Smith v. Commonwealth

845 S.W.2d 534, 1993 Ky. LEXIS 13, 1993 WL 9673
CourtKentucky Supreme Court
DecidedJanuary 21, 1993
Docket90-SC-100-MR
StatusPublished
Cited by25 cases

This text of 845 S.W.2d 534 (Smith v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Commonwealth, 845 S.W.2d 534, 1993 Ky. LEXIS 13, 1993 WL 9673 (Ky. 1993).

Opinions

STEPHENS, Chief Justice.

On January 24, 1990, appellant was convicted in McCracken Circuit Court of murder with the aggravating circumstance of arson in the first-degree. The trial court followed the recommendation of the jury and sentenced appellant to death.

The conviction stems from the murder of Pamela Wren (hereinafter Wren). Shortly after midnight on July 29, 1986, Phillip Wren, brother of the deceased Wren, discovered a fire in the upstairs apartment of his home. Wren and her son were living in the apartment. When the fire department responded to Phillip Wren’s call it was ascertained that the only person in the upstairs apartment was Wren. Wren’s son, Toby, had spent the night with a friend who lived across the street. Upon discovering Wren, a firefighter determined that she was dead.

An autopsy revealed that Wren’s cause of death was smoke inhalation as a result of the fire. The coroner also determined that Wren was in a pre-comatose or comatose state at the time of the fire due to an extreme level of alcohol intoxication, 0.39 percent blood alcohol level. There was no evidence of significant trauma to Wren’s body, nor was there evidence of sexual intercourse.

Paducah City Fire Marshal Terry Keeling and Kentucky State Police Investigator Don Senf concluded that there were three points of origin of the fire within the apartment. They both opined that the three fires were definitely set individually and were not the result of an accident.

The Commonwealth proved its case against appellant by circumstantial evidence. Appellant was identified as being with Wren on the day before the fire. Ap[536]*536pellant was also identified as the man who had approached Wren several times in a bar on the Saturday preceding the day of the fire. The emergency 911 dispatchers received three telephone calls in which each caller sought information about the fire at Wren’s apartment and about the occupant of the residence. Several individuals, after listening to the tapes of these calls, identified the voice of each separate call on the emergency dispatch tapes as being that of appellant. Appellant’s handwriting was identified as being on a letter in which threats were directed against a Commonwealth’s witness regarding her expected testimony. Appellant admitted to a fellow inmate that he had killed Wren by setting two or three fires in her home.

Appellant raises 39 points of error in his appeal as a matter of right. After having examined all the issues carefully, we find the issues raised affecting the guilt phase of the trial do not merit discussion, but that two issues merit reversal of the penalty phase of appellant’s trial.

I. WHETHER THE TRIAL COURT ERRED TO APPELLANT’S SUBSTANTIAL PREJUDICE BY ALLOWING THE CASE TO PROCEED AS A CAPITAL CASE WHEN THE COMMONWEALTH AND DEFENSE COUNSEL BOTH BELIEVED THAT THE CASE WOULD NOT BE TRIED AS A CAPITAL CASE UNTIL SIX DAYS BEFORE THE TRIAL.

Because the circumstances surrounding the giving of the notice of intent to seek the death penalty rendered the notice inadequate and unfair, appellant alleges that the trial court erred to appellant’s substantial prejudice by failing to dismiss the death penalty as a possible sentence or by failing to grant a reasonable continuance in order for appellant’s counsel to prepare a death penalty defense.

Appellant was indicted on July 14, 1987. He was represented by his first attorney until November 24, 1987, when she moved to withdraw as counsel. His second counsel was substituted as counsel on January 5, 1988. On February 18, 1988, pursuant to KRS 532.025, the Commonwealth filed a Notice of Aggravating Factors (hereinafter Notice) in which notice was given that the Commonwealth would prove that the murder was committed while appellant was engaged in the aggravating factor of first-degree arson.

Appellant’s case went to trial on November 6, 1989. Between the time the Notice was filed and the actual trial date, the Commonwealth and defense counsel conferred numerous times in a manner indicating that the Commonwealth was not seeking the death penalty. It is undisputed that both the Commonwealth and defense counsel had forgotten that the Notice had been filed in 1988.

Three weeks before trial the Commonwealth verbally advised defense counsel that the Commonwealth intended to file a Notice within twenty days prior to trial. At six days before trial the Commonwealth believed that it was too late to file a Notice. However, he “looked in [his] file, and saw it [the 1988 Notice] was there to my utmost delight.”

Defense counsel moved to prohibit the Commonwealth from pursuing the death penalty because (1) both parties had been treating the case as non-capital, and (2) defense counsel could not properly prepare a defense to a capital case with only six days’ notice.

Because we agree that defense counsel was given inadequate notice that the Commonwealth would seek the death penalty, this Court reverses and remands as to the penalty phase only.

As previously acknowledged, both the defense counsel and the Commonwealth regarded appellant’s trial as a non-capital case until six days before trial. The Commonwealth represented to defense counsel that no notice had been filed. Defense counsel had a right to rely on the express representations of the Commonwealth without searching through his files to determine if the Commonwealth’s statements were valid. The Commonwealth’s Attorney is under a strict obligation to see that every defendant receives a fair trial. [537]*537Johnson v. Commonwealth, Ky., 609 S.W.2d 360 (1980). This Court stated in Workman v. Commonwealth, Ky., 580 S.W.2d 206, 207 (1979) that “our historical ideals of fair play and substantial justice do not permit attorneys for the Commonwealth to disregard promises and fail to perform bargains”. In the ease at bar, by representing that the Commonwealth was not seeking the death penalty, a promise and a bargain was made. The Commonwealth could not later disregard its earlier representations. “If the government breaks its word, it breeds contempt for integrity and good faith. It destroys the confidence of citizens in the operation of their government and invites them to disregard their obligations.” Id.

The issue before us is analogous to the situation in which the Commonwealth makes a plea bargain offer and the defendant relies upon this offer. We have stated that if the offer is made by the prosecution and accepted by the accused, either by entering a plea or by taking action to his detriment in reliance on the offer, then the agreement becomes binding and enforceable. Commonwealth v. Reyes, Ky., 764 S.W.2d 62, 65 (1989).

In the instant case, the Commonwealth represented that it was proceeding with the trial as a non-capital case. Appellant relied to his detriment on this offer by his failure to prepare for a capital case.

The United States Supreme Court has “repeatedly emphasized the importance of giving the parties sufficient notice to enable them to identify the issues on which a decision may turn.” Lankford v. Idaho, — U.S. —, — n. 22, 111 S.Ct. 1723, 1732 n. 22, 114 L.Ed.2d 173 (1991).

In Lankford,

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Smith v. Commonwealth
845 S.W.2d 534 (Kentucky Supreme Court, 1993)

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Bluebook (online)
845 S.W.2d 534, 1993 Ky. LEXIS 13, 1993 WL 9673, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-commonwealth-ky-1993.