Smith v. Ruben, Unpublished Decision (8-16-2001)

CourtOhio Court of Appeals
DecidedAugust 16, 2001
DocketNo. 00AP-1320.
StatusUnpublished

This text of Smith v. Ruben, Unpublished Decision (8-16-2001) (Smith v. Ruben, Unpublished Decision (8-16-2001)) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Ruben, Unpublished Decision (8-16-2001), (Ohio Ct. App. 2001).

Opinion

OPINION
Defendants, Roger S. Ruben, D.O. and T.C. Hobbs Associates, Inc. ("T.C. Hobbs"), appeal the judgment of the Franklin County Court of Common Pleas granting plaintiff Jeni Diane Smith's motion for prejudgment interest and denying defendants' motion for a $10,000 setoff from the jury's verdict.

On May 13, 1998, plaintiff filed an amended medical malpractice action against Dr. Ruben, his employer, T.C. Hobbs, and Doctors Hospital ("Doctors"),1 resulting from defendants' alleged failure to diagnose a bronchogenic cyst revealed during the performance of an esophagram on April 4, 1994. Plaintiff alleged that as a proximate result of defendants' failure to timely diagnose the bronchogenic cyst, plaintiff incurred significant medical expenses when the cyst had to be surgically removed on December 10, 1996. Plaintiff further alleged that the lengthy delay in diagnosis and treatment caused her to suffer pain, emotional distress, loss of employment and impairment of earning capacity. Trial was set for May 3, 2000, but was subsequently continued to May 15, 2000. On May 17, 2000, the jury returned a $50,000 verdict for plaintiff. Upon plaintiff's post-trial motion, the trial court awarded costs to plaintiff in the amount of $1,399.25. Neither plaintiff nor defendants filed an appeal from this judgment.

On May 18, 2000, plaintiff filed a timely motion for prejudgment interest. Under this motion, plaintiff argued that defendants had failed to make a good faith effort to settle the case before it went to trial. Plaintiff first alleged that defendants failed to cooperate in discovery, in that defendants failed to respond to interrogatories served with plaintiff's complaint; failed to attend an initial status conference; and failed to identify potential witnesses, expert or otherwise. In support of these contentions, plaintiff submitted copies of letters from plaintiff's counsel to defendants' counsel, dated December 24, 1998, and April 7, 2000, respectively, requesting responses to the discovery requests served with the complaint; a copy of a decision and entry filed by the trial court on August 6, 1998, indicating that defendants did not appear for an initial status conference on July 29, 1998; a copy of plaintiff's February 4, 1999 disclosure of witnesses; and a copy of the trial court's May 12, 2000 decision and entry granting plaintiff's motion in limine.2

Plaintiff also argued that defendants failed to rationally assess their risks and potential liability and failed to make a good faith effort to settle the case. Specifically, plaintiff argued that despite: (1) Dr. Ruben's admission in his December 1998 deposition that he incorrectly read the esophagram film; (2) the discovery deposition testimony of plaintiff's medical expert establishing that Dr. Ruben was negligent in failing to detect the bronchogenic cyst in April 1994; (3) Dr. Ruben's failure to identify an expert witness to testify on his behalf; and (4) her continuing efforts to settle the case, defendants failed to engage in settlement negotiations until three weeks before trial. In support of her contentions, plaintiff submitted a copy of a $150,000 settlement demand made by plaintiff's attorney to defendants' insurance carrier on January 27, 1998; a copy of plaintiff's April 7, 2000 letter to defendants noting that she had yet to receive a response to her January 27, 1998 settlement demand and reiterating her willingness to continue negotiations; a copy of plaintiff's June 4, 1999 letter to defendants noting that defendants had yet to make a settlement offer; a copy of plaintiff's April 28, 2000 letter rejecting defendants' $35,000 offer and reducing plaintiff's demand to $120,000; a copy of defendants' May 1, 2000 offer of $45,000; a copy of plaintiff's May 5, 2000 letter reducing her demand to $105,000; a copy of defendants' May 11, 2000 offer of $50,000; and a copy of plaintiff's May 11, 2000 rejection of defendants' $50,000 offer and new demand of $100,000.

Also attached to plaintiff's motion for prejudgment interest was the affidavit of plaintiff's counsel, Tim Van Eman. The affidavit stated in part:

The expenses incurred in preparing this case for trial exceeded $20,000.00.

The majority of these expenses were for expert witness and deposition fees relating to Plaintiff's three experts.

Many if not most of these expenses could have been avoided had Defendants * * * not ignored Plaintiff's settlement demand which was made in January of 1998, and instead entered into timely and reasonable negotiations.

Defendants * * * did not make any offer in this case until approximately April 26, 2000. Trial took place on May 15, 2000.

Plaintiff was ready, willing and able at all times throughout this case to negotiate, but was not given an opportunity to do so until less than three weeks before trial, by which time all discovery and trial depositions had been taken.

Defendants had no witnesses, expert or otherwise, other than Dr. Ruben himself, to support Defendants' position or to rebut Plaintiff's claims.

Defendants filed a response to plaintiff's motion, arguing that they had cooperated in discovery by, inter alia: (1) cooperating in the deposition of Dr. Ruben; (2) providing plaintiff access to the April 1994 esophagram film; (3) agreeing to pay the hourly fee charged by plaintiff's expert witnesses; (4) keeping discovery costs down by taking a telephone, rather than a live, deposition of one of plaintiff's experts in California; and (5) rearranging schedules to accommodate plaintiff's discovery needs.

Defendants further argued that they had rationally evaluated their risks and potential liability. Although defendants conceded that Dr. Ruben's discovery deposition established that he erred in his initial interpretation of the esophagram, defendants maintained that they believed they had no liability because Dr. Ruben's misinterpretation did not necessarily constitute negligence. Defendants also argued that they rationally evaluated plaintiff's allegations of physical injury and determined that, because plaintiff would have had to undergo the same surgery to remove the cyst in 1994 as she had in 1996, no medical injury was caused by defendants' alleged negligence. Defendants further contended that no objective evidence supported plaintiff's claim that she endured physical pain and suffering for the two-year period between the misdiagnosis in 1994 and the surgery in 1996. Defendants further argued that they reasonably evaluated plaintiff's economic loss and determined that plaintiff had made little effort to mitigate her damages and that most, if not all, of plaintiff's economic loss was due to her own personal choices.

Noting that they had never asked for a continuance and that the trial took place pursuant to the trial court's amended schedule, defendants argued that they had not caused a delay in the proceedings.

Finally, defendants argued that they had made a good faith monetary settlement offer of $50,000 in advance of trial, and that, coupled with the $10,000 she had already received from Doctors, plaintiff's total pre-trial settlement package amounted to $60,000. In addition, defendants noted that the jury returned a verdict exactly equal to defendants' settlement offer. Defendants also argued that much of the $20,000 cost plaintiff alleged to have incurred in preparing the case resulted from her choice to utilize expert witnesses from California. Defendants attached no documentation in support of any of the foregoing arguments.

A hearing on the motion was held before a visiting judge of the Franklin County Court of Common Pleas on July 10, 2000.3

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Bluebook (online)
Smith v. Ruben, Unpublished Decision (8-16-2001), Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-ruben-unpublished-decision-8-16-2001-ohioctapp-2001.