Garcia v. Department of Homeland Security

437 F.3d 1322, 2006 U.S. App. LEXIS 3214, 2006 WL 305530
CourtCourt of Appeals for the Federal Circuit
DecidedFebruary 10, 2006
Docket2004-3442
StatusPublished
Cited by370 cases

This text of 437 F.3d 1322 (Garcia v. Department of Homeland Security) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garcia v. Department of Homeland Security, 437 F.3d 1322, 2006 U.S. App. LEXIS 3214, 2006 WL 305530 (Fed. Cir. 2006).

Opinion

PROST, Circuit Judge.

Lourdes Garcia appeals the dismissal of her claim for constructive reduction in grade by the Merit Systems Protection Board (the “MSPB” or “Board”). The Board determined that Ms. Garcia had not proven that her actions were involuntary and therefore dismissed Ms. Garcia’s case for lack of jurisdiction without granting her a hearing. Garcia v. Dep’t of Homeland, Sec., No. DC0752040110-I-1, slip op. at 3 (M.S.P.B. Jan.22, 2004) (“Initial Decision”). Because the Board did not adequately determine whether or not Ms. Garcia had presented non-frivolous allegations, we vacate and remand.

I

An adverse action is an official action taken by a federal agency and imposed on an employee, such as an actual removal from employment or an actual reduction in grade or pay. 5 U.S.C. § 7512 (2000). Such official action is by statute clearly within the jurisdiction of the Board, and an aggrieved employee can appeal such an action to the Board for a determination as to whether the action was proper. 5 U.S.C. § 7513(d) (2000). This case, however, does not involve an official adverse action. Instead, it deals with what is known as a constructive adverse action. A constructive adverse action arises when an agency’s conduct leaves an employee no alternative but for the employee, involuntarily, to impose the adverse action on himself or herself. For example, although a resignation is ostensibly a voluntary separation from employment, it is possible that an employee can be coerced into resigning by actions of the employing agency. In other words, the facially voluntary action by the employee may actually be involuntary. Such an involuntary adverse action is known as a constructive adverse action, and a long line of cases has established that the Board’s jurisdiction extends to an involuntarily imposed adverse action. Here, Ms. Garcia alleges that she applied for and involuntarily accepted a reduction in grade because her employer failed to accommodate her disability. Further, Ms. Garcia alleges that the constructive adverse action was prompted by a violation of her rights to be free from discrimination in the workplace. Because her case presents questions both of possible adverse action and possible discrimination, it is a “mixed” case in the vernacular of our case law.

In Cruz v. Department of the Navy, we held that, when presented with a mixed case of constructive removal and discrimination, the Board only had authority to decide the discrimination issue if the Board had jurisdiction over the alleged constructive adverse action. 934 F.2d 1240, 1251-53 (Fed.Cir.1991) (en banc). Cruz failed to prove that a constructive *1325 adverse action had been taken against him. In other words, Cruz had failed to prove that his resignation was involuntary. Accordingly, we concluded that the Board correctly dismissed his case for want of jurisdiction without reaching his discrimination claim. Furthermore, though not explicitly mentioned in Cruz, the standards set forth in Cruz are consistent with the Board’s own regulation that places the burden on the claimant to establish jurisdiction by a preponderance of the evidence. See 5 C.F.R. § 1201.56 (2004). Since Cmz, the typical procedure in constructive adverse action cases first grants a claimant a jurisdictional hearing if the employee makes non-frivolous allegations that, if proven, could establish the Board’s jurisdiction. Then, at that hearing, the claimant has the burden of establishing the Board’s jurisdiction by a preponderance of the evidence.

In Spruill v. Merit Systems Protection Board, this court dealt with a case involving allegations of discrimination and violations of the Whistleblower Protection Act (the “WPA”). 978 F.2d 679 (Fed.Cir.1992). Neither Spruill, nor the WPA, nor the Board’s jurisdiction under the WPA are before us today. However, because Ms. Garcia and the Board argue that we should import Spruill’s reasoning to the jurisdictional burdens under 5 U.S.C. § 7512, a discussion of Spruill as background is important.

Spmiil dealt with the WPA which provides appeal rights for whistleblowers through the Individual Right of Action (the “IRA”). Codified at 5 U.S.C. § 1221(a), the IRA gives the Board jurisdiction over certain cases in which whistleblowers allege that they have suffered reprisals for their disclosures. Our court in Spruill stated that the Board’s jurisdiction over such claims is established by non-frivolous allegations. Though Spmiil dealt with the IRA, later cases have cited to language in Spmiil and have stated that non-frivolous allegations establish the Board’s jurisdiction over a constructive adverse action. See Dorrall v. Dep’t of the Army, 301 F.3d 1375, 1380 (Fed.Cir.2002); Dick v. Dep’t of Veterans Affairs, 290 F.3d 1356, 1362 (Fed.Cir.2002).

In constructive adverse action cases, whether the Board’s jurisdiction under 5 U.S.C. § 7512 is established on a showing of preponderant evidence or a non-frivolous allegation is an issue of considerable importance, especially in mixed cases. We sua sponte decided to hear Ms. Garcia’s case en banc in order to resolve issues concerning the appropriate test for Board jurisdiction under the relevant statutes and regulation. For the reasons set forth below, we hold that, under 5 U.S.C. § 7512, non-frivolous allegations do not establish the Board’s jurisdiction. We further hold that the Board’s regulation, 5 C.F.R. § 1201.56, which requires an employee to prove the Board’s jurisdiction by a preponderance of the evidence, is entitled to deference and is therefore lawful Finally, we reaffirm our en banc holding in Cmz that in a constructive adverse action case, a claimant must prove that the action was involuntary and that the Board may not reach discrimination issues in mixed cases unless jurisdiction is established with respect to the adverse action alleged.

II

Lourdes Garcia assumed the position of Assistant Chief Inspector, GS-14, with the Washington, D.C. Headquarters Office of the Immigration and Naturalization Service (the “INS” or “agency”) in 1993. The INS is now part of the Department of Homeland Security (the “DHS”). In May 2000, she injured her back and shoulder, and thereafter requested a specially adjusted ergonomic office space. A year la *1326 ter, Ms.

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Bluebook (online)
437 F.3d 1322, 2006 U.S. App. LEXIS 3214, 2006 WL 305530, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garcia-v-department-of-homeland-security-cafc-2006.