Springfield v. Federal Correctional Institute Englewood Warden

54 F. App'x 909
Court of Appeals for the Tenth Circuit·Decided January 3, 2002·No. No. 02-8063·Published·Cited by 3 cases

Opinion

ORDER AND JUDGMENT*

HENRY, Circuit Judge.

After examining the record and the appellant’s brief, this panel has determined unanimously that oral argument would not materially assist the determination of this appeal. See Fed. R.App. P. 34(a)(2)(C). The case is therefore submitted without oral argument.

I. BACKGROUND

Francis Edward Springfield was convicted after a,jury trial of various drug and [910] firearms violations.1 On direct appeal, this court affirmed Mr. Springfield’s convictions, but remanded for resentencing under 18 U.S.C. § 924(e), the Armed Career Criminal Act (ACCA). See United States v. Springfield, 196 F.3d 1180 (10th Cir. 1999). We agreed with the government that Mr. Springfield:

qualifies as an armed career criminal because he previously has been convicted of at least three violent felonies: (1) escape from a prison honor camp, (2) involuntary manslaughter and use of a firearm during and in relation to a crime of violence, and (3) assault and battery while armed with a dangerous weapon.

Id. at 1185. We rejected Mr. Springfield’s argument that he did not have three prior violent felony convictions because he had been convicted under a Wyoming statute concerning nonviolent escape from custody. We reasoned that “under the ACCA and the United States Sentencing Guidelines, escape is always a violent crime. It is irrelevant whether the escape actually involved any violence or whether defendant was convicted under a state statute that defines escape as a nonviolent offense.” Id.

After resentencing, Mr. Springfield filed the instant habeas corpus petition challenging the 1973 Wyoming escape conviction that had been used (along with other state court convictions) to enhance his sentence under the ACCA. Mr. Springfield asserted that his guilty plea to the escape charge was not knowing and voluntary because neither his attorney, nor the prosecutor, nor the judge informed him that escape could constitute a violent felony. According to Mr. Springfield, he “was expressly informed that the offense to which he tendered his plea was a non-violent offense.” Rec. vol. I, doc. 1, App. at 2 (“Petitioner’s Br. in Support of Petition for Writ of Habeas Corpus Brought Pursuant to 28 U.S.C. § 2254 et seq.”)

The district court dismissed Mr. Springfield’s petition with prejudice. The court held that “if a prior conviction used to enhance a federal sentence is no longer open to direct or collateral attack in its own right because the defendant failed to pursue those remedies while they were available, or because the defendant did so unsuccessfully, then that defendant may not collaterally attack his prior conviction through a motion under [28 U.S.C. §§ ] 2254 or 2255.” Rec. vol. I, doc. 2, at 2 (Order Dismissing Petition for Writ of Habeas Corpus, filed April 24, 2002).

I. DISCUSSION

In order to prosecute this appeal, Mr. Springfield must obtain a certificate of appealability. He may do so by making “a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). Mr. Springfield may make this showing by demonstrating that “reasonable jurists would find the district court’s assessment of the constitutional claims debatable or wrong.” See Slack v. McDaniel, 529 U.S. 473, 484, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000).

Upon review of the record and the applicable law, we conclude that Mr. Sprinfield is not entitled to a certificate of appealabil[911] ity. As the district court noted, the Supreme Court has held that:

once a state conviction is no longer open to direct or collateral attack in its own right because the defendant failed to pursue those remedies while they were available (or because the defendant did so unsuccessfully), the conviction may be regarded as conclusively valid. If that conviction is later used to enhance a criminal sentence, the defendant generally may not challenge the enhanced sentence through a petition under § 2254 on the ground that the prior conviction was unconstitutionally obtained.

Lackawanna County Dist. Attorney v. Coss, 532 U.S. 394, 404-05, 121 S.Ct. 1567, 149 L.Ed.2d 608 (2001) (internal citation omitted); see also Daniels v. United States, 532 U.S. 374, 381, 121 S.Ct. 1578, 149 L.Ed.2d 590 (2001) (holding that, under 28 U.S.C. § 2255, a petitioner may not challenge a prior conviction used to enhance a federal sentence if the prior conviction “is no longer open to direct or collateral attack in its own right because the defendant failed to pursue those remedies while they were available (or because the defendant did so unsuccessfully)”).

There are two narrow exceptions to this general rule: (1) when there was a failure to appoint counsel in the prior proceeding (a violation of the Sixth Amendment right to counsel pursuant to Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963)); and (2) when a defendant cannot “be faulted for failing to obtain timely review of a constitutional claim.” Lackawanna, 532 U.S. at 405, 121 S.Ct. 1567. However, Mr. Springfield has failed to establish that either exception is applicable here.

In particular, Mr. Springfield does not allege that he was without counsel in the prior proceeding. Indeed, in his petition, Mr. Springfield refers to the conduct of his counsel in that proceeding. See Rec. vol. I, doc. 1, App. at 2 (referring to advice that Mr. Springfield received from his attorney prior to the plea hearing).

As to the second exception, we note that the Supreme Court has indicated that it may apply when “a state court [has], without justification, refused to rule on a constitutional claim that has been properly presented to it” and when, “after the time for direct or collateral review has expired, a defendant [obtains] compelling evidence that he is actually innocent of the crime for which he was convicted, and which he could not have uncovered in a timely manner.” Lackawanna, 532 U.S. at 405, 121 S.Ct. 1567.

Those circumstances are not present here. There is no indication that the state court refused to rule on a properly presented constitutional claim or that Mr. Springfield has uncovered evidence demonstrating actual innocence.

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Springfield v. Federal Correctional Institute Englewood Warden, 54 F. App'x 909 (10th Cir. 2002).

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