Smith v. Township of Richmond

82 A.3d 407, 623 Pa. 209, 2013 WL 6598713, 2013 Pa. LEXIS 3016
Supreme Court of Pennsylvania·Decided December 16, 2013·Published·Cited by 16 cases

Opinion

OPINION

Justice SAYLOR.

This Sunshine Act dispute concerns whether meetings between an agency and outside entities, including those involved in ongoing litigation with that agency, entailed “deliberations” — and thus, should have been open to the public — where the subject of the meetings was the same as that of the litigation, although the agency claims the meetings were held for information-gathering purposes only.

Appellee Richmond Township was engaged in litigation with the Lehigh Cement Company (“Lehigh Cement”), and the East Penn Valley Residents Group (the “Citizens Group”) as intervenor, over the possible expansion of Lehigh Cement’s limestone quarry into the Township. See generally Lehigh Cement Co. v. Richmond Twp. Zoning Hearing Bd., 2010 WL 9516510 (Pa.Cmwlth. Feb. 25, 2010). At a March 8, 2010, public meeting of the Township’s three-member Board of Supervisors (the “Board”), the Township’s solicitor announced that a series of gatherings with interested parties would take place to obtain information about relevant matters, such as the nature of quarrying and the Citizens Group’s environmental concerns.1 He referred to these gatherings as “executive sessions” of the Board and noted that they would be closed to the public as permitted under the Sunshine Act.2 Four such gatherings took place on March 9-12, 2010, with a quorum of the Board in attendance at each: two with representatives of adjacent municipalities that had experience dealing with quarries; one with the Citizens Group and its attorney; and one with Lehigh Cement and its attorneys.

At the Board’s April 5, 2010, public meeting, the solicitor stated that the previously-announced “executive sessions” had occurred as scheduled. He explained that the supervisors did not deliberate on, conduct, or make any decisions on, Township business at any of the four gatherings, and he indicated that their sole purpose was for the Supervisors to ask questions of the invited persons so as to obtain information regarding the impact of a quarry in the [410]*410Township. Thereafter, the Board appointed Supervisor Kurtz as its representative to join the solicitor in settlement discussions with Lehigh Cement and report back to the Board. There is no contention that these settlement discussions violated the Sunshine Act.

On May 10, 2010, Lehigh Cement submitted a proposed settlement agreement— which was solely the work product of Le-high Cement — to the Township solicitor 45 minutes before the start of the Board’s regularly-scheduled monthly public meeting. At the meeting, the solicitor read the proposed agreement into the record. A spirited public debate ensued. In the early morning hours of May 11, 2010, at the conclusion of the public debate, Supervisor Kurtz moved to accept the settlement agreement, and his motion was seconded by Supervisor Brumbach. The third Board member, Supervisor Angstadt, voted against the motion. The motion carried by a 2-1 vote.

Meanwhile, on March 22, 2010, Appellant James M. Smith, a resident of the Township acting pro se, filed a complaint in county court, naming as defendants the Township and its Supervisors (collectively, the “Township Parties”), and challenging the validity of the four gatherings. Appellant alleged that, on each such occasion, a quorum of the Board discussed and deliberated Township business, and that they were closed to the public in violation of Section 704 of the Act, which requires that “[official action and deliberations by a quorum of the members of an agency shall take place at a meeting open to the public....” 65 Pa.C.S. § 704.3 Appellant requested a declaratory judgment that the Board violated the Sunshine Act, a permanent injunction to force the Board to comply with the Sunshine Act in the future, and an order invalidating “all action taken during, or as a result of discussions held at [such] meeting[s].” Complaint at 4-5, reproduced in R.R. 7a-8a. In their answer, the Township Parties denied the allegations, asserting that the gatherings were held solely to obtain information, and did not involve any agency business, official action, or discussion among Supervisors. See Answer & New Matter at 5 & Exh. 1, reproduced in R.R. 14a, 18a.

Ensuing depositions established that the gatherings involving the neighboring townships were convened to learn how quarry operations affected those municipalities— e.g., by generating traffic, dust, and noise — and to determine whether means exist to mitigate such impacts. The gathering with the Citizens Group was held so that the Supervisors could understand its environmental concerns involving issues such as water quality, blasting, and toxins being released into the environment. The group’s spokesman testified that he understood the gathering to be a fact-finding mission, and that no vote was taken by the Supervisors. Depositions of individuals at the gathering with Lehigh Cement reflected that it was also fact-finding in nature. The Supervisors asked questions that arose from information learned in the prior three gatherings. Some of the issues raised by those questions were ultimately addressed in the settlement agreement drafted by Lehigh Cement.

In his deposition, Appellant stated that he had no knowledge concerning whether the Supervisors voted during any of the [411]*411four gatherings, but he theorized that, before convening them, the Supervisors had decided to settle the litigation and had scheduled them to develop terms of a settlement that would be acceptable to both Lehigh Cement and the Citizens Group. See N.T., Dec. 29, 2010, at 35-38, reproduced in R.R. 281a-284a. In this regard, Appellant termed the gathering with Le-high Cement a “settlement conference,” and testified that such characterization was based on information he had obtained during discovery. See id. at 36-37. As well, with regard to the gathering with the Citizens Group, Appellant testified to his belief that its purpose was to identify terms that would be included in a settlement agreement, and that this belief was grounded on information relayed to him by John Reiser, the head of the group. Appellant admitted, though, that he was unaware of any “official actions” that might have occurred that could have bound the Township to specific settlement terms. Appellant further conceded that the official vote to accept Lehigh Cement’s proposed agreement took place at an open meeting after the public had had time to comment.

After discovery concluded, the parties filed cross-motions for summary judgment. The common pleas court granted the Township Parties’ motion, denied Appellant’s motion, and entered judgment in favor of the Township Parties.

The Commonwealth Court affirmed. See Smith v. Twp. of Richmond, 54 A.3d 404 (Pa.Cmwlth.2012). The court initially observed that, under Section 704 of the Sunshine Act, “meetings,” as defined by the Act, must be open to the public. It noted that the enactment defines a meeting, in relevant part, as a gathering held to “deliberat[e] agency business or tak[e] official action.” 65 Pa.C.S. § 703. Thus, since Appellant did not assert that the challenged private gatherings involved any official action, the court concluded that the central issue was whether they included “deliberations” about Township business.4

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Smith v. Township of Richmond, 82 A.3d 407, 623 Pa. 209, 2013 WL 6598713, 2013 Pa. LEXIS 3016 (Pa. 2013).

82 A.3d 407 (Smith v. Township of Richmond) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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