Smith v. Dretke

134 F. App'x 674
Procedural entryThis page is a short order in Smith v. Dretke. Read the opinion of the Court — 422 F.3d 269
Court of Appeals for the Fifth Circuit·Decided June 8, 2005·No. 03-20326·Unpublished

Opinion

BENAVIDES, Circuit Judge: *

In an earlier opinion, this Court granted Petitioner Clyde Smith, Jr., a Certificate of Appealability to appeal the district court’s summary judgment denial of his petition for writ of habeas corpus. See Smith v. Dretke, 89 Fed.Appx. 859 (5th Cir.2004) (per curiam). Accordingly, Petitioner filed the instant appeal. For the following reasons, we affirm the district court’s grant of summary judgment.

I. Background

Petitioner Clyde Smith, Jr., was convicted of capital murder in Texas and sentenced to death. Petitioner did not seek certiorari review in the Supreme Court of the United States. In 1997, Petitioner filed a state application for a writ of habeas corpus. Among other arguments presented in his state habeas application, Petitioner claimed that his trial counsel’s failure to present mitigating evidence of Petitioner’s childhood abuse during the punishment phase of trial denied him his Sixth Amendment right to effective assistance of counsel. Without holding an evidentiary hearing on Petitioner’s claims, the state trial-level habeas court recommended to the Texas Court of Criminal Appeals that Petitioner’s application be denied. In 2001, the Texas Court of Criminal Appeals followed that recommendation and denied Petitioner’s application. Later that year, Petitioner filed a federal petition for a writ of habeas corpus, the denial of which he seeks to appeal, in the United States District Court for the Southern District of Texas.

In the habeas proceedings before the district court, Petitioner again argued that his trial counsel rendered ineffective assistance by failing to present mitigating evidence of childhood abuse to militate against a death sentence. In support of that claim, he submitted several affidavits and other documents not presented to the state court.

*676 Affidavits from Petitioner’s brother and mother described Petitioner’s disturbing childhood and attested that each affiant would have appeared in court to testify at trial if asked. Similarly, an affidavit from Petitioner himself gave an account of his childhood and described the scant contact he had with trial counsel and his meeting with trial counsel’s investigator, in which the investigator did not ask about Petitioner’s childhood and Petitioner did not offer any information about his childhood. Two letters written by Petitioner, one addressed to federal habeas counsel and another to state habeas counsel, document Petitioner’s childhood in detail.

Also included in the evidence were two letters addressed to Petitioner from the State Bar of Texas. One acknowledges receipt of Petitioner’s complaint regarding trial counsel, and the other notifies Petitioner that the complaint does not sufficiently allege professional misconduct. A letter from Petitioner to the judge presiding over Petitioner’s trial expresses concern over the amount of contact between trial counsel and Petitioner. Petitioner also submitted the investigative report and invoice from the investigation company hired by trial counsel. The report summarizes the investigator’s actions and lists possible witnesses and the information they might provide at trial. While the report is devoid of any mention of abuse, it refers to statements given by Reverend E.T. Wade, with whom Petitioner had lived briefly, indicating that Petitioner had a difficult relationship with his mother. The invoice shows that trial counsel was billed a total of $600 for the entire investigation.

In another affidavit submitted with Petitioner’s federal habeas petition, a mitigation specialist from Capital Punishment Investigation & Educational Services (“CPIES”) who conducted an investigation for Petitioner’s federal habeas petition catalogues the individuals to whom she was referred by Petitioner, the ease with which she located them, and the information they provided. The director of investigation at CPIES stated in a separate affidavit that the investigation done by trial counsel and his hired investigator was incomplete and inadequate.

Petitioner also submitted an affidavit from trial counsel that was originally submitted by Respondent in the state habeas petition. In his affidavit, trial counsel acknowledges that he knew Petitioner had a difficult relationship with his mother and that any information regarding an abusive childhood might have been important at the punishment phase of trial. However, he asserts that his thorough investigation revealed no such information.

The district court held that Petitioner’s failure to present the affidavits and other evidence described above to the state habeas court rendered them unexhausted. Accordingly, the district court disregarded the additional evidentiary materials, looking only to the evidence presented to the state courts. Based upon that evidence, the district court granted Respondent’s motion for summary judgment and denied the petition for habeas corpus.

We subsequently granted Petitioner leave to appeal “the district court’s denial of his application for a writ of habeas corpus with respect to his ineffective assistance of counsel claim, including the district court’s procedural ruling that it could not consider certain evidence because the evidence was unexhausted in state court.” Smith, 89 FedAppx. at 863.

II. Discussion

Petitioner contends that the district court erred in reviewing only the affidavits and evidence presented to the state habeas court. He claims that as a result of that error, the district court incorrectly adjudicated the merits of his ineffective assis *677 tance of counsel claim in granting Respondent’s motion for summary judgment. As explained below, we agree that the district court erred in its determination that it could not consider any of the affidavits presented to it. However, we nonetheless affirm the judgment of the district court because Petitioner’s additional evidence does not alter the disposition of his ineffective assistance of counsel claim.

A. Consideration of Additional Evidence

We first consider the question whether Petitioner’s claim of ineffective assistance of counsel was partially unexhausted as determined by the district court. “Whether a federal habeas petitioner has exhausted state remedies is a question of law reviewed de novo.” Anderson v. Johnson, 338 F.3d 382, 386 (5th Cir.2003); Wilder v. Cockrell, 274 F.3d 255, 259 (5th Cir.2001).

Under 28 U.S.C. § 2254(b)(1), a federal habeas petitioner must fully exhaust remedies available in state court before proceeding to federal court. Id. Thus, only if the substance of a petitioner’s claim was fairly presented to the state habeas court may a federal court consider that claim. Morris v. Dretke, 379 F.3d 199, 204 (5th Cir.2004).

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