Southern Offshore Fishing Ass'n v. Daley

55 F. Supp. 2d 1336, 1999 WL 507299
CourtDistrict Court, M.D. Florida
DecidedJune 30, 1999
Docket97-1134-CIV-T-23C
StatusPublished
Cited by1 cases

This text of 55 F. Supp. 2d 1336 (Southern Offshore Fishing Ass'n v. Daley) is published on Counsel Stack Legal Research, covering District Court, M.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Southern Offshore Fishing Ass'n v. Daley, 55 F. Supp. 2d 1336, 1999 WL 507299 (M.D. Fla. 1999).

Opinion

ORDER

MERRYDAY, District Judge.

On May 2, 1997, the plaintiffs initiated this suit, which challenges the 1997 commercial harvest quotas for Atlantic large coastal sharks (“LCS”), small coastal sharks (“SCS”), and pelagic sharks pursuant to the judicial review provisions of the Magnuson-Stevens Act (“Magnuson Act”) and the Regulatory Flexibility Act (“RFA”). See 16 U.S.C. § 1855(f) and 5 U.S.C. § 611(a)(1). In 1997, the defendant United States Secretary of Commerce (through his designee, the National Marine Fisheries Service (“NMFS”)) promulgated a 50 percent quota reduction for LCS, the most commercially significant group of sharks. On February 24, 1998, after extensive briefing and argument and study of a mountainous record that included a full administrative process, I entered an order upholding the quotas against attacks on the scientific method and theory underlying the quotas but rejecting NMFS’s putative analyses of the economic effects of the quotas on small business (Doc. 66, the “February 24, 1998, order”). Southern Offshore Fishing Ass’n v. Daley, 995 F.Supp. 1411 (M.D.Fla.1998) (“[T]he Secretary acted within his regulatory discretion in setting the quotas but failed to conduct a proper analysis to determine the quotas’ economic effect on small businesses.”). I held that NMFS’s conclusion that the drastic quota reduction would have no meaningful economic effect on commercial shark fishermen was arbitrary and capricious. I noted that the agency’s inexplicable failure to recognize the existence of the “directed shark fishery.” — a small but well defined group of fishers who concentrate their commercial efforts on harvesting shark stocks — undoubtedly tainted the agency’s statutorily required consideration of less restrictive alternatives in formulating the quotas. As the Court stated,

Having studied the entire record, I conclude that the Secretary’s “no significant impact” certification and the [Final Regulatory Flexibility Analysis (“FRFA”) ] fail to satisfy [Administrative Procedure Act (“APA”) ] standards and RFA requirements. The record strongly indicates that the 1997 quotas, and most prominently the LCS quota, will significantly injure the prospects of shark fishermen pursuant to Commerce
*1338 Department thresholds. The record also severely discredits NMFS’s argument that no fishermen are dependent on shark fishing and that the plaintiffs can effortlessly transfer their fishing efforts to other stocks. One can no more readily change a bass boat to a flats boat than change directed shark fishing paraphernalia to equipment for profitable tuna fishing. To suggest otherwise is to transgress the knowledge and common sense that are insinuated into reality; it is a contrivance that imports arrogance.
The lapses and inconsistencies in the record most likely stem from NMFS’s failure to prepare an [Initial Regulatory Flexibility Analysis (“IRFA”)] in the first instance. Pursuant to § 603, an IRFA would have required NMFS to engage in a careful and meaningful study of the problem from the beginning. With notice of NMFS’s position, the public could have engaged the agency in the sort of informed and detailed discussion that has characterized this litigation. Instead, NMFS chose an insular approach designed to block further investigation and public scrutiny. NMFS compounded this error by preparing a FRFA that constitutes an attempt to agreeably decorate a stubborn conclusion.
NMFS prepared an FRFA lacking procedural or rational compliance with the requirements of the RFA. Section 604 requires that any FRFA contain “a summary of the significant issues raised by public comments in response to the initial regulatory flexibility analysis, a summary of the assessment of the agency of such issues, and a statement of any changes made in the proposed rule as a result of such comments.” 5 U.S.C. S 604(a)(2). NMFS could not possibly have complied with § 604 by summarizing and considering comments on an IRFA that NMFS never prepared. NMFS’s refusal to recognize the economic impacts of its regulations on small businesses also raises serious question about its efforts to minimize those impacts through less drastic alternatives. Section 604(a)(5) requires each FRFA to “descri[be] ... the steps the agency has taken to minimize the significant economic impact on small entities consistent with the stated objectives of applicable statutes” and then to explain why the agency chose a particular course. NMFS may not have rationally considered whether and how to minimize the 1997 quotas’ economic impacts because the agency fundamentally misapprehended the unraveling economic effect of its regulations on small businesses.
I am mindful that the RFA does not require mechanical exactitude. However, the statute compels the Secretary to make a “reasonable, good-faith effort,” prior to issuance of a final rule, to inform the public about potential adverse effects of his proposals and about less harmful alternatives. Consideration of the record as a whole convinces me that the Secretary’s defalcation unlawfully compromised his ability to render a reasoned and informed judgment with respect to the reduced quotas’ economic impact on small businesses. Accordingly, summary judgment in favor of the plaintiffs is appropriate.

Southern Offshore Fishing Ass’n v. Daley, 995 F.Supp. 1411, 1436-37 (M.D.Fla.1998) (citation and footnote omitted). Accordingly, the Court remanded the “agency’s RFA determinations to the Secretary with instructions to undertake a rational consideration of the economic effects and potential alternatives to the 1997 quotas.” Southern Offshore Fishing Ass’n, 995 F.Supp. at 1437. Of special import to the current proceedings, the Court stated the following with respect to the Court’s continuing jurisdiction during remand:

On or before May 15, 1998, the Secretary shall submit to the Court an analysis that complies with applicable law. The Court will retain jurisdiction over this case to review the economic analy-ses the Secretary conducts pursuant to this order. Considering the delicate *1339 status of the Atlantic sharks (especially LCS) and pursuant to § 611(a)(4), the public interest requires maintenance of the 1997 Atlantic shark quotas pending remand and until further order of the Court.

Southern Offshore Fishing Ass’n, 995 F.Supp. at 1437 (emphasis added, citation and footnote omitted). 1

Following remand, on May 15, 1998, the defendant submitted to the Court a document entitled “Final Consideration of the Economic Effects and Potential Alternatives to the 1997 Quotas on the Atlantic Large Coastal Shark Fishery” (Doc.7'1) (the “remand submission”). In the remand submission, the defendant finally conceded the obvious: the drastic quota reductions imposed by the Secretary caused significant financial hardship.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ocean Conservancy v. Evans
260 F. Supp. 2d 1162 (M.D. Florida, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
55 F. Supp. 2d 1336, 1999 WL 507299, Counsel Stack Legal Research, https://law.counselstack.com/opinion/southern-offshore-fishing-assn-v-daley-flmd-1999.