Smith v. Gross

571 A.2d 1219, 319 Md. 138, 1990 Md. LEXIS 53

• Court: Court of Appeals of Maryland
• Decided: April 9, 1990
• Docket: 79, September Term, 1989
• Status: Published

Opinions

CHARLES E. ORTH, Jr., Judge,

Specially Assigned.

I

Virginia Lee Smith is the natural mother of Roland Randolph Gross, Jr. The child was sired by Roland Randolph Gross, Sr., and born out of wedlock.¹ The child was killed in an automobile accident a few days after his second birthday. The mother brought an action in the Circuit Court for Dorchester County against the father, alleging that the child died as a result of the father’s negligence. In the first count of the Complaint, the mother instituted a survival action. She claimed damages as the personal representative of the estate of the child for “the great conscious physical and emotional pain and suffering sustained by [the child] prior to his death and for funeral ex-penses____” In the second count, the mother instituted a wrongful death action. As the surviving mother of the child, she claimed damages involving the elements of solatium suffered by her by reason of “the tragic loss of her [only] son.” In what was labeled as a third count, the mother, both as personal representative of the estate of the child and as the surviving mother of the child, claimed punitive damages.

The actions went before the court on the father’s “Motion to Dismiss the Complaint,” founded on the “failure to state a claim upon which relief can be granted.” Md.Rule 2-322(b)(2). The court granted the motion. The mother noted an appeal. We certified the case to us ex mero moiu before decision by the Court of Special Appeals.

II

We pointed out in Sharrow v. State Farm Mutual, 306 Md. 754, 511 A.2d 492 (1986):

Under Md.Rule 2-322, a motion to dismiss for failure to state a claim serves the same function as the demurrer under former Rules 345 and 371 b____ Consequently, in considering the legal sufficiency of [a] complaint to allege a cause of action for tortious interference, we must assume the truth of all relevant and material facts that are well pleaded and all inferences which can be reasonably drawn from those pleadings____ On the other hand, any ambiguity or uncertainty in the allegations bearing on whether the complaint states a cause of action must be construed against the pleader.

Id. at 768, 511 A.2d 492 (citations omitted). The relevant and material facts set out in the Complaint here were sufficient to establish, if proved, that Virginia Lee Smith was the natural mother of the child, that she was the personal representative of his estate, that the child was killed in an automobile accident caused by the negligence of the father and that the mother and the child sustained damages therefrom. The Motion to Dismiss related that Gross, Sr., was the natural father of the child. The Answer to the Motion to Dismiss alleged that the mother and the father were never married, that the child “was born out of wedlock, and lived with his mother from the time of his birth until his death and never lived with his father.”

Ill

Maryland Code (1974, 1989 Repl.Vol.), § 6-401(a) of the Courts and Judicial Proceedings Article provides, except as to a cause of action for slander, that “a cause of action at law, whether real, personal, or mixed, survives the death of either party.” Maryland Code (1974), § 7-401(x) of the Estates and Trusts Article authorizes a personal representative to prosecute, for the benefit of the estate, “a personal action which the decedent might have commenced or prosecuted____” (Emphasis added.) Such an action survives the decedent except for the slander of him during his lifetime, in which case the action dies with him. Section 7-401(x)(1).²

Maryland Code (1989), § 3-901 through § 3-904 of the Courts and Judicial Proceedings Article creates an action for a wrongful death. Section 3-902(a) provides that “[a]n action may be maintained against a person whose wrongful act causes the death of another.”

“Wrongful act” means an act, neglect, or default including a felonious act which would have entitled the party injured to maintain an action and recover damages if death had not ensued.

Section 3-901(e) (emphasis added). A parent, among others, may institute the action as a primary beneficiary. Section 3-904(a).³

The survival statute and the wrongful death statute have in common the authorization to commence and prosecute a personal action after the death of the decedent if the decedent⁴ might have maintained the action when he was alive. The father urges that the child was barred from suing him by the doctrine of parent-child immunity, as adopted and applied by this Court.

The general rule is that defenses which would have been good against the decedent, had the decedent survived, are good against the decedent’s personal representatives and, in their capacity as Lord Campbell’s Act claimants, the decedent’s survivors. As to survival actions, see 4 Harper, James & Gray, The Law of Torts, § 23.8 at 449 (2d ed. 1986) (“Where the statute provides for the survival of [the decedent’s] action, the surviving action is derivative in the fullest sense of the term, and the result of the cases [i.e., contributory negligence of decedent bars estate’s action] comes as near to being demanded by inexorable logic as anything does”). Actions under Maryland’s Lord Campbell’s Act, however, are not as purely derivative as survival actions. That statute’s requirement of an act “which would have entitled the party injured to maintain an action and recover damages if death had not ensued,” clearly excludes a wrongful death action if there would be no cause of action on the decedent’s part, had the decedent survived. See State, Use of Bond v. Consol. Gas, etc. Co., 146 Md. 390, 126 A. 105 (1924) (holding, prior to the “fall of the citadel,” that a wrongful death action based on an allegedly defective product did not lie on behalf of survivors of a deceased child who was not in privity with the defendant seller). Of particular significance here is that the decedent, if surviving, not only must have been able to “maintain an action” but also to “recover damages.” We have, in effect, interpreted this language to include defenses. See Frazee v. Baltimore Gas & Elec. Co., 255 Md. 627, 258 A.2d 425 (1969) (contributory negligence of decedent is defense to survivor’s Lord Campbell’s Act claim); State, Use of Brandau v. Brandau, 176 Md. 584, 6 A.2d 233 (1939) (same); State, Use of Potter v. Longeley, 161 Md. 563, 570, 158 A. 6, 8 (1932) (same); North Cent. Ry. Co. v. State, Use of Burns, 54 Md. 113 (1880) (same); State, Use of Foy v. Philadelphia, Wilm & Balto. R.R., 47 Md. 76 (1877) (same); see also Baltimore & Potomac R.R. v. State, Use of Abbott, 75 Md. 152, 23 A. 310 (1892) (assumption of risk by decedent is defense). Thus, the issue here is whether the defense of parental immunity is an exception to the general rule.

IV

Some 50 years ago, we adopted a general rule refusing to allow actions between parent and minor child for personal torts. Schneider v. Schneider, 160 Md. 18, 152 A. 498 (1930). See Frye v. Frye, 305 Md. 542, 505 A.2d 826 (1986). Over the years we have recognized two exceptions. We have held that immunity does not apply with respect to a minor child and a parent whose conduct was cruel and inhuman or wanton and malicious, and with respect to a parent and a child who is emancipated at the time the conduct occurred. Frye at 546-548, 505 A.2d 826, citing Mahnke v. Moore, 197 Md. 61, 77 A.2d 923 (1951), and Waltzinger v. Birsner, 212 Md. 107, 128 A.2d 617 (1957). We have, from time to time, refused to abrogate the rule or to modify it further. Against the modern trend, we specifically declined to do so generally as to motor torts. In the light of compulsory motor vehicle liability insurance, part of an elaborate scheme constructed by the legislature for the general welfare and protection of the people of this State, we believed that a blanket exception of motor vehicle torts from the parent-child immunity rule was best left to the General Assembly. Frye, 305 Md. at 562-567, 505 A.2d 826. The General Assembly has not acted in this regard. The mother, however, urges that the parent-child immunity rule is simply not applicable because the rationale supporting the rule is not appropriate under the facts and circumstances here.

V

The rationale of the rule is that it

is founded upon the relation in which the parent and the unemancipated minor child stand to each other. The reciprocal dependence and entitlement of that relationship promotes a public policy which the rule reflects.

Frye, 305 Md. at 548, 505 A.2d 826.⁵ The public policy which the rule reflects has been long recognized by this Court. We observed in Frye, 305 Md. at 551-552, 505 A.2d 826:

It is clear that for over half a century this Court has recorded its belief in the importance of keeping the family relationship free and unfettered. Our primary concern with regard to matters involving the parent-child relationship was the protection of family integrity and harmony and the protection of parental discretion in the discipline and care of the child. We have steadfastly recognized the authority of parents and their need to fulfill the functions devolved upon them by that position. The parental status should be held inviolate so that there be no undue interference with the dependence of the minor unemancipated child on the parents for such judgment and care needed during the child’s minority or with the dependence of the law on the parent for fulfillment of the necessary legal and social functions associated with the office of parent. This Court has declared it to be the public policy that discipline in the family not be impaired and that tranquility of the home be preserved. Matters which tend to disrupt or destroy the peace and harmony of family or home are not to be condoned.

In short, as we declaimed in Schneider v. Schneider, supra, the seminal case on the rule in this jurisdiction:

“Both natural and politic law, morality, and the precepts of revealed religion alike demand the preservation of [the parent-child] relation in its full strength and purity.”

Id. 160 Md. at 23-24, 152 A. 498 (quoting Scheinler, Domestic Relations § 23). We discussed at length in Frye the obligations and rights of the parent-child relationship arising both in the common law and various legislative enactments. 305 Md. at 558-561, 505 A.2d 826. We found that legislative enactments tended to strengthen the rationale of parent-child immunity rather than weaken it. Id. at 559, 505 A.2d 826. We were aware in Frye that

the fifty-four years which have elapsed since Schneider have been marked by shifting values in a changing world.

Id. at 561, 505 A.2d 826. “But,” we found,

both this Court and the legislature have been faithful to the promotion of the stability, harmony and peace of the family and to the preservation of parental authority and the family unity as a matter of public policy in the best interests of society.

Id.

A

The mind-set of the mother is that “[t]he parent-child immunity doctrine is inapplicable to the case at bar because there is no parent-child relationship to protect” She points to the fact that the child never lived with his father. She asserts that “parental discipline is not capable of impairment” because “there isn’t any family relationship” between the father and the child.

It does not follow that merely because the parents’ relationship had not culminated in marriage and because the mother, the father, and the child did not reside together in a common home, there was no family relationship within the ambit of the rule between the father and the child. Rights and obligations, privileges and duties — the elements of parenthood — existed between the father and child despite that the child “lived with his mother from the time of his birth until his death and never lived with his father.” The maintenance of a common home is not the sine qua non of the elements of parenthood. The primary requisite of a father-child relationship is not that a person reside with the child but that the person is, in fact, the father of the child. It is by reason of being the father that certain rights, privileges, obligations, and duties arise. In Frye at 558-561, 505 A.2d 826, we detailed those elements of parenthood as they existed at the common law and as they were created by various statutes. It is the parental status reflected by them that the rule serves to hold inviolate

so that there be no undue interference with the dependence of the minor unemancipated child on the parents for such judgment and care needed during the child’s minority or with the dependence of law on the parent for fulfillment of the necessary legal and social functions associated with the office of parent.

Id, at 552, 505 A.2d 826. Here, the rights, privileges, obligations, and duties arising from the father-child relationship were not wiped out merely because the child lived with the mother. See the Family Law Article of the Maryland Code (1984) referred to in Frye at 559-561, 505 A.2d 826.

The record does not disclose the full amount of the father’s participation in the life of the child. Clearly, he had not completely abandoned the parental relationship; the child was with him at the time of the accident. There is no indication that he had forfeited his parental obligations, responsibilities, and duties by acts and conduct, as was the case in Mahnke v. Moore, supra, or that he had forsworn his parental authority, rights, and privileges. There is no suggestion that the father was not fulfilling his responsibility for the child’s support, care, nurture, welfare, and education. Md.Code (1984), § 5-203(b)(1) of the Family Law Article. See Frye at 560, 505 A.2d 826.

Under the circumstances revealed in the record before us, we hold that the parent-child immunity rule was applicable during the life of the child.. While the child was alive, the father was entitled to the immunity which the rule affords.

Our holding is dispositive of this appeal. The survival statute and the wrongful death statute are clear and certain. The only prerequisite for the prosecution of the actions authorized is the entitlement of the injured decedent to maintain the respective action and recover damages if death had not ensued. “Because there is a lack of relevant legislative history, we must rely substantially on the language of the statutes in the context of the goals and objectives they seek to achieve.” Subsequent Injury Fund v. Teneyck, et al., 317 Md. 626, 632, 566 A.2d 94, 97 (1989), citing Kaczorowski v. City of Baltimore, 309 Md. 505, 513-516, 525 A.2d 628 (1987). The legislature has not addressed the rule although it surely has been aware of parent-child immunity followed in the courts of this State for over 50 years. The appellate courts of this State have from time to time specifically called the legislature’s atten tion to the rule. See Frye v. Frye, 305 Md. at 566-567, 505 A.2d 826; Latz v. Latz a/k/a Schafer, 10 Md.App. 720, 733-734, 272 A.2d 435, cert. denied, 261 Md. 726 (1971). The legislature has not responded. Thus, the survival statute and the wrongful death statute stand legislatively unsullied by the rule. The rule impacts on the statutes only in the determination whether the decedent might have maintained an action against the tortfeasor while the decedent was alive. If the rule applies, the survival and wrongful death actions are precluded; if the rule does not apply, the actions are permitted. If the legislature intended that the judicially created parent-child immunity rule be excepted from the legislatively created survival and wrongful death actions, it has had ample opportunity to say so. But it has allowed the rule to stand inviolate as we have adopted and applied it, without change or modification. In this case it serves to bar an action by the child while living against the father. Therefore, the mother is precluded from proceeding against the father in her own right as a parent or as the personal representative of the child’s estate.

The mother looks primarily to the subsequent death of the child as making the rule inapplicable. But a personal tort action by the child while alive was killed by the rule. The death of the child did not serve to remove the immunity dictated by the rule and resurrect the action.

The Circuit Court for Dorchester County did not err in granting the father’s Motion to Dismiss.

JUDGMENT AFFIRMED; COSTS TO BE PAID BY APPELLANTS.

ELDRIDGE, J., dissents with opinion in which ADKINS, J., concurs.

1 . Throughout the record, Gross, Sr., is sometimes referred to as Roland Randolph Gross, Sr., and sometimes as Randolph Roland Gross, Sr. Gross, Jr., is sometimes referred to as Roland Randolph Gross, Jr., and sometimes as Randolph Roland Gross, Jr. For example, in the Bill of Complaint Gross, Sr., is designated as Roland Randolph, Sr., and Gross, Jr., as Randolph Roland Gross, Jr.

In any event, Gross, Sr., admits in his brief that Gross, Jr., was bom out of wedlock to Virginia Lee Smith and him, acknowledging that he is the father.

2 . When a personal representative institutes an action against a tortfeasor for a wrong which resulted in the death of the decedent, the funeral expenses of the decedent may be recovered up to $2,000 in addition to any other damages recoverable in the action. Md.Code (1974), § 7-401(x)(2) of the Estates and Trusts Article.

3 . When, as here, the action is for the death of a minor child, the damages awarded

are not limited or restricted by the "pecuniary loss” or “pecuniary benefit” rule but may include damages for mental anguish, emotional pain and suffering, loss of society, companionship, comfort, protection ... filial care, attention, advice, counsel, training, guidance or education____

Maryland Code (1989), § 3-904(d) of the Courts and Judicial Proceedings Article.

For a comprehensive history of the survival statute and the wrongful death statute and the differences between them, see Stewart v. United Elec. L. & P. Co., 104 Md. 332, 65 A. 49 (1906). See also Smith v. Gray Concrete Pipe Co., 267 Md. 149, 158-159, 297 A.2d 721 (1972).

4 . Early on, we accepted the term "injured party,” in the wrongful death statute as meaning the "decedent,” and we have been consistent in that interpretation. See N.C.R.R. Co. v. State, Use of Burns, 54 Md. 113 (1880); State v. Consol. Gas, etc., Co., 146 Md. 390, 126 A. 105 (1924); Pierce v. Johns-Manville Sales Corp., 296 Md. 656, 464 A.2d 1020 (1983). See also Burke v. United States, 605 F.Supp. 981 (D.C. Md.1985):

The Maryland law appears to be that if a decedent could not have brought a cause of action for injury at the time of death, the wrongful death action similarly is precluded.

Id. at 988.

5 . We observe that the fact that a child is born out of wedlock is of no import as to the rule. The man who begot the child is the father of that child and the woman who delivered the child is the mother of that child. Being the father and the mother, each is a parent and within the ambit of the rule whether or not they were married when the child was conceived or born. The legitimacy vel non of the child is immaterial.