Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT September 19, 2024 _________________________________ Christopher M. Wolpert Clerk of Court MELVIN SMITH, JR., a/k/a Malik Rahman,
Plaintiff - Appellant,
v. No. 24-3056 (D.C. No. 2:23-CV-02573-JWB-ADM) RESTAURANT DEPOT, (D. Kan.)
Defendant - Appellee. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, BALDOCK, and MORITZ, Circuit Judges. _________________________________
Melvin Smith, a Kansas resident proceeding pro se, appeals the district court’s
order dismissing his employment-discrimination complaint for lack of personal
jurisdiction over defendant Restaurant Depot—a Delaware company with its
principal place of business in New York that employed Smith in Kansas City,
Missouri. Because Smith fails to challenge the district court’s personal-jurisdiction
ruling and because that ruling is legally correct, we affirm.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. But it may be cited for its persuasive value. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A). Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 2
Smith filed his complaint in the District of Kansas, alleging various forms of
employment discrimination in violation of Title VII of the Civil Rights Act of 1964,
42 U.S.C. §§ 2000e to 2000e–17. Restaurant Depot moved to dismiss, contending
that the district court lacked personal jurisdiction over it because (1) it is a Delaware
limited liability company and a wholly owned subsidiary of a Delaware corporation
with its principal place of business in New York and (2) it employed Smith in Kansas
City, Missouri, and has no contacts with Kansas. It also attached an affidavit
supporting these factual assertions. The district court granted Restaurant Depot’s
motion over Smith’s objections.
Smith now appeals, but nowhere in his appellate filings does he address the
district court’s personal-jurisdiction ruling. And although we liberally construe
Smith’s pro se filings, we will not act as his advocate. See Greer v. Moon, 83 F.4th
1283, 1292 (10th Cir. 2023). We therefore agree with Restaurant Depot that by
failing to address the basis for the district court’s ruling, Smith has waived any
challenge to it.1 See Toevs v. Reid, 685 F.3d 903, 911 (10th Cir. 2012) (explaining
that “[a]rguments not clearly made in a party’s opening brief are deemed waived”
and noting that we have “not hesitated” to apply this rule to pro se litigants). We
could affirm on this basis alone.
1 The sole argument Smith does advance is unavailing. He appears to contend that the parties consented below to proceed before a magistrate judge, so error occurred when the district court dismissed his case. Yet as Restaurant Depot responds—and as the district-court docket reflects—the parties did not consent to proceed before a magistrate judge. 2 Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 3
But we also agree with the district court’s ruling on personal jurisdiction, an
issue we consider de novo. See Dudnikov v. Chalk & Vermilion Fine Arts, Inc., 514
F.3d 1063, 1070 (10th Cir. 2008). In so doing, we may “look beyond the complaint”
and consider the affidavit Restaurant Depot attached to its motion, like the district
court did here. Paper, Allied-Indus., Chem. & Energy Workers Int’l Union v. Cont’l
Carbon Co., 428 F.3d 1285, 1292 (10th Cir. 2005); see also XMission, L.C. v.
PureHealth Rsch., 105 F.4th 1300, 1307 (10th Cir. 2024) (explaining that court can
consider evidence outside complaint when deciding motion to dismiss that factually
challenges personal jurisdiction). That said, “[w]hen, as in this case, a district court
grants a motion to dismiss for lack of personal jurisdiction without conducting an
evidentiary hearing, the plaintiff need only make a prima facie showing of personal
jurisdiction to defeat the motion.” Old Republic Ins. Co. v. Cont’l Motors, Inc., 877
F.3d 895, 903 (10th Cir. 2017) (quoting Soma Med. Int’l v. Standard Chartered
Bank, 196 F.3d 1292, 1295 (10th Cir. 1999)). And in assessing that prima facie
showing, we take as true all plausible, nonconclusory facts alleged in Smith’s
complaint,” XMission, 105 F.4th at 1307, and we resolve any factual disputes in his
favor, Old Republic, 877 F.3d at 903.
In a federal-question case like this one, personal jurisdiction over a defendant
turns on two questions: “(1) whether the applicable statute potentially confers
jurisdiction by authorizing service of process on the defendant and (2) whether the
exercise of jurisdiction comports with [constitutional] due process.” Klein v.
Cornelius, 786 F.3d 1310, 1317 (10th Cir. 2015) (quoting Peay v. BellSouth Med.
3 Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 4
Assistance Plan, 205 F.3d 1206, 1209 (10th Cir. 2000)). The applicable statute here,
Title VII, does not include any provisions for service of process, so Federal Rule of
Civil Procedure 4(k)(1)(A) directs the court “to apply the law of the state in which
the district court sits”—here, Kansas. Dudnikov, 514 F.3d at 1070. And “[b]ecause
the Kansas long-arm statute is construed liberally so as to allow jurisdiction to the
full extent permitted by due process, we proceed directly to the constitutional issue.”
TH Agric. & Nutrition, LLC v. Ace Eur. Grp. Ltd., 488 F.3d 1282, 1287 (10th Cir.
2007) (quoting OMI Holdings, Inc. v. Royal Ins. Co. of Canada, 149 F.3d 1086, 1090
(10th Cir. 1998)).
Under the Due Process Clause, a “court may exercise personal jurisdiction
over a nonresident defendant only so long as there exist ‘minimum contacts’ between
the defendant and the forum [s]tate.” World-Wide Volkswagen Corp. v. Woodson, 444
U.S. 286, 291 (1980) (quoting Int’l Shoe Co. v. Washington, 326 U.S. 310, 316
(1945)).
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Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT September 19, 2024 _________________________________ Christopher M. Wolpert Clerk of Court MELVIN SMITH, JR., a/k/a Malik Rahman,
Plaintiff - Appellant,
v. No. 24-3056 (D.C. No. 2:23-CV-02573-JWB-ADM) RESTAURANT DEPOT, (D. Kan.)
Defendant - Appellee. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, BALDOCK, and MORITZ, Circuit Judges. _________________________________
Melvin Smith, a Kansas resident proceeding pro se, appeals the district court’s
order dismissing his employment-discrimination complaint for lack of personal
jurisdiction over defendant Restaurant Depot—a Delaware company with its
principal place of business in New York that employed Smith in Kansas City,
Missouri. Because Smith fails to challenge the district court’s personal-jurisdiction
ruling and because that ruling is legally correct, we affirm.
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. But it may be cited for its persuasive value. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A). Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 2
Smith filed his complaint in the District of Kansas, alleging various forms of
employment discrimination in violation of Title VII of the Civil Rights Act of 1964,
42 U.S.C. §§ 2000e to 2000e–17. Restaurant Depot moved to dismiss, contending
that the district court lacked personal jurisdiction over it because (1) it is a Delaware
limited liability company and a wholly owned subsidiary of a Delaware corporation
with its principal place of business in New York and (2) it employed Smith in Kansas
City, Missouri, and has no contacts with Kansas. It also attached an affidavit
supporting these factual assertions. The district court granted Restaurant Depot’s
motion over Smith’s objections.
Smith now appeals, but nowhere in his appellate filings does he address the
district court’s personal-jurisdiction ruling. And although we liberally construe
Smith’s pro se filings, we will not act as his advocate. See Greer v. Moon, 83 F.4th
1283, 1292 (10th Cir. 2023). We therefore agree with Restaurant Depot that by
failing to address the basis for the district court’s ruling, Smith has waived any
challenge to it.1 See Toevs v. Reid, 685 F.3d 903, 911 (10th Cir. 2012) (explaining
that “[a]rguments not clearly made in a party’s opening brief are deemed waived”
and noting that we have “not hesitated” to apply this rule to pro se litigants). We
could affirm on this basis alone.
1 The sole argument Smith does advance is unavailing. He appears to contend that the parties consented below to proceed before a magistrate judge, so error occurred when the district court dismissed his case. Yet as Restaurant Depot responds—and as the district-court docket reflects—the parties did not consent to proceed before a magistrate judge. 2 Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 3
But we also agree with the district court’s ruling on personal jurisdiction, an
issue we consider de novo. See Dudnikov v. Chalk & Vermilion Fine Arts, Inc., 514
F.3d 1063, 1070 (10th Cir. 2008). In so doing, we may “look beyond the complaint”
and consider the affidavit Restaurant Depot attached to its motion, like the district
court did here. Paper, Allied-Indus., Chem. & Energy Workers Int’l Union v. Cont’l
Carbon Co., 428 F.3d 1285, 1292 (10th Cir. 2005); see also XMission, L.C. v.
PureHealth Rsch., 105 F.4th 1300, 1307 (10th Cir. 2024) (explaining that court can
consider evidence outside complaint when deciding motion to dismiss that factually
challenges personal jurisdiction). That said, “[w]hen, as in this case, a district court
grants a motion to dismiss for lack of personal jurisdiction without conducting an
evidentiary hearing, the plaintiff need only make a prima facie showing of personal
jurisdiction to defeat the motion.” Old Republic Ins. Co. v. Cont’l Motors, Inc., 877
F.3d 895, 903 (10th Cir. 2017) (quoting Soma Med. Int’l v. Standard Chartered
Bank, 196 F.3d 1292, 1295 (10th Cir. 1999)). And in assessing that prima facie
showing, we take as true all plausible, nonconclusory facts alleged in Smith’s
complaint,” XMission, 105 F.4th at 1307, and we resolve any factual disputes in his
favor, Old Republic, 877 F.3d at 903.
In a federal-question case like this one, personal jurisdiction over a defendant
turns on two questions: “(1) whether the applicable statute potentially confers
jurisdiction by authorizing service of process on the defendant and (2) whether the
exercise of jurisdiction comports with [constitutional] due process.” Klein v.
Cornelius, 786 F.3d 1310, 1317 (10th Cir. 2015) (quoting Peay v. BellSouth Med.
3 Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 4
Assistance Plan, 205 F.3d 1206, 1209 (10th Cir. 2000)). The applicable statute here,
Title VII, does not include any provisions for service of process, so Federal Rule of
Civil Procedure 4(k)(1)(A) directs the court “to apply the law of the state in which
the district court sits”—here, Kansas. Dudnikov, 514 F.3d at 1070. And “[b]ecause
the Kansas long-arm statute is construed liberally so as to allow jurisdiction to the
full extent permitted by due process, we proceed directly to the constitutional issue.”
TH Agric. & Nutrition, LLC v. Ace Eur. Grp. Ltd., 488 F.3d 1282, 1287 (10th Cir.
2007) (quoting OMI Holdings, Inc. v. Royal Ins. Co. of Canada, 149 F.3d 1086, 1090
(10th Cir. 1998)).
Under the Due Process Clause, a “court may exercise personal jurisdiction
over a nonresident defendant only so long as there exist ‘minimum contacts’ between
the defendant and the forum [s]tate.” World-Wide Volkswagen Corp. v. Woodson, 444
U.S. 286, 291 (1980) (quoting Int’l Shoe Co. v. Washington, 326 U.S. 310, 316
(1945)). In practice, this analysis takes the form of either general or specific
jurisdiction. See Old Republic, 877 F.3d at 903. General jurisdiction requires a
foreign corporation like Restaurant Depot to have “continuous and systematic”
contacts with the forum state. Id. at 904 (quoting Goodyear Dunlop Tires Operations,
S.A. v. Brown, 564 U.S. 915, 919 (2011)). These clearly do not exist here: as the
district court put it, Smith failed “to dispute any facts . . . set forth in [Restaurant
Depot’s] affidavit,” and the affidavit establishes that Restaurant Depot “does not own
property in Kansas, does not maintain locations in Kansas, does not conduct business
in Kansas, and does not have a registered agent in Kansas.” R. 84–85. Specific
4 Appellate Case: 24-3056 Document: 32-1 Date Filed: 09/19/2024 Page: 5
jurisdiction is a slightly less stringent standard, but it nevertheless requires “that the
defendant has minimum contacts with the forum state,” meaning that the defendant
“‘purposefully directed its activities at residents of the forum state.’” Old Republic,
877 F.3d at 904 (quoting Shrader v. Biddinger, 633 F.3d 1235, 1239 (10th Cir.
2011)). And Smith’s submission of a paystub reflecting Restaurant Depot’s New
York address and Smith’s Kansas address does not meet this standard: hiring a
Kansas resident to work at its Missouri location is not purposeful direction. The
district court thus correctly determined that it lacked personal jurisdiction over
Restaurant Depot.
Because Smith waived any challenge to the district court’s personal-
jurisdiction ruling and because that ruling is correct, we affirm.2
Entered for the Court
Nancy L. Moritz Circuit Judge
2 We therefore need not reach Restaurant Depot’s alternative argument that Smith fails to state a claim under Federal Rule of Civil Procedure 12(b)(6). 5