Southworth v. Northern Trust Securities, Inc.

2011 Ohio 3467, 960 N.E.2d 473, 195 Ohio App. 3d 357
CourtOhio Court of Appeals
DecidedJuly 14, 2011
Docket95763
StatusPublished
Cited by8 cases

This text of 2011 Ohio 3467 (Southworth v. Northern Trust Securities, Inc.) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Southworth v. Northern Trust Securities, Inc., 2011 Ohio 3467, 960 N.E.2d 473, 195 Ohio App. 3d 357 (Ohio Ct. App. 2011).

Opinion

Melody J. Stewart, Presiding Judge.

{¶ 1} Plaintiff-appellant, John D. Southworth, appeals from a summary judgment rendered on his age-discrimination claim against his former employer, defendant-appellee, Northern Trust Securities, Inc. Northern Trust terminated Southworth, a 63-year-old portfolio manager, during a reduction in force (“rif’) resulting from the meltdown of financial markets at the end of 2008. Northern Trust claimed to have made the termination decision by means of objective ranking of the portfolio managers, but Southworth maintained that the ranking was a pretext for age discrimination because the decision to terminate him not only predated the ranking but Northern Trust fabricated or otherwise manipulated these results in order to justify its retention of a younger, less-productive employee. The court found no direct evidence of discrimination and further found that Southworth failed to make out a prima facie case of discrimination.

I

{¶ 2} Southworth brought his age-discrimination claim under R.C. 4112.02(A), which makes it an unlawful discriminatory practice for any employer to discharge an employee without just cause because of age. To the extent that the rights set forth in R.C. Chapter 4112 are similar to those expressed in Title VII of the Civil *361 Rights Act of 1964, Section 2000 et seq., Title 42, U.S.Code, we can apply federal precedent in interpreting R.C. Chapter 4112. See Plumbers & Steamfitters Joint Apprenticeship Commt. v. Ohio Civ. Rights Comm. (1981), 66 Ohio St.2d 192, 196, 20 O.O.3d 200, 421 N.E.2d 128.

{¶ 3} Age-discrimination claims can be proven in one of two ways: with direct evidence of discrimination or by establishing a prima facie case of discrimination. See Olive v. Columbia/HCA Healthcare Corp. (Mar. 9, 2000), 8th Dist. Nos. 75249 and 76349, 2000 WL 263261. Southworth offered evidence of both in opposition to summary judgment, and we consider that evidence in turn, under the Civ.R. 56(C) standard that we review contested facts in a light most favorable to Southworth.

II

{¶ 4} To make a noncircumstantial case under the direct method of proof, Southworth had to present evidence that, if believed by a jury, would prove that Northern Trust acted with discriminatory intent; that is, it made an admission or “near admission” that its decision to terminate Southworth was discriminatory. See Nagle v. Calumet Park (C.A.7, 2009), 554 F.3d 1106, 1114. Direct evidence of discriminatory intent requires more than just conjecture — it should be evidence that can be interpreted as an acknowledgment of discriminatory intent by Northern Trust or its supervisors. Hill v. Burrell Communications Group (C.A.7, 1995), 67 F.3d 665, 667. Under this standard, “ ‘only the most blatant remarks, whose intent could be nothing other than to discriminate on the basis of age’ will constitute direct evidence of discrimination.” Damon v. Fleming Supermarkets of Florida, Inc. (C.A.11, 1999), 196 F.3d 1354, 1359, quoting Earley v. Champion Internatl. Corp. (C.A.11, 1990), 907 F.2d 1077, 1081-1082. See also Febres v. Challenger Carib. Corp. (C.A.1, 2000), 214 F.3d 57, 60-61 (direct evidence consists of “statements by a decisionmaker that directly reflect the alleged animus and bear squarely on the contested employment decision”).

A

{¶ 5} Southworth’s direct evidence of age discrimination consisted of remarks made by his supervisors that he was “old school” and “stuck in his ways.”

{¶ 6} Direct evidence does not include stray remarks in the workplace, statements by non-decision-makers, or statements by decision-makers unrelated to the decisional process itself. Twymon v. Wells Fargo & Co. (C.A.8, 2006), 462 F.3d 925, 933. In Rubinstein v. Admrs. of Tulane Edn. Fund (C.A.5, 2000), 218 F.3d 392, 400-401, the court explained that comments are evidence of discrimina *362 tion only if they are “1) related [to the protected class of persons of which the plaintiff is a member]; 2) proximate in time to the [complained-of adverse employment decision]; 3) made by an individual with authority over the employment decision at issue; and 4) related to the employment decision at issue.” (Citation omitted.) See also Cooley v. Carmike Cinemas, Inc. (C.A.6, 1994), 25 F.3d 1325, 1330.

{¶ 7} The remarks at issue were made in early to mid 2007 by Southworth’s immediate supervisor in a conversation the supervisor had with another employee. The employee who heard the remarks said that they arose in a conversation concerning the supervisor’s directive that no new business coming into the office should be assigned to Southworth. In her deposition, the employee said that Southworth’s supervisor told her that “Jack was not going to be cutting edge or innovative or something of that nature, and was old school in his approach.”

{¶ 8} The actual statements made by the supervisor were unclear — the employee who heard the remarks conceded both in her deposition and affidavit that she could not recall whether the supervisor used the specific phrases “too set in his ways” and “old school.” She could only claim that the supervisor used “words to that effect.” For purposes of summary judgment, however, we must view the evidence in a light most favorable to Southworth and assume that Southworth’s supervisor made the remarks as alleged. See Civ.R. 56(C).

{¶ 9} We need not consider whether the remarks were ageist, because we find as a matter of law that the remarks were too remote in time to support the conclusion that Southworth’s supervisor made them with the intent to discriminate. Isolated ageist comments are insufficient to establish pretext unless they “can somehow be tied to the employment actions disputed in the case at hand.” Stewart v. Adolph Coors Co. (C.A.10, 2000), 217 F.3d 1285, 1289. Put differently, the term “direct evidence” normally contemplates only those “ ‘statements by a decisionmaker that directly reflect the alleged animus and bear squarely on the contested employment decision.’ ” Melendez-Arroyo v. Cutler-Hammer de P.R. Co. (C.A.1, 2001), 273 F.3d 30, 35, quoting Febres v. Challenger Caribbean Corp. (C.A.1, 2000), 214 F.3d 57, 60-61.

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Bluebook (online)
2011 Ohio 3467, 960 N.E.2d 473, 195 Ohio App. 3d 357, Counsel Stack Legal Research, https://law.counselstack.com/opinion/southworth-v-northern-trust-securities-inc-ohioctapp-2011.