Smith v. United States

188 F.2d 969
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 15, 1951
Docket12573
StatusPublished
Cited by9 cases

This text of 188 F.2d 969 (Smith v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. United States, 188 F.2d 969 (9th Cir. 1951).

Opinions

ORR, Circuit Judge.

The Arizona Institute of Aeronautics, Inc., hereinafter called the Institute, entered into a contract with the Veterans Administration for on-the-job training of veterans. As a part of the training program certain supplies were furnished the students by the Institute and the Veterans Administration billed for the cost, such billing being in the form of vouchers supposed to reflect the true amount due. Appellant, a director and stockholder of the Institute, was indicted, tried and convicted on a charge of having presented to the Veterans Administration, an agency of the United States of America, for payment, a false claim in the name and on behalf of said Institute, in violation of § 287, 18 U.S.C.A.

Eight assignments of error are made. In oral argument appellant stressed but one, number 8, later in this opinion considered. Assignments 1 and 2 deal with an alleged defect in the indictment because of its failure to contain certain requirements of § 1001, 18 U.S.C.A. The simple answer to that contention is that the indictment was drawn under § 287, not § 1001. No contention is made of its insufficiency under § 287.

Assignments 3 and 4 are directed at a ruling of the trial court denying appellant’s offer in evidence of Regulations and Procedure No. .10,539, and Manual M—7-5. The record discloses no more than the offer. The proffered regulations and manual were not marked for identification and have not been incorporated in the record on appeal. The entire regulations were offered. The particular section or sections thereof which appellant deemed material and relevant were not pointed out either in the trial court or this court. Without recourse to the portions of the regulations relied on by appellant we cannot determine the correctness of the court’s ruling. We could take judicial knowledge of them had proper reference been made. It is now established that courts usually do'. Vol. 9, Wigmore on Evidence, § 2572. Considerable oral testimony was adduced by appellant as to the practice required by the regulations. What further function the introduction of the written regulations could have performed is not stated. The trial court was asked to admit them because they were the best evidence. The best evidence rule is usually invoked by the party against whom that evidence is being produced. The question, of the competency, relevancy, and materiality was first presented to this court. Because of the absence of a sufficient reference we are unable to say that error, plain or otherwise, exists in the exclusion of the regulations and pamphlet.

Assignment 5 alleges as error the refusal of the trial court to admit in evidence vouchers, other than those mentioned in the indictment, which had been submitted to the Veterans Administration by the Institute for payment. Appellant argues that the rejected vouchers were relevant to establish a course of action which had been followed at the Institute by appellant and others of its officers. Custom, involving criminality, cannot justify a criminal act. If we properly understand appellant’s argument it is to¡ the effect that he should not be held to have entertained a criminal intent in presenting the false vouchers because others had been guilty of the same act in a practice .acquiesced in by the Vet[971]*971erans Administration. The mere fact that vouchers for false claipis, other than those involved in this case, had been paid is not evidence that the Veterans Administration knew they were false at the time of payment. We see no merit in appellant’s argument on this point.

Under specification of error No. 6, it is appellant’s^contention that he was denied the right of effective cross-examination of witness Streicher who testified on behalf of the Government. The cross-examination of this witness had reached a paint where the internal affairs of the Institute were being stressed. The relevancy of this line of testimony is not apparent. The Court informed counsel for appellant that he could proceed to show animosity on the part of the witness toward appellant if such was his purpose but that the internal affairs of the corporation, as such, were of no concern to the Court and jury. Appellant stated the purpose of the cross-examination objected to was to test the credibility of the witness. It could have no such effect.

Specification No. 7 cites certain statements of the trial Court made during the course of the trial. We have read the statements in context and find them to be no more than necessary and proper comment required in explaining rulings and designed to contain the trial within bounds appropriate to the issues being tried.

Assignment 8 deals with proceedings subsequent to the submission of the case to the jury and prior to the rendition of its verdict. The cause was submitted to the jury at 4:10 p. m. At 5 p. m. the jury returned to open court and the following proceedings were had:

“The Court: Ladies and gentlemen, you have been out now for about an hour and it is getting late. I understand you have not reached a verdict. I want to advise you that if there isn’t a verdict by S :20 o’clock I shall be available after dinner and up until 9:00 o’clock, providing the elevators here are running. If they make provisions for elevator service I will be available until 9:00 o’clock, otherwise I shall receive your verdict in the morning.
“It might interest you to know that your conversations have been so loud in the jury room that you have been heard all over this portion of the building.
“It is very apparent the jury is paying very little attention to the court’s instructions. You are arguing as to whether I am a tough judge or not and whether the entire outfit should be in court. Those are things I told you to stay away from. However those have been the subject of your arguments.
“I thought you might be interested to know that. We have heard everything you have said, particularly when your voices were raised. I am making these comments but you don’t have to pay any attention to my instructions unless you want to and you are privileged to discuss me, but I don’t happen to be the defendant in this case and I am not interested in your verdict except that you arrive at one.
“I have instructed the bailiff to provide you with dinner if you haven’t arrived at a verdict by 5 :20. If you arrive at a verdict after that and I can get in the building I will be here to receive it, but I am not going to put myself in the same position that Judge Speakman is in by climbing stairs at night. If I can get an elevator I will receive your verdict up to 9:00 o’clock. If you haven’t arrived at a verdict by that time comfortable quarters will be provided for you in a hotel.
“I am making this statement so you will understand why I can’t stay here indefinitely and why provisions will be made for you.
“With that you are instructed to retire to your jury room.”

At 5 :35 p. m. the jury returned to open court and presented a verdict finding the defendant guilty. The Court permitted the jury foreman to present a statement on behalf of the jury which was as follows: “The verdict is guilty but the jury feels he was the victim of circumstances in the case and should be shown leniency.”

Appellant argues that the court proceedings above detailed were a communication by the Judge to the jury which un[972]*972duly interfered with its deliberations and unduly hastened the verdict.

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Smith v. United States
188 F.2d 969 (Ninth Circuit, 1951)

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Bluebook (online)
188 F.2d 969, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-united-states-ca9-1951.