Sorin v. U.S. Department of Justice

280 F. Supp. 3d 550
CourtDistrict Court, S.D. New York
DecidedNovember 27, 2017
Docket15 Civ. 6774 (GWG)
StatusPublished
Cited by5 cases

This text of 280 F. Supp. 3d 550 (Sorin v. U.S. Department of Justice) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sorin v. U.S. Department of Justice, 280 F. Supp. 3d 550 (S.D.N.Y. 2017).

Opinion

OPINION AND ORDER

GABRIEL W. GORENSTEIN, UNITED STATES MAGISTRATE JUDGE

Plaintiff William F. Sorin has brought this suit under the Freedom of Information Act, 5 U.S.C, § '652 (“FOIA”), against the -United States Department of Justice (“DOJ”) to obtain records relating to So-rin’s prosecution by the United States Attorney’s Office-for the Eastern District of New York (“EDNY”) in 2006 and 2007. DOJ has moved for summary judgment.1 The parties have consented to disposition of the case by a United States Magistrate Judge pursuant to 28 U.S.C. § 636(c). For the reasons stated below, DOJ’s motion is granted.

I. BACKGROUND

Sorin’s FOIA. request seeks documents from 2006 to 2007 relating-to Sorin’s own prosecution, and guilty plea in connection with a scheme to backdate options. See Sorin Attachment at 1, 6. As Sorin describes it, options backdating occurs when a company offers an employee stock opr tions as part of that employee’s compensation package, but “backdates” the grant date of that option to a date on which the company’s stock was a lower price. See Sorin Attachment at 1 n.l. When the recipient employee exercises his option to buy the stock, he does so at the lower price and thus realizes a greater monetary gain than if the grant date was accurate. See id. According to Sorin, this charge arose from his employment as the “main lawyer” of Comverse Technology Inc. (“Comverse”), a “supplier of equipment and software to most of world’s largest telephone companies.” See id. at 1. Sorin has annexed a 31-page attachment to his brief which asserts that, notwithstanding his guilty plea, EDNY engaged in wrongdoing in prosecuting him. See Sorin Attachment. Sorin states that his FOIA requests are intended to discover information that “may either support or conflict” with Sorin’s views regarding the alleged improprieties that occurred during his prosecution. PI. Mem. at 1.

On November 18, 2014, the Executive Office for United States Attorneys (“EOU-SA”) received an email from Sorin requesting “[a]ll documentary and other communications ... relating to the prosecution captioned United States v. Sorin, 06 CR 723 (NGG) that commenced in 2006 in the Eastern District of New York.” See Luczynski Deck ¶ 4; see also Email from William F. Sorin to USAEO-FOIA Requests (annexed as Ex. A to Luczynski Deck). This email was forwarded to Doria Henriquez at EDNY. Luczynski Deck ¶6. Henriquez searched EDNY’s records. Id. ¶ 6. As part of this search, Henriquez used the “LIONS” system, a computer system used “to track eases and to retrieve files pertaining to cases.and investigations,” to find records relating to Sorin’s request. Id. ¶7. “LIONS” allows users, to search records by “a defendant’s name, the ... United States’ Attorney’s Office internal administrative number[], and the district court case number for any court cases.” Jd.

After identifying responsive files through the “LIONS” system, Henriquez recovered the archived paper file for So-rin’s criminal prosecution. Id. ¶¶ 7-8. Hen-riquez sent the contents of this file to EOUSA, which reviewed the contents, and on May 29, 2015, sent six pages of documents from this file to Sorin. Id. ¶ 8; see also Letter from Susan B. Gerson to William Sorin (annexed as Ex. B to Luczynski Deck). After Sorin filed the instant complaint on August 26, 2015, see Complaint for Injunctive Relief, filed Aug. 26, 2015 (Docket # 1), Henriquez conducted an additional search of this file and provided EOUSA for release to- Sorin an additional 29 pages while withholding 23 pages of responsive records pursuant to several FOIA exemptions.2 See Luczynski Deck ¶ 9; see also Second Letter from Susan B. Gerson to William Sorin (annexed as Ex. C to ■ Luczynski' Deck). Henriquez also searched EDNY’s electronic records for archived emails containing the word “So-rin,” but uncovered no responsive records. See Luczynski Deck ¶ 10. The IT department explained that because the Assistant U.S. Attorney (“AUSA”) assigned to pros-ecuté Soriñ’s case left in December 2013, only those emails generated in the five years prior to her departure were archived. See id. As such, no emails relating to Sorin’s prosecution, which ended in 2007, remained. See id.; Sorin Attachment at 1.

In March 2016, Henriquez identified 36 boxes, of documents relating to the prosecution ' of, Sorin’s co-defendant, Jacob “Kobi” Alexander. See Luczynski Deck ¶¶ 11-12. Alexander’s prosecution was still ongoing at that time because Alexander had fled to Namibia after his indictment. See,id. 111. Due to.the voluminous nature of these .documents, and the fact that a preliminary inspection revealed that many of these documents were not relevant to Sorin’s FOIA request, DOJ and Sorin agreed to narrow DOJ’s search of these documents. See id. ¶ 12-13; Stipulation Modifying FOIA Request (annexed to the Letter from Peter Aronoff to the Court, filed Mar. 18, 2017 (Docket # 34)) (“Stipulation”). Under the Stipulation, the parties agreed that DOJ would search the physical and electronic case files for the criminal cases of Sorin and Alexander — as well as emails from the AUSAs who worked on the cases — for documents created between March 1, 2006, and August 31, 2017. See Luczynski Decl. ¶¶ 14-15; Stipulation ¶¶ 2, 4. In addition, the Stipulation provided that, in lieu of Sorin’s original request, DOJ would search for documents falling into only the following categories:

Communications between EDNY prosecutors and Dickstein Shapiro, counsel for the Special Committee of the board of Gomverse, Inc ... [documents showing an alleged admission of guilt by So-rin to 'internal investigators ... [document's showing an attorney proffer by members of the firm Skadden, Arps, Meagher & Flom LLP ... [communications among the staff of law enforcement agencies about the prosecution of Sorin’s criminal case ... [and n]otes of law enforcement meetings about the prosecution of Sorin’s criminal case.

Luczynski Decl. ¶ 16 (internal quotation marks and citations omitted); see also Stipulation ¶ 5.

Following entry into the stipulation, Henriquez conducted additional searches that revealed more responsive documents. With respect to “Communications between EDNY prosecutors and Dickstein Shapiro,” Henriquez manually searched portions of the Alexander' file that were likely to contain documents relating to .this topic, and found approximately 500 pages of potentially responsive documents. See id. ¶ 18. On October 14, 2016, the EOUSA released 28 pages of these documents and withheld 482 pages on the grounds that they would either violate grand jury secrecy or interfere with Alexander’s then ongoing criminal proceeding. See id. ¶¶ 18-20; see also Letter from Peter Aronoff to William F. Sorin (annexed as Ex. D to Luc-zynski Deck); Letter from Thomas Anderson to William Sorin (annexed as Ex. E to Luczynski Deck). On April 17, 2017, after ■ Alexander’s criminal conviction became final, DOJ released an additional 165 documents that were previously withheld due to Alexander’s ongoing criminal proceeding, and withheld 203 pages. See Luc-zynski Deck ¶ 30; Letter from Kevin Krebs to William Sorin (annexed as Ex. H to Luczynski Deck).

With respect to “[documents showing an alleged admission of guilt by Sorin to internal investigators ...

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280 F. Supp. 3d 550, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sorin-v-us-department-of-justice-nysd-2017.