Smith v. Freeman

902 N.E.2d 1069, 232 Ill. 2d 218
CourtIllinois Supreme Court
DecidedJanuary 23, 2009
Docket106010
StatusPublished
Cited by38 cases

This text of 902 N.E.2d 1069 (Smith v. Freeman) is published on Counsel Stack Legal Research, covering Illinois Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Freeman, 902 N.E.2d 1069, 232 Ill. 2d 218 (Ill. 2009).

Opinion

902 N.E.2d 1069 (2009)
232 Ill.2d 218

Maxine SMITH et al., Appellants,
v.
Janet FREEMAN et al., Appellees.

No. 106010.

Supreme Court of Illinois.

January 23, 2009.

*1070 Mark E. Bovard, of Heller, Holmes & Associates, P.C., Mattoon, for appellants.

Martin W. Siemer, of Siemer, Austin, Resch, Fuhr & Totten, Effingham, for appellees.

OPINION

Justice BURKE delivered the judgment of the court, with opinion:

In this case, we must determine whether a successor judge may render a decision and enter judgment based on transcripts of testimony and documentary evidence offered at trial before a predecessor judge. Here, the parties agreed by way of stipulation that the successor judge could rule based on the written evidence, rather than conduct a trial de novo. On appeal, the appellate court reversed, holding that the parties' stipulation was insufficient to satisfy due process because resolution of the case rested on the credibility of the witnesses. No. 4-07-0460 (unpublished order under Supreme Court Rule 23).

For the reasons that follow, we reverse the judgment of the appellate court and remand to that court for further proceedings consistent with this opinion.

Background

The underlying cause of action was brought by various heirs of Goldie Carver, who died on May 23, 2001. Plaintiffs alleged that defendants, Janet and Cheryl Freeman, had exercised undue influence over Goldie and breached their fiduciary duties to her so as to benefit from numerous transactions in the two months preceding Goldie's death. Plaintiffs sought to set aside two quitclaim deeds, one which deeded Goldie's residence to Janet and the other which deeded her 70-acre farm to Janet and Cheryl. Plaintiffs also challenged various monetary transactions that transpired from April 9, 2001, to the date of Goldie's death.

On January 19 and 20, 2006, a bench trial was held before Judge Millard Everhart in the circuit court of Cumberland County. Numerous witnesses testified. At the conclusion of the trial, the parties agreed to submit written closing arguments.

Before rendering a decision, Judge Everhart realized that in 2004 he had spoken with an interested party about issues relevant to the case. For this reason, Judge Everhart recused himself. The case was then assigned to Judge Dean Andrews. The parties agreed that Judge Andrews could rule on the matter based on the trial transcripts and trial evidence heard by Judge Everhart. However, before he could render a ruling, Judge Andrews retired.

The case was next assigned to Judge Dale Cini. Once again, the parties sought to have Judge Cini rule on the matter based on the transcripts and evidence from the earlier trial before Judge Everhart. Judge Cini obtained written authorization from the parties to proceed in this manner. On September 26, 2006, a "Consent to Resolution of Claims" was filed with the court. In this document, the parties consented to have Judge Cini resolve the matter after his consideration of the January 2006 trial transcripts along with the written closing arguments filed by the parties. The consent further provided "[s]hould the Court require further proceedings or oral arguments, counsel for the parties would likewise submit themselves."

On November 6, 2006, Judge Cini entered judgment, finding for plaintiffs on counts I (undue influence/breach of fiduciary *1071 duty in connection with the farm) and III (undue influence/breach of fiduciary duty in connection with monetary transactions in which Janet was involved), and for defendants on count II (forgery of quitclaim deeds). Judge Cini ordered plaintiffs' counsel to prepare a written order detailing the specific transactions to be set aside and the amounts to be repaid along with statutory interest.

On March 23, 2007, Judge Cini entered the order drafted by plaintiffs' attorney and approved by defendants' attorney. On count I, he found in favor of plaintiffs and ordered that both deeds be set aside. On count II, he found in favor of defendants. On count III, he found in favor of plaintiffs and set aside each monetary transaction that involved Janet and ordered her to repay all amounts plus statutory interest in the approximate amount of $175,000.

Defendants appealed, arguing that Judge Cini's decision was not supported by the facts and, therefore, his ruling should be reversed. Prior to oral argument, however, the appellate court sua sponte questioned whether Judge Cini had the authority to render a ruling without having actually heard the witnesses' testimony. The court instructed the clerk of the court to advise the parties to be prepared to address at oral argument the opinion of Anderson v. Kohler, 376 Ill. App.3d 714, 315 Ill.Dec. 623, 877 N.E.2d 110 (2007), as well as the cases cited therein. Thereafter, citing In re Marriage of Sorenson, 127 Ill.App.3d 967, 82 Ill.Dec. 906, 469 N.E.2d 440 (1984), the appellate court concluded that, because resolution of crucial matters rested on the credibility of witnesses, the parties' stipulation to allow Judge Cini to resolve the matter on the transcript and documentary evidence was ineffective because the proceedings did not satisfy due process. The appellate court reversed the trial court's judgment and remanded the matter for a new trial. We granted plaintiffs' petition for leave to appeal.

Analysis

The general rule is that a successor judge may not make findings of fact or conclusions of law without a trial de novo. K. Kemper, Power of Successor or Substituted Judge, in Civil Case, to Render Decision or Enter Judgment on Testimony Heard by Predecessor, 84 A.L.R.5th 399, 2000 WL 1838979 (2000). The rationale underlying this rule is that due process entitles a litigant to have all the evidence submitted to a single judge who can see the witnesses testify and, thus weigh their testimony and judge their credibility. Trzebiatowski v. Jerome, 24 Ill.2d 24, 25-26, 179 N.E.2d 622 (1962); Mills v. Ehler, 407 Ill. 602, 95 N.E.2d 848 (1950); People ex rel. Reiter v. Lupe, 405 Ill. 66, 71, 89 N.E.2d 824 (1950); Anderson, 376 Ill. App.3d at 720, 315 Ill.Dec. 623, 877 N.E.2d 110 (noting the above three supreme court cases confirm that the "due process mandate—that findings of fact based on the demeanor of witnesses be made by a judge who observed the witnesses" applies to all cases, not simply marriage dissolution cases).

In the case at bar, the parties concede and the appellate court held that the due process mandate is not absolute and that parties may stipulate or agree to allow a successor judge to render a decision based on written evidence presented to a predecessor judge. See Reiter, 405 Ill. at 71, 89 N.E.2d 824; Anderson, 376 Ill.App.3d 714, 315 Ill.Dec. 623, 877 N.E.2d 110; In re Marriage of Sorenson, 127 Ill.App.3d 967, 82 Ill.Dec. 906, 469 N.E.2d 440. However, relying on Sorenson,

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Cite This Page — Counsel Stack

Bluebook (online)
902 N.E.2d 1069, 232 Ill. 2d 218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-freeman-ill-2009.