Smith v. Stewart

140 F.3d 1263, 98 Cal. Daily Op. Serv. 2558, 98 Daily Journal DAR 3511, 1998 U.S. App. LEXIS 6830, 1998 WL 156529
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 7, 1998
DocketNo. 97-99006
StatusPublished
Cited by128 cases

This text of 140 F.3d 1263 (Smith v. Stewart) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Stewart, 140 F.3d 1263, 98 Cal. Daily Op. Serv. 2558, 98 Daily Journal DAR 3511, 1998 U.S. App. LEXIS 6830, 1998 WL 156529 (9th Cir. 1998).

Opinion

OPINION ■

FERNANDEZ, Circuit Judge:

Bernard Smith, a death-row prisoner of the State of Arizona, appeals the district court’s grant of the state’s motion for summary judgment, denial of his motion for summary judgment, and denial of his petition for a writ of habeas corpus. We affirm in part, reverse in part, and remand.

BACKGROUND

Unfortunately for the good citizens of Arizona, Smith went to Yuma in April of 1983, shortly after he was paroled from prison in California. Within a few months, he had committed three armed robberies of convenience stores. Then, on August 21, 1983, shortly before midnight, he entered the Low Cost Market in Yuma, pointed a gun at the store clerk, Charles Pray, and said, “Give me all of the money or I will blow your fucking head off.” Pray, instead, called out his manager’s name twice, whereupon Smith raised his gun and shot his hapless victim. Smith then cleaned out the cash register, ran from the store, encountered Ellen Foster and her sister in their car, and ordered them to go. He then jumped into his own ear, but the sisters followed him for blocks and got his license plate number. The police stopped his car within a short time and discovered him, a revolver, and a roll of blood-stained bills.

Upon his arrest, Smith appeared to be in fine physical and mental condition. He offered up a cock-and-bull story about picking up a hitchhiker, who must have been the owner of the gun and the booty, at an intersection close to the store. That story fell apart when he discovered that Ellen Foster had followed his car from the store right through the intersection and had seen that he' did not pick anyone up. • Nothing daunted, Smith developed a new defense.

Now, it seems, the real story was that A1 Johnson had come to Yuma to talk to Smith about manufacturing PCP. After holding their business meeting, Smith and Johnson went to the Low Cost Market in Smith’s car, after which Smith went in and exited peacefully. Johnson then went in and shot the [1268]*1268clerk. After that, Johnson left his gun and the booty in Smith’s car and left Smith.

Smith’s victim suffered egregious wounds, but lingered on in pain and fear for a couple of weeks when he finally died from his injuries.

Smith’s prosecution for this offense then commenced, he was found guilty by a jury, and was sentenced to death by the trial judge in accordance with Arizona’s capital case procedures. He appealed, and in State v. Smith, 146 Ariz. 491, 707 P.2d 289 (1985) (Smith I), the Arizona Supreme Court affirmed both his conviction and his sentence. He then brought a series of post-conviction relief petitions in the state courts, and after the third of those was decided adversely to him, he proceeded with the present habeas corpus action in the federal courts. The district court, as we have said, denied the writ and he appealed.

JURISDICTION AND STANDARD OF REVIEW

The district court had jurisdiction pursuant to 28 U.S.C. § 2254. We have jurisdiction pursuant to 28 U.S.C. § 1291.

We review grants of summary judgment de novo. See Jesinger v. Nevada Fed. Credit Union, 24 F.3d 1127, 1130 (9th Cir.1994). We also review a district court’s decision to grant or deny a § 2254 petition de novo. See Moran v. McDaniel, 80 F.3d 1261, 1268 (9th Cir.1996). However, we accord a presumption of correctness to factual findings made by a state court and we accept state court rulings on state law questions. See id.

DISCUSSION

We have been presented with a long list of jeremiads about the state pretrial proceedings, the state trial proceedings, the state sentencing proceedings, the state appellate proceedings, and, finally, the district court proceedings.

We have considered all of the claims, and find virtually all of them to be without merit. Thus, while it might seem to be out of the normal order of things, we will first turn to the only truly troubling aspect of this case; the aspect which requires habeas corpus relief. That is Smith’s claim that he was denied effective assistance of counsel at his death penalty presenteneing hearing.1 We will only then turn to the other issues, and will dispose of them with less spilling of ink.

A. Sentencing Proceedings

It is undisputed that trial counsel presented no mitigating evidence at the presentencing hearing and, more than that, he essentially presented no argument on Smith’s behalf. Counsel made a few asthenic comments to the effect that Smith still denied his guilt and that he was just 30 years of age. Nothing else!

We must decide whether counsel was ineffective based on the now familiar factors set forth by the Supreme Court in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). In order to obtain relief, Smith must show both that counsel “was not functioning as the ‘counsel’ guaranteed ... by the Sixth Amendment,” and that the deficiency prejudiced him. Id. at 687, 104 S.Ct. at 2064.

The first factor requires the defendant to show “that counsel’s representation fell below an objective standard of reasonableness.” Id. at 688, 104 S.Ct. at 2064. And in determining whether it did, we must be “highly deferential,” avoid “the distorting effects of hindsight,” and “indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance.” Id. at 689, 104 S.Ct. at 2065.

The second factor requires that counsel’s errors “were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.” Id. at 687, 104 S.Ct. at 2064. That in turn means that there must be “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” Id. at 694, 104 S.Ct. at 2068. And that in turn means that the unprofessional errors were egregious enough “to undermine confidence in the outcome.” Id.; see also United States v. Span, 75 F.3d 1383, 1387 (9th Cir.1996); [1269]*1269Clabourne v. Lewis, 64 F.3d 1373, 1378 (9th Cir.1995).

Of course, all of these rules apply to the death penalty phase of a prosecution. Strickland itself was a murder prosecution, and the Supreme Court did apply its rules to the death penalty part of the case. See 466 U.S. at 698-701, 104 S.Ct. at 2070-71; see also, Clabourne, 64 F.3d at 1378.

(1) Representation

When we apply the first factor of the analysis to the case at hand, we are virtually compelled to determine that trial counsel was not effective. As we have said, counsel presented no evidence at the penalty phase and virtually no argument. We recognize that the mere failure to present evidence at sentencing, as troubling as that may be on its face, does not result in a per se finding of ineffectiveness. See Darden v. Wainwright, 477 U.S. 168

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Aragon v. United States
S.D. California, 2021
(HC) Nguyen v. Baughman
E.D. California, 2021
Andriano v. Shinn
D. Arizona, 2021
(HC) Donias v. Fisher
E.D. California, 2020
Boggs v. Shinn
D. Arizona, 2020
State of Arizona v. Abel Daniel Hidalgo
390 P.3d 783 (Arizona Supreme Court, 2017)
Roger Murray v. Dora Schriro
746 F.3d 418 (Ninth Circuit, 2014)
Gregory Dickens v. Charles L. Ryan
740 F.3d 1302 (Ninth Circuit, 2014)
Rhoades v. Henry
638 F.3d 1027 (Ninth Circuit, 2011)
Lang v. Cullen
725 F. Supp. 2d 925 (C.D. California, 2010)
Razo v. Thomas
700 F. Supp. 2d 1252 (D. Hawaii, 2010)
Robinson v. Schriro
595 F.3d 1086 (Ninth Circuit, 2010)
Poyson v. Ryan
685 F. Supp. 2d 956 (D. Arizona, 2010)
Spreitz v. Ryan
617 F. Supp. 2d 887 (D. Arizona, 2009)
Belmontes v. Ayers
529 F.3d 834 (Ninth Circuit, 2008)
Belmontes v. Brown
Ninth Circuit, 2008
Correll v. Ryan
539 F.3d 938 (Ninth Circuit, 2008)
Ford v. Schofield
488 F. Supp. 2d 1258 (N.D. Georgia, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
140 F.3d 1263, 98 Cal. Daily Op. Serv. 2558, 98 Daily Journal DAR 3511, 1998 U.S. App. LEXIS 6830, 1998 WL 156529, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-stewart-ca9-1998.