Smith v. Fischer

803 F.3d 124, 2015 U.S. App. LEXIS 17488, 2015 WL 5780510
CourtCourt of Appeals for the Second Circuit
DecidedOctober 5, 2015
DocketNo. 14-3857
StatusPublished
Cited by27 cases

This text of 803 F.3d 124 (Smith v. Fischer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Fischer, 803 F.3d 124, 2015 U.S. App. LEXIS 17488, 2015 WL 5780510 (2d Cir. 2015).

Opinion

PER CURIAM:

Plaintiff Brunce Smith moves for appointment of counsel in his appeal from a judgment of the United States District Court for the Northern District of New York (D’Agostino, /.), entered on September 26, 2014, dismissing his complaint on summary judgment. The underlying issue is whether an inmate may implicitly waive his right to attend a disciplinary hearing. Extending our reasoning in Bedoya v. Coughlin, 91 F.3d 349 (2d Cir.1996) (holding that an inmate may waive his right to call witnesses by remaining silent), we conclude that an inmate may likewise implicitly waive the right to attend his disciplinary hearing by refusing to attend after receiv[126]*126ing notice and being given an opportunity to attend. We therefore deny the motion and dismiss the appeal as frivolous.

BACKGROUND

The undisputed facts are as follows. A misbehavior report, charging Smith with attacking another inmate, advised him that the “case must be heard within days if inmate is confined” and that “inmate attendance at [the] hearing is voluntary.” Smith signed the form to acknowledge receipt, designated an assistant to help him defend the charge, and requested that another inmate, Watson, be called as a witness.

The day the case was to be heard, two guards brought Smith to the hearing room. Smith asked the whereabouts of Hearing Officer Joseph Wolczyk, was told that he was on his way, and then asked to return to his cell. He did not explain his decision and refused to sign a form acknowledging his refusal to attend. Officer Wolczyk found that Smith had voluntarily waived his right to attend the hearing and conducted the proceedings in his absence.

After the hearing began, Officer Wolc-zyk sent guards to Smith’s cell to ask if he still wanted to call inmate Watson as a witness. Smith stated that he had no questions to ask.

Officer Wolczyk found Smith guilty of the charges and imposed a penalty of twelve months’ confinement in the Special Housing Unit (“SHU”) and loss of twelve months’ good time credit and other privileges. Officer Wolczyk’s decision was affirmed by Donald Venettozzi, Acting Director of Special Housing/Inmate Disciplinary Program, and Smith sought state court review.

After Smith had served eleven months in the SHU, the state court reversed the hearing disposition. It held that Smith had not made a knowing, voluntary, and intelligent waiver of his right to attend the hearing because there was no evidence that he was “informed of that right and of the consequences of failing to appear at the hearing,” as required by state law. The court ordered the state to expunge all references to the proceeding from Smith’s prison record and to restore any good behavior allowance lost. Smith’s disciplinary determination was “administratively reversed” by the Department of Corrections and Community Services (“DOCCS”).

Smith, pro se, then filed this § 1988 complaint in the Northern District, arguing, as relevant here, that his due process rights were violated because he was not informed of his right to attend the hearing and the consequences of failing to attend. He named as defendants Wolczyk, Venet-tozzi, and DOCCS Commissioner Brian Fischer, seeking monetary damages against each.

The report and recomméndation of the magistrate judge (adopted in full by the district court) recognized that Smith was deprived of a protected liberty interest based on his eleven-month confinement in the SHU but concluded that Smith was afforded due process under federal law, which required only notice of the hearing and an opportunity to attend.1 Smith appeals and moves for appointment of counsel.

[127]*127DISCUSSION

Pursuant to 28 U.S.C. § 1915(e)(1), we may appoint counsel for “any person unable to afford counsel,” if, among other things, the movant satisfies the threshold requirement that the appeal have “some likelihood of merit.” See Cooper v. Sargenti Co., Inc., 877 F.2d 170, 172-74 (2d Cir.1989). We review orders granting summary judgment de novo and focus on whether the district court properly concluded that there was no genuine issue as to any material fact and the moving party was entitled to judgment as a matter of law. Miller v. Wolpoff & Abramson, LLP, 321 F.3d 292, 300 (2d Cir.2003).

“Prison disciplinary proceedings are not part of a criminal prosecution, and the full panoply of rights due a defendant in such proceedings does not apply.” Wolff v. McDonnell, 418 U.S. 539, 556, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974). However, “[cjertain due process protections” must be observed before an inmate may be subject to confinement in the SHU. Luna v. Pico, 356 F.3d 481, 487 (2d Cir.2004) (citing Wolff). These protections include “advance written notice of the charges; a fair and impartial hearing officer; a reasonable opportunity to call witnesses and present documentary evidence; and a written statement of the disposition, including supporting facts and reasons for the action taken.”. Id. We have interpreted Wolff to recognize a right to “appear at the hearing.” Young v. Hoffman, 970 F.2d 1154, 1156 (2d Cir.1992) (citing Freeman v. Rideout, 808 F.2d 949, 953 (2d Cir.1986)); see also Willey v. Kirkpatrick, No. 13-699, 801 F.3d 51, 63, 2015 WL 5059377, at *10 (2d Cir. Aug. 28, 2015) (“Our reading of Wolff does not comport with the conclusion that the Constitution permits wholesale exclusion of an inmate from a disciplinary hearing.”). “[Rjegardless of state procedural guarantees, the only process due an inmate is that minimal process guaranteed by the Constitution, as outlined in Wolff.” Shakur v. Selsky, 391 F.3d 106, 119 (2d Cir.2004) (internal citations and quotation marks removed).

Smith argues that his due process rights were violated because he was not sufficiently informed of his right to attend his hearing and the consequences of failing to attend. Construing his submissions “to raise the strongest arguments that they suggest,” Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474 (2d Cir.2006) (per curiam), the issue is whether the district court properly found that Smith waived his right to attend the hearing.

Expanding somewhat on Bedoya v. Coughlin, 91 F.3d 349

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Cite This Page — Counsel Stack

Bluebook (online)
803 F.3d 124, 2015 U.S. App. LEXIS 17488, 2015 WL 5780510, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-fischer-ca2-2015.