Smith v. Estate of Mitchell

841 N.E.2d 215, 2006 Ind. App. LEXIS 125, 2006 WL 213966
CourtIndiana Court of Appeals
DecidedJanuary 30, 2006
DocketNo. 54A01-0508-CV-359
StatusPublished
Cited by4 cases

This text of 841 N.E.2d 215 (Smith v. Estate of Mitchell) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Estate of Mitchell, 841 N.E.2d 215, 2006 Ind. App. LEXIS 125, 2006 WL 213966 (Ind. Ct. App. 2006).

Opinion

OPINION

RILEY, Judge.

STATEMENT OF THE CASE

Appellant-Respondent, Mattie M. Smith (Smith), appeals from the trial court's grant of summary judgment in favor of Appellee-Petitioner, the Estate of Jodie Mitchell (the Estate).

We affirm.

ISSUE

Smith raises one issue on Appeal: Whether the trial court properly granted summary judgment in favor of the Estate.

FACTS AND PROCEDURAL HISTORY

Jodie Mitchell (Mitchell) died testate on March 16, 2004. Mitchell's Last Will and Testament (the Will), dated June 22, 1988, provided that his entire estate be held in trust during the lifetime of his sister, Smith, and that Smith be paid the income earned by the trust's assets on a quarterly basis. Further, the Will provided that upon Smith's death, the trust shall terminate and the assets shall be divided equally between the James Whitcomb Riley Memorial Association of Indianapolis, Indiana (Riley Memorial Association) and the Montgomery County Boys and Girls Club of Crawfordsville, Indiana (Boys and Girls Club).

On April 26, 2004, the Will was admitted to probate, and Community Trust & Investment Co., Inc. (CTIC) was appointed personal representative of the Estate. On May 4, 2004, letters testamentary and a notice of administration were issued. On June 11, 2004, Smith filed a Petition to Challenge the Will of [Mitchell] (the Petition). The Petition named no defendants. A pre-trial conference was set for January 31, 2005, however the trial court vacated the conference due to the lack of a proper summons. Then, on February 4, 2005, a summons was issued and served to Kurt Homann (Homann), counsel for the administration of the Estate on behalf of CTIC. On February 28, 2005 the Estate filed a Motion for Summary Judgment, which was granted on June 1, 2005.

Smith now appeals Additional facts will be provided as necessary.

DISCUSSION AND DECISION

Smith argues that the trial court erred in granting summary judgment in favor of the Estate. Specifically, Smith contends that she filed her will contest in accordance with Ind.Code § 29-1-7-17, and therefore the trial court wrongfully found that her action was not appropriately filed.

Summary judgment is appropriate only when there are no genuine issues of material fact and the moving party is entitled to a judgment as a matter of law. Ind. Trial Rule 56(C); Fort Wayne Lodge, LLC v. EBH Corp., 805 N.E.2d 876, 882 (Ind.Ct.App.2004). In reviewing a trial court's ruling on summary judgment, this court stands in the shoes of the trial court, and applies the same standards. American Family Mut. Ins. Co. v. Federated Mut. Ins. Co., 775 N.E.2d 1198, 1201 (Ind.Ct.App.2002). In doing so, we consider all of the designated evidence in the light most favorable to the non-moving party. Id. The party appealing the grant of summary judgment has the burden of persuading this court that the trial court's ruling was improper. Id. The grant of summary judgment must be reversed if the record indicates an incorrect application of the law to the facts. Id.

Ind,Code § 29-1-7-17, in pertinent part, provides:

[217]*217Any interested person may contest the validity of any will in the court having jurisdiction over the probate of the will within three (3) months after the date of the order admitting the will to probate by filing in the court the person's allegations in writing verified by affidavit, ... The executor and all other persons beneficially interested in the will shall be made defendants to the action.

Additionally, Ind.Code § 29-1-7-18 states, "[when an action is brought to contest the validity of any will ... notice is served upon the defendants in the same manner as required by the Indiana Rules of Trial Procedure." Rule 4 of the Indiana Rules of Trial Procedure provides that "(tlhe court acquires jurisdiction over a party or person who under [the Rules of Trial Procedure] commences or joins in the action, is served with summons or enters an appearance, or who is subjected to the power of the court under any other law."

Here, the Will was admitted to probate on April 26, 2004 and Smith filed the Petition on June 11, 2004, within the three-month statutory period. However, the Petition failed to name the executor or any interested parties as defendants. Despite the absence of any named defendants, Smith's attorney filled out a summons form provided by the Clerk when he filed the Petition, naming the Estate's attorney, Homann, as the complaint and summons' recipient. Although the record is unclear, it appears that this form was not a proper summons form and thus was never served upon Homann. Nevertheless, Homann subsequently appeared at an intended pretrial conference on January 31, 2005, which was subsequently vacated because the trial court found that a proper summons had not yet been issued.

Thereafter, on February 4, 2005, a proper summons was issued in Homann's name, and served upon him on February 7, 2005. Yet again, no summons was issued to any interested parties, such as the Riley Memorial Association or the Boys and Girls Club, as directed by I.C. § 29-1-7-17. The Estate then filed its Motion for Summary Judgment, arguing that Smith's failure to name or serve any proper defendants in the action, as required by I.C. § 29-1-7-17 and Ind. Trial Rule 4(A), left the trial court without any jurisdiction to adjudicate the matter. Consequently, the Estate asserted that the lack of jurisdiction prevented Smith's action from commencing, and that Smith was now barred from bringing her claim due to the expiration of the three-month statute of limitations set out in 1.C. § 29-1-7-17. In addition, the Estate cited Smith's failure to comport with I.C. § 29-1-7-19 which requires the filing of a bond along with complaints filed under I.C. § 29-17-17.

Finding in favor of the Estate, the trial court stated in its Order Granting [the Estate's] Motion For Summary Judgment:

... The [clourt now finds that [Smith] has failed to acquire jurisdiction over [the Estate] as required for contesting a probated will under Indiana Trial Rules 3 and 4[,] and Indiana Code §§ 29-1-7-17 and [29-1-7-]18. [Smith] has failed to show a genuine issue of material fact that [Smith] did not follow the procedural and statutory rules for contesting a probated will under Trial Rules 3 and 4[,] and Indiana Code §§ 29-1-7-17 and 29-1-7-18. Accordingly, [Smith's] cause of action should be dismissed under Trial Rule 56(C).

Smith now asserts that it was improper for the trial court to rely on a lack of jurisdiction as its basis for granting summary judgment in favor of the Estate. Specifically, Smith argues that her action was commenced at the time the Petition was filed, and thus in spite of the improper summons, she met the requirements of [218]*218L.C. § 29-1-7-17 and brought her will contest in a timely manner. Thus, we now turn to the central question in this case, whether Smith satisfied the requirements of 1.0. §§ 29-1-7-17 and 29-1-7-18, and properly filed her will contest within three months of its admittance to probate.

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Cite This Page — Counsel Stack

Bluebook (online)
841 N.E.2d 215, 2006 Ind. App. LEXIS 125, 2006 WL 213966, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-estate-of-mitchell-indctapp-2006.