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir. 2001)
(citations omitted). “Where the evidence is susceptible to more than one rational interpretation,
one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas v.
Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). However, the court will not affirm on grounds upon
which the ALJ did not rely. Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2003) (“We are
constrained to review the reasons the ALJ asserts.”).
A five-step sequential evaluation process is used in assessing eligibility for Social Security
disability benefits. Under this process, the ALJ is required to determine: (1) whether the claimant
is engaged in substantial gainful activity; (2) whether the claimant has a medical impairment (or
combination of impairments) that qualifies as severe; (3) whether any of the claimant’s
impairments meet or medically equal the severity of one of the impairments in 20 C.F.R., Pt. 404,
Subpt. P, App. 1; (4) whether the claimant can perform past relevant work; and (5) whether the
claimant can perform other specified types of work. See Barnes v. Berryhill, 895 F.3d 702, 704
n.3 (9th Cir. 2018). The claimant bears the burden of proof for the first four steps of the inquiry,
while the Commissioner bears the burden at the final step. Bustamante v. Massanari, 262 F.3d
949, 953-54 (9th Cir. 2001).
Background
On December 19, 2019, plaintiff filed an application for a period of disability and DIB,
alleging disability beginning August 31, 2018. Administrative Record (“AR”) 175-76. After his
applications were denied both initially and upon reconsideration, plaintiff testified at a telephonic
hearing before an Administrative Law Judge (“ALJ”). On June 29, 2021, the ALJ issued a decision finding that plaintiff was not disabled. AR 17-34. Specifically, the ALJ found: 1. The claimant meets the insured status requirements of the Social Security Act through September 30, 2023. 2. The claimant has not engaged in substantial gainful activity since August 31, 2018, the alleged onset date.
3. The claimant has the following severe impairments: Lyme disease, fibromyalgia, peripheral neuropathy, asthma, a mild neurocognitive disorder, and an adjustment disorder with depressed mood. * * *
4. The claimant does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments.
* * *
5. After careful consideration of the entire record, I find that the
claimant has the residual functional capacity to perform light work as defined in 20 CFR 404.1567(b) except he can stand and/or walk for up to four hours in an eight hour workday, can occasionally balance on uneven surfaces, can occasionally stoop, kneel, crouch, or crawl, can occasionally climb stairs or ramps, can never climb ladders, ropes, or scaffolds, can occasionally be exposed to vibrations, can never be exposed to unprotected heights or moving
machinery parts, can have occasional exposure to dust, noxious odors or fumes, poor ventilation, extreme cold, or extreme heat, and requires a moderate noise work environment, as defined in the Dictionary of Occupational Titles (DOT) and Selected Characteristics of Occupations. The claimant can understand and remember simple instructions, make simple work related decisions, carry-out simple instructions, cannot perform work which requires
a specific production rate, such as assembly line work or hourly quota work, and can occasionally deal with changes in a routine work setting.
* * *
6. The claimant is unable to perform any past relevant work. * * * 7. The claimant was born [in] 1975 and was 42 years old, which is defined as a younger individual age 18-49, on the alleged disability onset date.
8. The claimant has at least a high school education.
9. Transferability of job skills is not material to the determination of disability because using the Medical-Vocational Rules as a framework supports a finding that the claimant is “not disabled,” whether or not the claimant has transferable job skills.
10. Considering the claimant’s age, education, work experience, and residual functional capacity, there are jobs that exist in significant numbers in the national economy that the claimant can perform. * * *
11. The claimant has not been under a disability, as defined in the Social Security Act, from August 31, 2018, through the date of this decision.
AR 17-34 (citations to the code of regulations omitted).
Plaintiff requested review by the Appeals Council, but the request was denied. AR 1-6.
He now seeks judicial review under 42 U.S.C. §§ 405(g), 1383(c)(3).
Analysis
Plaintiff argues that remand is warranted because the ALJ’s RFC determination was not
supported by substantial evidence. ECF No. 10. Specifically, he contends that the ALJ failed to
give specific, clear, and convincing reasons for rejecting his subjective testimony as to his
symptoms. Id. at 17. For the reasons stated below, I agree with plaintiff’s argument as to the error
in rejecting his testimony. I find it unnecessary to reach the other arguments, and I remand this
case for further proceedings.
I. Legal Standard for Rejecting Plaintiff’s Subjective Testimony
When a claimant’s subjective testimony is inconsistent with objective medical evidence, an
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HARLEY RICHARD LEIGHTY, Case No. 2:22-cv-01598-JDP (SS) Plaintiff, ORDER v. GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING MARTIN O’MALLEY, Commissioner of COMMISSIONER’S MOTION FOR Social Security, SUMMARY JUDGMENT Defendant. ECF Nos. 10 & 11
Plaintiff, who suffers from Lyme disease, challenges the final decision of the Commissioner of Social Security (“Commissioner”) denying his applications for a period of disability and disability insurance benefits (“DIB”) under Title II of the Social Security Act. Both parties have moved for summary judgment. ECF Nos. 10 & 11. Because I find that the ALJ erred in rejecting plaintiff’s subjective testimony, plaintiff’s motion is granted, and the Commissioner’s cross-motion is denied. Standard of Review An Administrative Law Judge’s (“ALJ”) decision denying an application for disability benefits will be upheld if it is supported by substantial evidence in the record and if the correct legal standards have been applied. Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1052 (9th Cir. 2006). “‘Substantial evidence’ means more than a mere scintilla, but less than a preponderance; it is such relevant evidence as a reasonable person might accept as adequate to
support a conclusion.” Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007).
“The ALJ is responsible for determining credibility, resolving conflicts in medical
testimony, and resolving ambiguities.” Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir. 2001)
(citations omitted). “Where the evidence is susceptible to more than one rational interpretation,
one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas v.
Barnhart, 278 F.3d 947, 954 (9th Cir. 2002). However, the court will not affirm on grounds upon
which the ALJ did not rely. Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2003) (“We are
constrained to review the reasons the ALJ asserts.”).
A five-step sequential evaluation process is used in assessing eligibility for Social Security
disability benefits. Under this process, the ALJ is required to determine: (1) whether the claimant
is engaged in substantial gainful activity; (2) whether the claimant has a medical impairment (or
combination of impairments) that qualifies as severe; (3) whether any of the claimant’s
impairments meet or medically equal the severity of one of the impairments in 20 C.F.R., Pt. 404,
Subpt. P, App. 1; (4) whether the claimant can perform past relevant work; and (5) whether the
claimant can perform other specified types of work. See Barnes v. Berryhill, 895 F.3d 702, 704
n.3 (9th Cir. 2018). The claimant bears the burden of proof for the first four steps of the inquiry,
while the Commissioner bears the burden at the final step. Bustamante v. Massanari, 262 F.3d
949, 953-54 (9th Cir. 2001).
Background
On December 19, 2019, plaintiff filed an application for a period of disability and DIB,
alleging disability beginning August 31, 2018. Administrative Record (“AR”) 175-76. After his
applications were denied both initially and upon reconsideration, plaintiff testified at a telephonic
hearing before an Administrative Law Judge (“ALJ”). On June 29, 2021, the ALJ issued a decision finding that plaintiff was not disabled. AR 17-34. Specifically, the ALJ found: 1. The claimant meets the insured status requirements of the Social Security Act through September 30, 2023. 2. The claimant has not engaged in substantial gainful activity since August 31, 2018, the alleged onset date.
3. The claimant has the following severe impairments: Lyme disease, fibromyalgia, peripheral neuropathy, asthma, a mild neurocognitive disorder, and an adjustment disorder with depressed mood. * * *
4. The claimant does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments.
* * *
5. After careful consideration of the entire record, I find that the
claimant has the residual functional capacity to perform light work as defined in 20 CFR 404.1567(b) except he can stand and/or walk for up to four hours in an eight hour workday, can occasionally balance on uneven surfaces, can occasionally stoop, kneel, crouch, or crawl, can occasionally climb stairs or ramps, can never climb ladders, ropes, or scaffolds, can occasionally be exposed to vibrations, can never be exposed to unprotected heights or moving
machinery parts, can have occasional exposure to dust, noxious odors or fumes, poor ventilation, extreme cold, or extreme heat, and requires a moderate noise work environment, as defined in the Dictionary of Occupational Titles (DOT) and Selected Characteristics of Occupations. The claimant can understand and remember simple instructions, make simple work related decisions, carry-out simple instructions, cannot perform work which requires
a specific production rate, such as assembly line work or hourly quota work, and can occasionally deal with changes in a routine work setting.
* * *
6. The claimant is unable to perform any past relevant work. * * * 7. The claimant was born [in] 1975 and was 42 years old, which is defined as a younger individual age 18-49, on the alleged disability onset date.
8. The claimant has at least a high school education.
9. Transferability of job skills is not material to the determination of disability because using the Medical-Vocational Rules as a framework supports a finding that the claimant is “not disabled,” whether or not the claimant has transferable job skills.
10. Considering the claimant’s age, education, work experience, and residual functional capacity, there are jobs that exist in significant numbers in the national economy that the claimant can perform. * * *
11. The claimant has not been under a disability, as defined in the Social Security Act, from August 31, 2018, through the date of this decision.
AR 17-34 (citations to the code of regulations omitted).
Plaintiff requested review by the Appeals Council, but the request was denied. AR 1-6.
He now seeks judicial review under 42 U.S.C. §§ 405(g), 1383(c)(3).
Analysis
Plaintiff argues that remand is warranted because the ALJ’s RFC determination was not
supported by substantial evidence. ECF No. 10. Specifically, he contends that the ALJ failed to
give specific, clear, and convincing reasons for rejecting his subjective testimony as to his
symptoms. Id. at 17. For the reasons stated below, I agree with plaintiff’s argument as to the error
in rejecting his testimony. I find it unnecessary to reach the other arguments, and I remand this
case for further proceedings.
I. Legal Standard for Rejecting Plaintiff’s Subjective Testimony
When a claimant’s subjective testimony is inconsistent with objective medical evidence, an
ALJ can “reject the claimant’s testimony about the severity of her symptoms only by offering
specific, clear, and convincing reasons for doing so.” Garrison v. Colvin, 759 F.3d 995, 1014-15
(9th Cir. 2014). Crucially, the ALJ may not “reject a claimant’s subjective complaints based solely on a lack of medical evidence to fully corroborate the alleged severity of pain.” Burch v. Barnhart, 400 F.3d 676, 681 (9th Cir. 2005). II. The ALJ Failed to Offer Clear and Convincing Reasons for Rejecting Plaintiff’s Testimony
At a May 24, 2021 hearing before the ALJ, plaintiff testified that, due to contracting Lyme
Disease and suffering from fibromyalgia, he had, in recent years, spent ninety percent of his time
in bed because of intense joint pain. AR at 39, 43. He testified that the pain was such that he was
unable to meet with people or, at times, even to answer phone calls. Id. at 44. Plaintiff also stated
that he was afflicted with frequent, intense exhaustion that mostly precluded doing household
chores. Id. at 46.
In his decision, the ALJ acknowledged this testimony, but found that other activities cut
against the alleged severity of plaintiff’s symptoms. First, the ALJ found that although plaintiff
alleged he was bedridden for much of the day, he told a consultative examiner that he could shop
and perform self-care with difficulty, and that he could prepare basic meals and do light
housework. AR at 20. Elsewhere in the opinion, the ALJ pointed out that plaintiff was still able to
drive to an examination in July 2020, that he traveled to Arizona for a fishing trip with his father,
and that he managed to build his mother a riding corral in Oregon. Id. at 22. These activities,
which the ALJ did not describe or analyze in detail, were not sufficient to reject plaintiff’s
testimony. See Burch, 400 at 681 (“[I]f a claimant engages in numerous daily activities involving
skills that could be transferred to the workplace, the ALJ may discredit the claimant’s allegations
upon making specific findings relating to those activities.”) (emphasis added). The ability to drive,
shop, and perform self-care with difficulty, and do light housework, is not dispositive. See Orn v.
Astrue, 495 F.3d 625, 639 (9th Cir. 2007) (“This court has repeatedly asserted that the mere fact
that a plaintiff has carried on certain daily activities . . . does not in any way detract from her
credibility as to her overall disability.”) (quoting Vertigan v. Halter, 260 F.3d 1044, 1050 (9th Cir.
2001)). And travel during the relevant period is not a sufficient reason to reject a plaintiff’s testimony. See Baker v. Comm’r of SSA, 2022 U.S. Dist. LEXIS 116916, *18 (D. Ariz June 30, 2022) (“The mere fact that a claimant has traveled one or more times during the relevant period is not a sufficient reason to discount symptom testimony.”) (collecting cases). Indeed, plaintiff emphasized in his testimony that the trip went badly and that he spent much of it trying to get
additional pain medication. AR at 50. The ALJ’s emphasis on construction of the riding corral is
unpersuasive insofar as he did not adequately analyze the activity or make specific findings as to
how it contradicted plaintiff’s testimony. The ALJ’s failure to offer any analysis of this activity
makes it unclear whether plaintiff accomplished it during a brief period when the medication
Baclofen improved his symptoms. Id. at 48 (stating that he helped his mother grade a “sand area”
during this period of improvement). Plaintiff testified that this improvement was short-lived,
however, and that the grading activity then “put [him] out for two to three days.” Id.
The ALJ also found that plaintiff’s testimony as to his symptoms was not consistent with
the medical evidence. Id. at 22-23. He noted that “[a]lthough treatment providers have observed
signs consistent with [plaintiff’s] symptoms, their observations are frequently isolated and
inconsistent.” Id. at 23. The ALJ then summarized findings from several providers but did
nothing to support his conclusion that the “isolated and inconsistent” findings contradicted any
specific parts of plaintiff’s subjective testimony. See Lester v. Chater, 81 F.3d 821, 834 (9th Cir.
1995) (“General findings are insufficient; rather, the ALJ must identify what testimony is not
credible and what evidence undermines the claimant’s complaints.”). In any event, “an ALJ may
not reject a claimant’s subjective complaints based solely on a lack of medical evidence to fully
corroborate the alleged severity of pain.” Burch, 400 F.3d at 680. That principle holds special
weight where, as here, plaintiff is diagnosed with fibromyalgia. AR at 18 (acknowledging that
plaintiff has fibromyalgia). As the Ninth Circuit has held, “fibromyalgia’s cause is unknown, there
is no cure, and it is poorly-understood within much of the medical community. The disease is
diagnosed entirely on the basis of patients’ reports of pain and other symptoms.” Benecke v.
Barnhart, 379 F.3d 587, 590 (9th Cir. 2004).
Thus, I find that the ALJ failed to offer clear and convincing reasons for discounting plaintiff’s subjective testimony. This finding is sufficient to warrant remand insofar as proper consideration of his testimony might result in a more restrictive residual functional capacity. I thus find it unnecessary to reach plaintiff’s other arguments. Ill. Remand for Further Proceedings I will remand this case for further proceedings. See Dominguez v. Colvin, 808 F.3d 403, 407 (Sth Cir. 2015) (“A district court may reverse the decision of the Commissioner of Social Security, with or without remanding the case for a rehearing, but the proper course, except in rare circumstances, is to remand to the agency for additional investigation or explanation.”) (internal quotes and citations omitted); Treichler v. Comm’r of Social Sec., 775 F.3d 1090, 1105 (9th Cir. 2014) (“Where ... an ALJ makes a legal error, but the record is uncertain and ambiguous, the proper approach is to remand the case to the agency.”). My determination that the ALJ erred in failing to offer clear and convincing evidence for discounting plaintiff’s subjective testimony in this instance does not compel a finding that he is categorically unable to do so. Conclusion Accordingly, it is hereby ORDERED that: 1. Plaintiffs motion for summary judgment, ECF No. 10, is granted. 2. The Commissioner’s cross-motion for summary judgment, ECF No. 11, is denied. 3. The matter is remanded for further proceedings consistent with this order. 4. The Clerk of Court is directed to enter judgment in plaintiffs favor and close this matter. ( 1 Oy — Dated: _ March 19, 2024 q_-—_— JEREMY D. PETERSON UNITED STATES MAGISTRATE JUDGE