Southwest Florida Symphony Orchestra and Chorus Association, Inc. v. National Labor Relations Board

Court of Appeals for the Eleventh Circuit·Decided February 19, 2026·No. 25-10103·Unpublished

Opinion

NOT FOR PUBLICATION

In the

United States Court of Appeals For the Eleventh Circuit

No. 25-10103

Non-Argument Calendar

SOUTHWEST FLORIDA SYMPHONY ORCHESTRA AND CHORUS ASSOCIATION, INC., Petitioner-Cross Respondent, versus

NATIONAL LABOR RELATIONS BOARD, Respondent-Cross Petitioner, AMERICAN FEDERATION OF MUSICIANS, LOCAL 427-721, AFL-CIO, Intervenor.

Petitions for Review of a Decision of the National Labor Relations Board Agency No. 12-CA-278936

Before ROSENBAUM, BRANCH, and ANDERSON, Circuit Judges.

USCA11 Case: 25-10103 Document: 55-1 Date Filed: 02/19/2026 Page: 2 of 18

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PER CURIAM:

The Southwest Florida Symphony Orchestra and Chorus Association, Inc. (“Symphony”), petitions for review of an order of the National Labor Relations Board (“NLRB” or “Board”), which held, contrary to the conclusion of an administrative law judge (“ALJ”), that the Symphony violated the National Labor Relations Act (“NLRA” or “Act”), 29 U.S.C. § 8(a)(5) & (1), by prematurely declaring impasse during negotiations with the union and unilaterally implementing the union’s last offer.

The Symphony maintains that the Board exceeded its authority by reversing the ALJ’s findings and credibility determinations , and that the Board’s decision is speculative and not supported by substantial evidence. The Board cross-petitions for enforcement , and the American Federation of Musicians, Local 427- 721, AFL-CIO (“Union”), intervenes in support of the decision. After careful review, we deny the Symphony’s petition and grant the Board’s cross-petition.

I.

The Symphony was a non-profit symphony orchestra in Fort Myers, Florida. And the Union has represented its musicians in collective bargaining with the Symphony since 2008. 1 As relevant here, in September 2019, the parties began negotiations over

1 The Symphony advised in its briefing that it would be “closing its doors per-

manently on June 30, 2025,” after more than 60 years in operation.

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a successor collective bargaining agreement to an agreement that was in effect from October 1, 2017, through September 30, 2019.

The relevant facts are largely undisputed. The parties participated in fourteen bargaining sessions over a one-year period, some of which were virtual. They also engaged the help of a federal mediator in December 2019. Midway through the negotiations , the COVID-19 pandemic caused the Symphony to alter its bargaining proposals significantly. Then, on July 23, 2020, after additional bargaining sessions, the Symphony presented what it called its “last, best, and final offer.” We call this offer the “July LBF offer.”

After surveying bargaining-unit members about the July LBF offer, the Union submitted a counterproposal on August 14, 2020, and negotiations continued. The parties continued to exchange proposals and to meet leading up to a bargaining session on September 30, 2020, which saw the parties reach agreement or move closer on some issues. At the end of meeting, the Symphony orally informed the Union that its latest proposal was now its last, best, and final offer (the “September LBF offer”), and that it would not move further on contract terms. At the Symphony’s request, the Union took the proposal to its members, who voted against ratification in mid-October 2020.

In a telephone call on October 19, 2020, the Union informed the Symphony of the vote results and that it intended to survey its members about their reasons for rejecting the agreement. But a week later, the Symphony sent a letter to the Union declaring

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impasse and stating its intent to implement its last offer from September 30. The October 26 letter advised, “If you believe you have a proposal that would substantively alter the parties’ current positions , we remain willing to review and consider your proposal as part of our commitment to bargain in good faith.”

The Union responded the next day that it “strenuously disagree [d]” that the parties were at impasse, and that further bargaining would not be futile. The Union proposed that the failed vote should “act as a spur to the [Symphony] to re-examine its positions on the key unresolved issues and should actually move us closer to an agreement.” The Symphony began hiring in November for its December 2020 performances under the terms of its last offer to the Union.

II.

The Union filed unfair-labor-practice charges against the Symphony, and the NLRB’s General Counsel filed an amended consolidated complaint against the Symphony in September 2021. The General Counsel alleged that the Symphony violated § 8(a)(5) and (1) of the NLRA by prematurely declaring impasses in negotiations for a successor contract and unilaterally implementing its last bargaining proposal.

A.

Over a two-day hearing in December 2021, the ALJ heard testimony from three witnesses: Jane Owen, a negotiator for the Union; Richard Sparrow, the Union’s secretary and treasurer; and (c) Michael Willats, a negotiator for the Symphony. The ALJ also

25-10103 Opinion of the Court 5

received in evidence various correspondence between the parties during the negotiations.

Following the hearing, the ALJ issued an order concluding that impasse existed on October 26, 2020, and that the Symphony did not violate § 8(a)(5) and (1). The ALJ noted that that the only relevant facts genuinely in dispute related to the content of the phone call on October 19, 2020, among Owen, Sparrow, Willats, and Amy Ginsburg, the Symphony’s Executive Director, and whether “Owen asked for a meeting on November 6, 2020.” The ALJ “decline[d] to credit [Owen’s] testimony that she asked to resume bargaining for a contract after November 6 or said anything about the Union coming up with a new proposal,” citing contrary testimony from Willats, which “was sufficient to put the matter in doubt.” Nonetheless, the ALJ reasoned that, even if the request occurred, it did not defeat the Symphony’s claim of impasse because it was a “vague request . . . unaccompanied by an indication of the areas in which [the Union] fores[aw] future concession.”

Turning to the question of impasse, the ALJ reviewed the NLRB’s “pivotal case” on impasse, Taft Broad. Co., 163 NLRB 475, 478 (1967). Taft explains that whether impasse exists is a “matter of judgment” based on the totality of the circumstances, including the parties’ bargaining history and good faith, the length of negotiations , the importance of the unresolved issues, and the contemporaneous understanding of the parties as to the state of the negotiations . Id.

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In the ALJ’s view, the key question was whether, as of October 26, “there was objectively any room for movement.” In finding that “there was not,” the ALJ noted that “[a]t no time between September 30 and October 26[] did the Union suggest it would make changes to its last proposal.” Rather, the ALJ noted, the Union simply suggested that the Symphony should reconsider its positions on the unresolved issues. The ALJ outlined numerous “key unresolved issues” as of September 30.

B.

The matter was transferred to a proceeding before the Board following the ALJ’s ruling. The General Counsel and the Union filed exceptions to the ALJ’s decision, and the parties submitted additional briefing.

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