Smith v. Dunn (DEATH PENALTY)

District Court, M.D. Alabama·Decided February 2, 2021·No. 2:20-cv-01026·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF ALABAMA NORTHERN DIVISION

WILLIE B. SMITH, III, ) ) Plaintiff, ) ) v. ) ) CASE NO. 2:20-CV-1026-RAH JEFFERSON DUNN, Commissioner, ) [WO] Alabama Department of Corrections, ) ) ) Defendant. )

MEMORANDUM OPINION AND ORDER I. INTRODUCTION

On December 14, 2020, Willie B. Smith, III (“Smith”), a death-row inmate housed at Holman Correctional Facility,1 filed a complaint, pursuant to 42 U.S.C. § 1983, alleging that the Alabama Department of Corrections (“ADOC”) will violate Smith’s right to exercise his religious beliefs by prohibiting the presence of his personal spiritual advisor, a Christian minister, inside the execution chamber during his execution, presently scheduled for February 11, 2021. Smith claims that the ADOC’s blanket policy of prohibiting the presence of all persons who are not members of the prison’s execution team, including spiritual advisors, from inside

1 Holman is the ADOC’s primary correctional facility for housing death row inmates and is the only facility in the state of Alabama that carries out executions. the execution chamber abridges his federal statutory rights under the Religious Land Use and Institutionalized Persons Act of 2000 (“RLUIPA”), 42 U.S.C. § 2000cc et

seq., his state constitutional rights under the Alabama Religious Freedom Amendment (“ARFA”), Ala. Const. Art I, § 3.01, and his constitutional rights under the Establishment and Free Exercise Clauses of the First Amendment to the United

States Constitution.2 Smith seeks declaratory and injunctive relief against Defendant Jefferson Dunn, in his official capacity as the ADOC’s Commissioner. On December 14, 2020, Smith filed an Emergency Motion for Preliminary

Injunction (Doc. 4), requesting that the ADOC be ordered to allow his personal spiritual advisor, Pastor Robert Wiley, Jr., to not only be physically present inside the execution chamber during Smith’s execution, but to pray with Smith, hold his

hand, and otherwise touch Smith at the moment of his death. According to Smith, this practice “would provide Mr. Smith comfort, strengthen his resolve, and help him properly express to God his repentance for any wrongs he has committed.” (Doc. 1, p. 12.)

2 Initially, Smith also raised claims concerning an ADOC policy that prohibited him from attending outdoor religious services every other Sunday with the general population inmates once Smith’s execution date was set. That concern is now moot, due to the ADOC’s agreement to allow Smith to listen to the Sunday services in the weeks preceding his scheduled execution. (See Doc. 12-1.) The policy stems from security concerns that arise when a condemned inmate is allowed to interact with the general population in the weeks preceding his scheduled execution. The ADOC filed a response in opposition to Smith’s Emergency Motion for Preliminary Injunction. Within that response, the ADOC also moved to dismiss

Smith’s complaint, pursuant to Fed. R. Civ. P. 12(b)(6), for failure to state a claim upon which relief may be granted. (Doc. 12.) Smith has replied to the ADOC’s response to his motion and has responded to the ADOC’s motion to dismiss. (Doc.

13-1.) Following these filings, the court heard oral argument and allowed the parties to file supplementary evidentiary submissions on the preliminary injunction issue. Accordingly, this matter is ripe for review. For the reasons that follow, the ADOC’s motion to dismiss is due to be GRANTED in part and DENIED in part, and Smith’s

motion for a preliminary injunction is due to be DENIED. II. FACTUAL AND PROCEDURAL HISTORY A. Smith’s Capital Litigation History

Following a jury trial, Smith was convicted of the 1991 execution-style murder of Sharma Ruth Johnson during a robbery and kidnapping. See Smith v. State, 838 So. 2d 413 (Ala. Crim. App. 2002). By a vote of 10-2, a jury recommended the death sentence.3 The trial court accepted the jury’s recommendation and sentenced

Smith to death on July 17, 1992. In 2002, the Alabama Court of Criminal Appeals affirmed Smith’s conviction

3 The trial court’s sentencing order can be found at C. 148–67 in the trial transcript, available in Volume 1 of the habeas record filed in Smith v. Thomas, 2:13-cv-00557-RDP (N.D. Ala.). and death sentence. Id. at 477. The Alabama Supreme Court denied certiorari, see Ex parte Smith, No. 1011228 (Ala. June 28, 2002), as did the United States Supreme

Court, see Smith v. Alabama, 537 U.S. 1090 (2002) (mem.). Smith then proceeded with both state post-conviction and federal habeas proceedings. On July 2, 2020, the United States Supreme Court denied certiorari as

to Smith’s habeas claims, thereby concluding Smith’s appeals. See Smith v. Dunn, No. 19-7745, 2020 WL 3578738 (July 2, 2020) (mem.). On November 25, 2020, Smith filed his first § 1983 complaint in the Middle District of Alabama alleging both method-of-execution and Americans with

Disabilities Act claims.4 After oral argument, that case was dismissed without prejudice.5 On the same day that Smith’s initial § 1983 suit was dismissed, Smith filed the present action.

B. The ADOC’s Change to its Execution Protocol Historically, Holman’s Christian chaplain—an ADOC employee—was a member of the prison’s execution team. (Doc. 27-6, p. 7.) Prior to April 2019, the ADOC’s execution protocol required the chaplain’s presence inside the execution

4 On December 1, 2020, while Smith’s initial § 1983 case was ongoing, the Alabama Supreme Court issued a death warrant, scheduling Smith’s execution on February 11, 2021.

5 Smith v. Dunn, Case No. 2:19-cv-927 (M.D. Ala. Dec. 14, 2020), Doc. 25. As of the date of this order, Smith has amended his complaint in this initial § 1983 case and the ADOC has filed a motion to dismiss, which remains pending. chamber during an execution. (Id.) In response to litigation in both Alabama and Texas,6 the ADOC amended its execution protocol in April 2019 to remove its

Christian chaplain from the execution chamber. (Doc. 12, p. 12.) Therefore, under the amended protocol, a condemned inmate cannot have anyone in the execution chamber with him: not a spiritual advisor of his choosing, not the prison chaplain,

not his legal counsel, nor any friend or family member such as a mother, father, spouse, or child. But under the ADOC’s current protocol, a condemned inmate may have contact visits from a free-world spiritual advisor in the days and moments preceding

his execution.7 On the day of his execution, the inmate’s spiritual advisor may remain with the inmate in his cell until the inmate is escorted to the execution chamber. His spiritual advisor may then witness the execution from the viewing

room but is not permitted to enter inside the execution chamber. At the moment of execution, the spiritual advisor, along with other witnesses in the viewing room, can be situated less than 10 feet away from the inmate, but will be separated by two-way security glass. The ADOC’s policy applies to all religious personnel, regardless of

affiliation or employer, including the prison chaplain.8

6 See Doc. 12, p. 12; see also Doc. 27-9, pp. 25-27.

7 ADOC EXECUTION PROCEDURES 6, 7. (Doc. 27-2, pp. 6-7.)

8 Id., p. 8 (subsection IX.G.2). C. The Gutierrez Litigation In 2019, death-sentenced inmate Ruben Gutierrez filed a similar lawsuit after

the Texas Department of Criminal Justice (“TDCJ”) amended its execution protocols to remove its institutional chaplains from the execution chamber.

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