Spitz v. Abrams

123 Misc. 2d 446, 473 N.Y.S.2d 931, 1984 N.Y. Misc. LEXIS 3022
CourtNew York Supreme Court
DecidedMarch 27, 1984
StatusPublished
Cited by15 cases

This text of 123 Misc. 2d 446 (Spitz v. Abrams) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spitz v. Abrams, 123 Misc. 2d 446, 473 N.Y.S.2d 931, 1984 N.Y. Misc. LEXIS 3022 (N.Y. Super. Ct. 1984).

Opinion

OPINION of the court

Harold J. Hughes, J.

Petitioners seek judgment (1) declaring that the respondents owe petitioners a defense in a civil action pending against them in United States District Court for the Northern District of New York in which Calvin V. Jenkins is plaintiff, and ordering respondents to provide same; (2) declaring that the respondents must indemnify petitioners in the amount of any judgment or settlement obtained against them in the Jenkins action; and (3) awarding petitioners disbursements, costs and attorneys’ fees in this proceeding.

On November 30, 1983 petitioners were served with a summons and complaint in a civil action commenced in [447]*447United States District Court for the Northern District of New York. The amended complaint in that action alleges that it is brought pursuant to section 1983 of title 42 of the United States Code to redress the deprivation by defendants, acting under color of State law, of Jenkins’ constitutional rights. The complaint alleges that on December 3, 1982 Jenkins was an inmate at the Coxsackie Correctional Facility, that at approximately 3 p.m. in the afternoon of that day Correction Officer Spitz opened Jenkins’ cell door, permitting Correction Officers Cataldo and Vadney to enter, that Cataldo and Vadney thereupon assaulted Jenkins, beating him into a state of unconsciousness.

Immediately upon receipt of the process, Spitz and Vadney filed a written request with the Attorney-General for representation under section 17 of the Public Officers Law. Paragraph (a) of subdivision 2 of section 17 of the Public Officers Law provides in pertinent part as follows: “[T]he state shall provide for the defense of the employee in any civil action or proceeding in any state or federal court arising out of any alleged act or omission which occurred or is alleged in the complaint to have occurred while the employee was acting within the scope of his public employment or duties, or which is brought to enforce a provision of section nineteen hundred eighty-one or nineteen hundred eighty-three of title forty-two. of the United States Code.”

By letter dated December 8, 1983 Assistant Attorney-General James G. McSparron advised petitioners that: “Based upon our review of this matter and the facts and circumstances as they are now known to us, we have concluded that the actions which gave rise to the litigation at issue and the allegations against you as contained in the complaint occurred while you were acting outside the scope of your public employment. Therefore, the New York State Department of Law cannot assume responsibility for your defense in this proceeding.”

Dissatisfied with that determination, petitioners commenced the instant proceeding. Upon oral argument petitioners’ counsel conceded that the second cause of action seeking indemnification is premature and, accordingly, that cause of action will be dismissed, without prejudice to a later application for indemnification in the event a [448]*448judgment or settlement is obtained against petitioners in the Federal action. Likewise, the third cause of action which purports to assert a common-law cause of action for indemnification against the State must be dismissed for failure to state a cause of action. The right of employees to be indemnified by the State is purely a creature of statute, and was unknown at common law. Moreover, to the extent that petitioners are attempting to assert some form of common-law action for indemnification or contribution, any such claim would have to be maintained in the Court of Claims, rather than this court (see Bay Ridge Air Rights v State of New York, 44 NY2d 49). The third cause of action in the petition will be dismissed.

The issues remaining for determination are: (1) whether petitioners are owed a defense by the State under section „ 17 of the Public Officers Law; (2) the role of the Attorney-General under section 17; and (3) whether petitioners’ defense expenses to date in the Federal action should be reimbursed by the State.

Initially, the court notes that a denial by the Attorney-General of a State employee’s request for a défense under section 17 of the Public Officers Law permits the employee to challenge that determination in this court (see De Vivo v Grosjean, 48 AD2d 158, 160). The issue should either be raised by motion in the pending civil action against the State employee if the State is a coparty, or by a separate special proceeding (see Public Officers Law, § 17, subd 2, par [b]). The question is whether the State employee is entitled to the protection of section 17.

The Jenkins complaint specifically alleges that Vadney and Spitz were correction officers at the time of the occurrence complained of and that the action is maintained against them pursuant to section 1983 of title 42 of the United States Code. The language of section 17 (subd 2, par [a]) of the Public Officers Law is clear and unambiguous. In such a situation the duty of the court is to apply “the well-established rule of statutory construction that where the words of a statute are free from ambiguity and doubt, and express plainly, clearly and distinctly the intent of the Legislature, there is no need to resort to other means of interpretation” (Matter of Shannon v Introne, 80 AD2d 834, [449]*449835, affd 53 NY2d 929; McKinney’s Cons Laws of NY, Book 1, Statutes, § 76). The plain and unambiguous language of this statute directs “the state shall provide for the defense of the employee in any civil action * * * in * * * federal court * * * which is brought to enforce a provision of section * * * nineteen hundred eighty-three of title forty-two of the United States Code.” The petitioners are entitled to a defense. Any contrary interpretation of the statute would do violence to the intent of the Legislature as plainly expressed in the language chosen by it.

The second issue for determination is the role of the Attorney-General in determining whether State employees are entitled to a defense under section 17 of the Public Officers Law. The Attorney-General believes that he has broad discretion in determining whether to afford a defense. In this case, the Attorney-General conducted his own investigation and decided that a defense was not required under the statute. This approach represents a fundamental misunderstanding of the scope of section 17 and the Attorney-General’s role thereunder. The Legislature has not invested the Attorney-General with broad discretion to determine the ultimate facts and base his determinations as to whether to provide a defense thereon. Rather, the statute (Public Officers Law, § 17, subd 2, par [a]) requires the State to provide a defense for any incident “arising out of any alleged act or omission which occurred or is alleged in the complaint to have occurred while the employee was acting within the scope of his public employment or duties, or which is brought to enforce a provision of section nineteen hundred eighty-one or nineteen hundred eighty-three of title forty-two of the United States Code” (emphasis supplied). The statute imposes a three-part test to be applied by the Attorney-General in determining whether a defense is authorized.

Two parts of the test require a review of the complaint in the action against the State employee.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Warner v. Schneiderman
55 Misc. 3d 1019 (New York Supreme Court, 2015)
Dreyer v. City of Saratoga Springs
43 A.D.3d 586 (Appellate Division of the Supreme Court of New York, 2007)
O'Brien v. Spitzer
24 A.D.3d 9 (Appellate Division of the Supreme Court of New York, 2005)
Lorusso v. New York State Office of Court Administration
229 A.D.2d 995 (Appellate Division of the Supreme Court of New York, 1996)
Sharrow v. State
216 A.D.2d 844 (Appellate Division of the Supreme Court of New York, 1995)
Messinger v. Yap
203 A.D.2d 870 (Appellate Division of the Supreme Court of New York, 1994)
Frontier Insurance v. State
197 A.D.2d 177 (Appellate Division of the Supreme Court of New York, 1994)
Polak v. City of Schenectady
181 A.D.2d 233 (Appellate Division of the Supreme Court of New York, 1992)
Umfrey v. NeMoyer
184 A.D.2d 1047 (Appellate Division of the Supreme Court of New York, 1992)
Spitz v. Coughlin
161 A.D.2d 1088 (Appellate Division of the Supreme Court of New York, 1990)
Hassan v. Fraccola
851 F.2d 602 (Second Circuit, 1988)
Mathis v. State
140 Misc. 2d 333 (New York Supreme Court, 1988)
New York State Inspection v. Abrams
135 A.D.2d 304 (Appellate Division of the Supreme Court of New York, 1988)
Spitz v. Abrams
105 A.D.2d 904 (Appellate Division of the Supreme Court of New York, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
123 Misc. 2d 446, 473 N.Y.S.2d 931, 1984 N.Y. Misc. LEXIS 3022, Counsel Stack Legal Research, https://law.counselstack.com/opinion/spitz-v-abrams-nysupct-1984.