Smith v. Barnhart

395 F. Supp. 2d 298, 2005 U.S. Dist. LEXIS 24950, 2005 WL 2716288
CourtDistrict Court, E.D. North Carolina
DecidedSeptember 29, 2005
Docket7:04-cv-00151
StatusPublished
Cited by4 cases

This text of 395 F. Supp. 2d 298 (Smith v. Barnhart) is published on Counsel Stack Legal Research, covering District Court, E.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Barnhart, 395 F. Supp. 2d 298, 2005 U.S. Dist. LEXIS 24950, 2005 WL 2716288 (E.D.N.C. 2005).

Opinion

ORDER

FLANAGAN, Chief Judge.

This matter is before the court on plaintiffs objections to the Memorandum and Recommendation (M & R) of the Magistrate Judge recommending that the court allow defendant’s motion for judgment on *300 the pleadings, deny plaintiffs, and uphold the final decision of the Commissioner. For the reasons that follow, the court rejects that recommendation, and remands the matter to the Commissioner for further proceedings pursuant to 42 U.S.C. § 405(g).

STATEMENT OF THE CASE AND FACTS

Plaintiff filed this action pursuant to 42 U.S.C. § 405(g), seeking reversal or remand of the Commissioner’s decision to deny her application for Supplemental Security Income (SSI) benefits. Plaintiff filed an application for SSI benefits on November 20, 2002, alleging that chronic heart disease, angina, stress, arthritis, asthma, and various other maladies rendered her disabled as of November 12, 2002. She was denied SSI benefits initially and again upon reconsideration.

Plaintiff then timely requested a hearing before an Administrative Law Judge (ALJ), held on October 20, 2003. The ALJ rendered an adverse decision on February 24, 2004, concluding that plaintiffs impairments were “severe” but did not render her fully disabled, and that she possessed the residual functional capacity to perform the “full range of light work” as defined in 20 C.F.R. § 416.967. (A.R. at 19-20.) Plaintiffs request for review by the Appeals Council was denied on June 2, 2004, at which time the decision of the ALJ became final. Having exhausted her administrative remedies, plaintiff timely filed the instant complaint seeking judicial review of the Commissioner’s decision.

In her motion for judgment on the pleadings, plaintiff argues that: (I) the finding of the ALJ that plaintiff possesses the residual functional capacity to perform the full range of light work was not supported by substantial evidence; (ii) the ALJ failed to adequately develop the evi-dentiary record; and (iii) new evidence, in the form of a declaration submitted by plaintiffs treating physician, merits a rehearing.

The court scheduled the matter for hearing, at which time the court narrowed the principle issue in contention to whether the ALJ adequately developed the administrative record. Plaintiff argues that the ALJ committed legal error by failing to assist plaintiff, who was not represented by counsel at the time of the hearing, in obtaining evidence from her treating physician, Dr. Gottovi, including: (I) medical records and treatment notes from the period between when she initially filed her claim for benefits and the date the ALJ rendered his decision (which amounted to almost two years); and (ii) clarification as to her doctor’s opinion regarding restrictions on movement and lifting. Pi’s Obj. at 3. In the alternative, plaintiff argues that the ALJ should have at least indicated to her that the record was lacking without this additional medical documentation and given her the opportunity to submit such information herself. Id.

Defendant counters that the “several years of Dr. Gottovi’s progress notes showing the results of numerous contemporaneous examinations and repeated objective testing” which were contained in plaintiffs medical history were “sufficient to render a decision as to the extent and severity of plaintiffs impairments,” Defs Mem. at 20-21, despite the fact that no formal medical opinion as to the extent and severity of plaintiffs impairments was contained in these records. A.R. at 98-124. Rather, defendant specifically points to the fact that Dr. Gottovi’s notes omitted any opinion about plaintiffs impairment being disabling, together with a few scattered references that might be inconsistent with a disability finding, as further evidence that the medical expertise of plaintiffs treating *301 physician was fully developed in the administrative record and supportive of the Commissioner’s decision. Defs Mem. at 24. Finally, defendant points to the medical opinions of the physicians employed by North Carolina Disability Determination Services (DDS), who did not have the benefit of an ongoing treatment relationship with the plaintiff but who did have the benefit of reviewing her medical records, as adequate evidence supporting the Commissioner’s decision. Defs Mem. at 21.

DISCUSSION

I. Standard of Review

Generally, the court’s “primary function in reviewing an administrative finding of no disability is to determine whether the ALJ’s decision was supported by substantial evidence.” Coffman v. Bowen, 829 F.2d 514, 517 (4th Cir.1987). “Substantial evidence is ‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.’ ” Craig v. Chafer, 76 F.3d 585, 589 (4th Cir.1996) (quoting Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971)). But judicial review of administrative decision-making does not end there: “A factual finding by the ALJ is not binding if it was reached by means of an improper standard or misapplication of the law.” Coffman, 829 F.2d at 517. Thus, it is the district court’s duty to determine both whether the Commissioner’s findings are “supported by substantial evidence and whether the correct law was applied.” Hays v. Sullivan, 907 F.2d 1453, 1456 (4th Cir.1990).

In addressing objections to the M & R, the district court “shall make a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made.” 28 U.S.C. § 636(b)(1)(C). Upon review, this court may “accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate.” Id.

II. The ALJ Failed to Adequately Develop the Administrative Record

Where a SSI claimant is unrepresented by counsel at a hearing before an ALJ, the claimant is “entitled to the sympathetic assistance of the ALJ to develop the record, to ‘assume a more active role’ and to adhere to ‘heightened duty of care and responsibility.’” Crider v. Harris, 624 F.2d 15, 16 (4th Cir.1980) (quoting Livingston v. Califano, 614 F.2d 342, 345 (3d Cir.1980)).

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Cite This Page — Counsel Stack

Bluebook (online)
395 F. Supp. 2d 298, 2005 U.S. Dist. LEXIS 24950, 2005 WL 2716288, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-barnhart-nced-2005.