Smith v. State

44 So. 2d 250, 253 Ala. 277, 1950 Ala. LEXIS 222
Supreme Court of Alabama·Decided February 9, 1950·No. 5 Div. 473·Published·Cited by 10 cases

Opinion

SIMPSON, Justice.

This is the second appeal in this case.

The question is whether the appellant (defendant) is entitled to be discharged *279 from further prosecution on the pending indictment.

The indictment charged him with the statutory offense of having carnal knowledge of a girl under the age of twelve years. ■Code 1940, Title 14, § 398. On a trial under this indictment no verdict was returned as regards that charge, but he was convicted of assault with intent to rape. The court received the verdict, the jury was discharged without the consent of the defendant and, after sentence, an appeal was taken from the judgment of conviction.

The holding on appeal was that the verdict was invalid, that the statutory offense of carnal knowledge did not embrace assault with intent to rape as.a lesser offense, and a reversal was ordered. That was the first appeal. Smith v. State, 34 Ala.App. 45, 38 So.2d 341, certiorari denied, 251 Ala. 559, 38 So.2d 347.

Without doubt, since the indictment was for carnal knowledge and no verdict was returned on that indictment, but to the contrary, one for some other offense was rendered and the jury discharged, the necessary intendment of the finding was that the defendant was not guilty of the offense charged.

The import of such a verdict was to put the defendant in jeopardy should he again be called on to defend against that indictment or in fact any other indictment for the same offense, to wit, carnal knowledge.

“The legal effect of that verdict of acquittal * * * whether any judgment was rendered on it or not, was to put the alleged * * * [offense] as completely out of the indictment and case, as if it had never been in the indictment or case. * *

“That which acquits defendants * * * is not the void verdict, but the discharge of the jury, charged with the trial of defendants * * * without necjssity and without * * * consent. The void verdict had no effect. The jury should have been instructed to have returned to their deliberations. As the jury was not so instructed, but was discharged without a verdict on the only charge by law it was authorized to consider, and without consent of defendants, that dispersion of the jury operated an acquittal. * * * ” Bell and Murray v. State, 48 Ala. 684, 695, 697, 17 Am.Rep. 40. Cook v. State, 60 Ala. 39, 31 Am.Rep. 31; Jackson v. State, 102 Ala. 76, 15 So. 351. See, also, Powell v. State, Ala.Sup., 42 So.2d 693, 694(3).

This principle seems to be conceded. But a different question has arisen by reason of the fact that on the first appeal a reversal was also rested on the error in the ruling of the trial court in sustaining the State’s demurrer to the defendant’s plea that the grand jury which found the indictment was not drawn in accordance with law. After remandment on that reversal, when the defendant was arraigned on this same indictment, the court, over objection of the defendant, permitted the State to confess this old plea in abatement, though the defendant sought to withdraw it, granted the State’s motion to quash the indictment, and ordered the defendant held to await the action of the next grand jury. It is from this last judgment the instant appeal has proceeded.

The theory of the ruling of the trial court in holding the defendant seems to have been that, since the defendant’s plea asserted the invalidity of the indictment because not returned by a grand jury impaneled in accordance with law and the State’s demurrer thereto confessed the truth of the allegations, the proceedings had on the indictment and the final judgment were void, thus entitling the State to have the defendant held to await the action of the same or next session of the grand jury in accordance with §§ 258 and 286, Title 15, Code.

Express disapproval, however, of such a theory has heretofore been pronounced by this court. The acquittal of the defendant of the offense charged operated as a bar to further prosecution, notwithstanding such conviction was reversed for error committed on trial in ruling on the plea in abatement. Ex parte Spivey, 175 Ala. 43, 57 So. 491.

The following statement of principle from the Spivey case is conclusive of the question:

“While it is true that in this ca,se no issue was taken upon the facts alleged in the *280 plea, yet the defendants asserted the truth of those facts, the state, by demurring to the plea, confessed the truth of the allegations, and this court reversed the case, holding that the facts alleged, if true, established the insufficiency of the indictment, and, as a result, the judgment of conviction against the petitioners has been annulled. * * *

“ * * * The court does ‘not doubt that, if an acquittal is obtained, because of the insufficiency of an indictment — and it may be insufficient, because found by a grand jury irregularly impaneled — that the judgment will not bar a subsequent prosecution.’ But, * * * ‘we are considering a different case — a judgment of acquittal, rendered upon a full hearing of evidence before a jury, in the record of which errors intervened, which did not enter into or affect that judgment; errors which, not affecting it, were thereafter incapable of correction, and into which no inquiry could be made. * * * ’

“ * * * it cannot be said that the judgment of acquittal * * * in the present case, was based on the informality in the organization of the grand jury, although the judgment of conviction was subject to reversal by reason of said informality. The statute provides for holding the defendant to answer another indictment for the same offense only when judgment is arrested, or indictment quashed, on account of defects therein, or because not found by a grand jury regularly organized, etc. Code, 1907, § 7160 [§ 258, Title 15, Code 1940]. The indictment was not quashed in this case, but the defendants were put to trial on the facts, and the jury acquitted them * * *, not on account of the defect in the indictment, but on the merits of the case; so that, in addition to the technical reasons, the spirit of the law is complied with by the expression of a jury on their guilt or innocence of the crime * * Ex parte Spivey et al., 175 Ala. 43, 45, 47, 48, 57 So. 491.

See also Kohlheimer v. State, 39 Miss. 548, 77 Am.Dec. 689; Hurt v. State, 25 Miss. 378, 59 Am.Dec. 225.

This well-considered authority is conclusive of the question. The defendant cannot again he put in jeopardy as to the crime charged and was entitled to he discharged on the entering of the order granting the State’s motion to quash the indictment.

We are, however, beset with a procedural question not easy of solution. The law here seems to contain casuistries. The defendant, in addition to appealing from the judgment of the court, prayed for an alternative writ of mandamus and “such other and additional appropriate writ to the end that the court would direct a discharge of said Curtis Smith as upon a final trial and acquittal on the issues joined in the indictment in said cause.”

That procedure seems to have been followed without question in Grogan v. State, 44 Ala. 2, the point not having been raised. The matter, however, is jurisdictional and it is our duty to notice it.

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Smith v. State, 44 So. 2d 250, 253 Ala. 277, 1950 Ala. LEXIS 222 (Ala. 1950).

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