Spearman v. Merit Systems Protection Board

530 F. App'x 936
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 8, 2013
Docket2013-3053
StatusUnpublished
Cited by1 cases

This text of 530 F. App'x 936 (Spearman v. Merit Systems Protection Board) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spearman v. Merit Systems Protection Board, 530 F. App'x 936 (Fed. Cir. 2013).

Opinion

PER CURIAM.

Avon Jarrett Spearman seeks review of a final order of the Merit Systems Protection Board (“board”), see Spearman v. Dep’t of the Treasury, 118 M.S.P.R. 639 (2012), that denied his petition for review of an initial decision dismissing his appeal for lack of jurisdiction, see Spearman v. Dep’t of the Treasury, No. DC0752120306-I1, 2012 MSPB LEXIS 2202 (Apr. 11, 2012) (“Initial Decision ”). We affirm.

I. BACKGROUND

Spearman was employed as a GS-12 Information Technology Specialist with the Internal Revenue Service (“IRS”). On June 29, 2011, he pled guilty, in state court, to charges of passing a forged public document. Three weeks later, the IRS notified Spearman that it proposed to remove him based upon three charges: (1) conduct unbecoming an IRS employee; (2) making false statements in a matter of official interest; and (3) failure to pay federal income taxes in a timely manner.

After considering Spearman’s written reply to the proposed removal notice, the IRS sustained the charges against him and notified him that he would be removed from his position effective August 23, 2011. Spearman then emailed his supervisor and requested that he be allowed to resign from his position with the agency. The IRS accepted his resignation, and he resigned from his position effective August 26, 2011.

*937 On February 13, 2012, Spearman filed an appeal with the board. An administrative judge subsequently issued an acknowl-edgement order advising Spearman that the board might not have jurisdiction over his appeal because his resignation was presumed to be voluntary and voluntary resignations are not appealable to the board. See Initial Decision, 2012 MSPB LEXIS 2202, at *6. Spearman responded with a written submission in which he stated that he “was forced to be removed from service for allegedly ongoing conduct related issues,” and that his supervisors had informed him that he “had no appeal rights after [his] resignation.” Spearman further asserted that he had been “taken advantage of’ due to a “learning disability.”

On April 11, 2012, the administrative judge issued an initial decision dismissing Spearman’s appeal for lack of jurisdiction. The judge determined that Spearman had failed to overcome the presumption that his resignation had been voluntary, noting that he had “identified no circumstances surrounding his decision to resign that might reflect any deprivation of free choice on his part.” Id. at *8. The judge explained that although a resignation will be deemed involuntary if an employee can show that an agency had no reasonable basis for proposing his removal, id. at *6, “[t]he record contained] nothing to even suggest that the agency’s reasons for [Spearman’s] removal could not be substantiated,” id. at *8.

On November 1, 2012, the board denied Spearman’s petition for review of the administrative judge’s initial decision. He then filed a timely appeal with this court.

II. Disoussion

We must affirm a board decision unless it is: “(1) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law; (2) obtained without procedures required by law, rule, or regulation having been followed; or (3) unsupported by substantial evidence.” 5 U.S.C. § 7703(c); Terban v. Dep’t of Energy, 216 F.3d 1021, 1024 (Fed.Cir.2000). We review de novo the question of whether the board has jurisdiction over an appeal. Fields v. Dep’t of Justice, 452 F.3d 1297, 1301 (Fed.Cir.2006).

“The board’s jurisdiction is not plenary, but is limited to those matters over which it has been granted jurisdiction by law, rule or regulation.” Johnston v. Merit Sys. Prot. Bd., 518 F.3d 905, 909 (Fed.Cir.2008). It was Spearman’s burden to establish, by a preponderance of the evidence, that the board had jurisdiction over his appeal. Garcia v. Dep’t of Homeland Sec., 437 F.3d 1322, 1344 (Fed.Cir.2006) (en banc); see also 5 C.F.R. § 1201.56(a)(2)(i).

The board has no jurisdiction over voluntary resignations. See Parrott v. Merit Sys. Prot. Bd., 519 F.3d 1328, 1332 (Fed.Cir.2008). A decision to resign, moreover, is presumed to be voluntary. Shoaf v. Dep’t of Agric., 260 F.3d 1336, 1340-41 (Fed.Cir.2001). It is only in situations where an employee can show that his resignation “was involuntary and thus tantamount to forced removal” that the board can exercise jurisdiction over his appeal. Id. at 1341 (footnote omitted); see Staats v. U.S. Postal Serv., 99 F.3d 1120, 1124 (Fed.Cir.1996).

Where, as here, an employee resigns in order to avoid removal, the resignation will generally be deemed voluntary. See Parrott, 519 F.3d at 1334-35. “Our case law is settled that where an employee is faced with the unpleasant alternative of resigning or being subjected to an adverse action, the resulting resignation cannot be considered an involuntary retirement unless the employee shows that the agency *938 lacked reasonable grounds for threatening to take the adverse action.” Terban, 216 F.3d at 1026. Here, the record contains ample evidence showing that the IRS had reasonable grounds to remove Spearman from his position. Spearman does not dispute that he pled guilty, in state court, to charges of passing a forged document. The record shows, moreover, that he failed to pay his 2007 federal income taxes in a timely manner. Under such circumstances, the board correctly determined that the IRS had a reasonable basis for proposing Spearman’s removal and that his resignation was therefore not involuntary. See Initial Decision, 2012 MSPB LEXIS 2202, at *8; see also Conforto v. Merit Sys. Prot. Bd., 713 F.3d 1111, 1123 (Fed.Cir.2013) (concluding that a retirement was not involuntary where it was not the result of “improper acts” by the agency); Schultz v. U.S. Navy, 810 F.2d 1133, 1136 (Fed.Cir.1987) (emphasizing that a threat of adverse action is coercive only if it cannot be substantiated).

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Bluebook (online)
530 F. App'x 936, Counsel Stack Legal Research, https://law.counselstack.com/opinion/spearman-v-merit-systems-protection-board-cafc-2013.