Smith v. Gibson

197 F.3d 454, 2000 Colo. J. C.A.R. 6489, 1999 U.S. App. LEXIS 30485, 1999 WL 1063828
Court of Appeals for the Tenth Circuit·Decided November 23, 1999·No. 98-7066·Published·Cited by 55 cases

Opinion

BALDOCK, Circuit Judge.

Petitioner-appellant Phillip DeWitt Smith appeals from the district court’s denial of his petition for habeas relief, see 28 U.S.C. § 2254, from his Oklahoma first degree murder conviction and death sentence. On appeal, he raises seven grounds for relief: 1) prosecutorial misconduct; 2) an evidentiary harpoon resulting from a witness volunteering that petitioner had kidnaped his daughter; 3) the lack of a cautionary instruction regarding an informant’s testimony; 4) ineffective representation at sentencing; 5) the trial court’s failure to instruct the jury on lesser included offenses; 6) double counting of aggravating circumstances; and 7) the unconstitutionality of the continuing threat aggravating circumstance. We affirm the denial of habeas relief.

I. FACTS

Petitioner was convicted of bludgeoning to death an acquaintance, Matthew Taylor. Taylor was murdered in his apartment during the early morning hours of November 4, 1983. He had been beaten with a blunt object, most likely a hammer. When he was found the following afternoon, the victim’s front pants pockets had been turned inside out.

During a party at the victim’s home the previous evening, petitioner had agreed with the victim to share some marijuana. The victim had taken a twenty dollar bill from his front pants pocket, noting it was the smallest bill he had, and gave it to petitioner to go purchase the marijuana. Petitioner never returned to the party.

*458 At approximately midnight, petitioner borrowed a hammer from another acquaintance, indicating he was helping a friend fix a car. Petitioner then had Victor Hickman drive him to the victim’s apartment. Petitioner told Hickman that he was trying to collect money people owed him because he wanted to purchase a bus ticket to California. According to Hickman, petitioner went into the victim’s apartment, while Hickman waited in the car. When petitioner returned, he had a small stain of what appeared to be blood on his shirt.

In addition to this evidence, petitioner’s cellmate, Billy Joe Dickson, 1 testified that petitioner admitted to him that petitioner had killed the victim. The jury convicted petitioner of first degree murder.

During sentencing, the jury found the existence of three aggravating circumstances: 1) petitioner had been convicted of a prior violent felony; 2) the murder was especially heinous, atrocious or cruel; and 3) petitioner was a continuing threat to society. After weighing those aggravating circumstances with petitioner’s mitigating evidence, the jury sentenced petitioner to death.

The Oklahoma Court of Criminal Appeals affirmed his conviction and sentence on direct appeal. See Smith v. State, 737 P.2d 1206 (Okla.Crim.App.), cert. denied, 484 U.S. 959,108 S.Ct. 358, 98 L.Ed.2d 383 (1987). The Oklahoma appellate court also affirmed the denial of two applications for state post-conviction relief. See Smith v. State, 826 P.2d 615 (Okla.Crim.App.), cert. denied, 506 U.S. 952, 113 S.Ct. 405, 121 L.Ed.2d 331 (1992); Smith v. State, 878 P.2d 375 (Okla.Crim.App.), cert. denied, 513 U.S. 1061, 115 S.Ct. 673, 130 L.Ed.2d 606 (1994).

Petitioner filed his federal habeas petition February 21, 1995, prior to the enactment of the Antiterrorism and Effective Death Penalty Act (AEDPA). That Act, therefore, does not apply in this case. See Lindh v. Murphy, 521 U.S. 320, 322-23, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997).

II. PROSECUTORIAL MISCONDUCT

Petitioner alleges the prosecutor knowingly misled the jury into believing Dickson was not testifying pursuant to a deal with prosecutors, when in fact he was. See Gray v. Netherlands 518 U.S. 152, 165, 116 S.Ct. 2074, 135 L.Ed.2d 457 (1996) (noting prosecution is forbidden from deliberately deceiving court and jury, citing Mooney v. Holohan, 294 U.S. 103, 112, 55 S.Ct. 340, 79 L.Ed. 791 (1935)); see also Giglio v. United States, 405 U.S. 150, 153, 92 S.Ct. 763, 31 L.Ed.2d 104 (1972); Napue v. Illinois, 360 U.S. 264, 269, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959). Petitioner bears the burden of establishing this claim, which this court reviews de novo. See Foster v. Ward, 182 F.3d 1177, 1191-92 (10th Cir.1999).

At the time he testified against petitioner, Dickson had been charged, in an unrelated case, with burglary, after former conviction of a felony. If convicted, he faced a possible twenty year prison sentence. In his testimony at petitioner’s trial, Dickson asserted that he had no deal with prosecutors in exchange for his testimony, but that he was testifying against petitioner because petitioner had threatened Dickson while the two were jailed together. A few days after petitioner’s trial, the State dropped the after former conviction of a felony portion of Dickson’s pending burglary charge. He pled guilty and was released based on time already served.

Petitioner, however, asserts no credible evidence that prosecutors ever offered Dickson leniency in exchange for his testimony against petitioner. “The mere fact that ... [a] witness[ ] w[as] subsequently allowed to plead on favorable terms is not evidence that ... [a] plea agreement ] *459 w[as] secretly reached prior to the witnesses] testimony....” United States v. Molina, 75 F.3d 600, 602 (10th Cir.1996) (direct criminal appeal).

At his state post-conviction hearing, two inmates did testify that Dickson admitted to them that he had lied at petitioner’s trial, about both not having a deal with prosecutors in exchange for his testimony and. petitioner’s jailhouse confession. Petitioner’s post-conviction counsel and his investigator also asserted that Dickson had told them that his trial testimony was false and that he had testified against petitioner pursuant to an understanding with the district attorney’s office.

Nonetheless, Dickson testified at that same evidentiary hearing, affirming the truth of his trial testimony and denying any agreement with the prosecution in exchange for his testimony. The district attorney also testified, acknowledging that his office had a policy of offering lenient treatment in exchange for testimony, but asserting that he had never spoken with Dickson about his testimony prior to petitioner’s trial. 2

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Smith v. Gibson, 197 F.3d 454, 2000 Colo. J. C.A.R. 6489, 1999 U.S. App. LEXIS 30485, 1999 WL 1063828 (10th Cir. 1999).

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