Smith v. State

1996 OK CR 50, 932 P.2d 521, 68 O.B.A.J. 112, 1996 Okla. Crim. App. LEXIS 63, 1996 WL 557818
Court of Criminal Appeals of Oklahoma·Decided December 6, 1996·No. F-94-1199·Published·Cited by 88 cases

Opinions

STRUBHAR, Judge:

Appellant, Roderick L. Smith, was charged with five counts of First Degree Murder in violation of 21 O.S.1991, § 701.7, in the District Court of Oklahoma County, Case No. CF-93-3968. The case was tried before the Honorable Richard W. Freeman. The State filed a Bill of Particulars alleging five, aggravating circumstances. The jury found Appellant guilty of the crimes charged and found all five alleged aggravating circumstances to exist.1 Appellant was sentenced to death on all counts. From this Judgment and Sentence Appellant has perfected his appeal.

[526] FACTS

Appellant was married to Jennifer Smith, who had four children from a prior relationship: ten year old Shemeka Carter, nine year old Glen Carter, Jr., seven year old Ladarian Carter, and six year old Kanesha Carter. The children lived with Appellant and Jennifer.

On the morning of June 28, 1993, Jennifer’s mother called the police and asked them to check her daughter’s house. She had not seen or heard from Jennifer since June 18, 1993. When Officer Peterson arrived at the residence where Jennifer and Appellant lived, the house appeared to be secured and no one answered the doors. Because he noticed an odor of decaying flesh and a large number of flies around the windows, he contacted his supervisor, Lieutenant Wayne Owen, who came to the address. Owen and Peterson entered the house through a window. Inside, they discovered a dead woman in one closet and a dead child in another. They called the homicide division of the Oklahoma City Police Department and secured the house. Once homicide detectives arrived, the rest of the house was searched. The bodies of three more children were found, two in closets and the third under a bed. The bodies were determined to be those of Jennifer Smith and her four children. They were determined to have been dead for at least two to three days and up to as long as two weeks or more.

The afternoon of that same day, June 28, 1993, Appellant walked into the Oklahoma County Sheriffs Office. He was turned over to the Oklahoma City Police and placed under arrest. During a custodial interrogation, Appellant told Detectives Bemo and Cook that he had been laid off his job as head janitor at Washington Irving Elementary School because the company that he worked for had lost its contract. According to Appellant, when he told his wife this news a fight ensued. At one point Jennifer grabbed a knife and he took the knife from her and stuck her with it. When the boys came to their mother’s defense, he stuck them with the knife as well. Although Appellant admitted that he “got” the girls also, he could not remember any details. Appellant told the police where he placed each of the bodies.

PRETRIAL ISSUES

Appellant first contends that the procedures utilized in Oklahoma to determine a person’s competency to stand trial are less protective than those accepted as sufficient by the United States Supreme Court and therefore do not meet federal constitutional standards of due process. As Appellant points out, it is well settled that the Due Process Clause prohibits the criminal prosecution of a defendant who is not competent to stand trial. See Drope v. Missouri, 420 U.S. 162, 95 S.Ct.. 896, 43 L.Ed.2d 103 (1975); Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815 (1966). In making such determination, the Supreme Court has held that “it is not enough for the district judge to find that ‘the defendant [is] oriented to time and place and [has] some recollection of events,’.... ” Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 789, 4 L.Ed.2d 824, 825 (1960). Rather, it is incumbent upon the trial court to determine “whether [the defendant] has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding — and whether he has a rational as well as factual understanding of the proceedings against him.” Id.

These same principles are reflected in Oklahoma’s law. Title 22 O.S.1991, § 1175.1 defines competency as “the present ability of a person arrested for or charged with a crime to understand the nature of the charges and proceedings brought against him, and to ... effectively and rationally assist in his defense.” This language has been interpreted to proffer a two-part test requiring first that an accused have sufficient ability to consult with his or her attorney and second, that an accused have a “rational and actual understanding of the proceedings against him.” Middaugh v. State, 767 P.2d 432, 434 (Okl.Cr.1988). This Court has found little or no difference between the effective meaning of Oklahoma’s law and the language used by the Supreme Court in Dusky. “In both cases, the accused is required to understand the charges against him, the implications of the charges against him and be able [527] to effectively assist his attorney in defense of the charges against him.” Lambert v. State, 888 P.2d 494, 498 (Okl.Cr.1994). See also Perry v. State, 893 P.2d 521, 526-27 (Okl.Cr.1995). Appellant has not persuaded us otherwise.

As part of his first proposition, Appellant contends that 22 O.S.1991, § 1175.4 is unconstitutional insofar as it presumes every defendant competent and requires the person whose competency is at issue to prove incompetence by clear and convincing evidence at the post-examination competency hearing. The United States Supreme Court recently addressed this issue in Cooper v. Oklahoma, — U.S.-, 116 S.Ct. 1373, 134 L.Ed.2d 498 (1996), wherein it held that the clear and convincing burden of proof does violate due process. “OMahoma’s practice of requiring the defendant to prove incompetence by clear and convincing evidence imposes a significant risk of an erroneous determination that the defendant is incompetent.” Id. — U.S. at -, 116 S.Ct. at 1381.

On July 20, 1993, when defense counsel argued his motion for a competency examination, he advised the trial court that during their first few meetings, Appellant had not seemed to understand, his questions about what had happened and had not known how to respond. Based upon this, defense counsel stated that he had serious questions about Appellant’s ability to aid in his defense. The trial court granted the request for a competency examination. Subsequently, on September 3, 1993, at the post-examination competency hearing, neither the defense nor the State called any witnesses to testify. Rather, both parties stipulated to the admission of a letter from Dr. King, the expert who had performed Appellant’s psychiatric evaluation. Dr. King concluded in the letter that, “Mr. Smith is able to communicate rationally with his attorney and to deal adequately with his defense.”2 Defense counsel stated that while he did not necessarily agree with Dr. King’s findings, he was not prepared to contest any of her findings because no funds were available for him to secure a second opinion from another expert. Significantly, defense counsel did not advise the trial court that he was still having problems communicating with Appellant.

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Smith v. State, 1996 OK CR 50, 932 P.2d 521, 68 O.B.A.J. 112, 1996 Okla. Crim. App. LEXIS 63, 1996 WL 557818 (Okla. Ct. App. 1996).

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