Smith v. Alabama Aviation & Technical College

683 So. 2d 431, 11 I.E.R. Cas. (BNA) 1602, 1996 Ala. LEXIS 173
CourtSupreme Court of Alabama
DecidedJune 28, 1996
Docket1941820
StatusPublished

This text of 683 So. 2d 431 (Smith v. Alabama Aviation & Technical College) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Alabama Aviation & Technical College, 683 So. 2d 431, 11 I.E.R. Cas. (BNA) 1602, 1996 Ala. LEXIS 173 (Ala. 1996).

Opinion

MADDOX, Justice.

We granted certiorari review in order to address a single legal issue: The preclusive effect of an administrative determination of a constitutional claim, when the aggrieved person does not seek judicial review of the administrative decision as authorized by law.

Alton Wayne Smith was a tenured instructor at the Alabama Aviation and Technical College (“AATC”), a state institution of higher learning. In August 1991, Smith was terminated as an avionics instructor, after having served for 14 years in that position. The reasons given for his termination were violations of the sick leave policy, numerous absences from classes he was teaching, and faculty and student complaints. Smith appealed this decision to an administrative review panel, arguing, among other things, that he had been fired for exercising his right to free speech. Specifically, Smith claimed he had been fired for voicing criticism of the institution’s administration and curriculum and for writing letters to former Governor Guy Hunt complaining of what he considered to be fraudulent and wasteful practices at AATC. At the hearing conducted by the review panel, Smith raised these arguments, but was unsuccessful. The review panel found that Smith had been terminated for good cause and affirmed his termination.1 The panel did not mention Smith’s constitutional claims, apparently rejecting them. Smith did not appeal the decision of the administrative review panel to the appropriate circuit court, as allowed by § 41-22-20(k)(l), Ala.Code 1975, but instead filed this present action against AATC and three administrators.2 In his action, he claimed damages based on alleged breach of contract, breach of an implied covenant of good faith and fair dealing, intentional infliction of emotional distress, and retaliatory discharge, and damages based on 42 U.S.C. § 1983. Smith’s § 1983 claims were based on the assertion that his termination violated his rights to freedom of speech and due process. The trial judge entered a summary judgment in favor of the defendants on all of Smith’s claims, and he appealed to the Court of Civil Appeals.

Smith raised but one issue in the Court of Civil Appeals: whether the trial court erred in dismissing his § 1983 claims against the three administrators. The Court of Civil Appeals affirmed the dismissal of the § 1983 claims, holding that they were barred by the doctrine of collateral estoppel, i.e., issue preclusion. Smith v. Alabama Aviation & Technical College, 683 So.2d 426 (Ala.Civ. App.1995). The Court of Civil Appeals held that the doctrine of collateral estoppel barred relitigation of Smith’s claim that he had been fired for exercising his right to free speech. In determining that Smith was precluded from raising this constitutional issue, the court applied the elements for issue preclusion applicable to administrative hearings, as announced by this Court in Ex parte Shelby Medical Center, Inc., 564 So.2d 63 (Ala.1990). In that case, this Court held that for the doctrine of collateral estoppel to apply to an issue raised in an administrative proceeding, the following elements must be present:

‘“(1) there is identity of the parties or their privies; (2) there is identity of issues; (3) the parties had an adequate opportunity to litigate the issues in the administrative proceeding; (4) the issues to be estopped were actually litigated and determined in the administrative proceeding; and (5) the findings on the issues to be estopped were necessary to the administrative decision.’ ”

564 So.2d at 68 (quoting Pantex Towing Corp. v. Glidewell, 763 F.2d 1241, 1245 (11th Cir.1985)). The Court of Civil Appeals, find[434]*434ing that these elements had been satisfied, ruled that Smith was precluded from raising the free speech and due process issues in his § 1983 action.

In his petition, Smith argues that the judgment of the Court of Civil Appeals is erroneous, stating that issue preclusion cannot be applied to his claim under the facts and circumstances of this case. First, Smith argues that federal law prohibits the application of issue preclusion in § 1983 actions where the issue to be precluded is one from an unreviewed decision of an administrative panel. Second, he argues that the administrative review panel, which consisted of three lay members, did not have the requisite legal competence to decide whether Smith had been terminated in violation of his constitutional rights. Third, he claims that the panel’s decision did not adequately address his constitutional claims so as to preclude these constitutional issues in this subsequent action. We will address these issues in the order in which they have been presented.

Smith’s initial contention is that federal law prohibits the application of issue preclusion in a § 1983 action, where the issue to be precluded has been determined by an unreviewed decision of an administrative panel and involves claims of unconstitutional termination of employment. Although Smith is correct that a federal court would not bar this claim on the grounds of issue preclusion, his argument that federal law prohibits application of collateral estoppel in this scenario is misplaced. It is well established that a federal court will not preclude litigation of constitutional issues when those issues have been raised in an unreviewed decision of a state administrative agency. University of Tennessee v. Elliott, 478 U.S. 788, 106 S.Ct. 3220, 92 L.Ed.2d 635 (1986); Migra v. Warren City School District Bd. of Educ., 465 U.S. 75, 104 S.Ct. 892, 79 L.Ed.2d 56 (1984); Kremer v. Chemical Construction Corp., 456 U.S. 461, 102 S.Ct. 1883, 72 L.Ed.2d 262 (1982); Carlisle v. Phenix City Bd. of Educ., 849 F.2d 1376 (11th Cir.1988); Gjellum v. City of Birmingham, 829 F.2d 1056 (11th Cir.1987); Edmundson v. Borough of Kennett Square, 4 F.3d 186 (3d Cir.1993). See also, McDonald v. City of West Branch, 466 U.S. 284, 104 S.Ct. 1799, 80 L.Ed.2d 302 (1984) (Supreme Court refused to give pre-clusive effect to constitutional issues raised in an unappealed arbitration decision). However, Smith is incorrect in his assertion that federal law bars the application of preclusion doctrines in these cases. The federal cases addressing this issue have not held that the United States Constitution prohibits the application of issue preclusion by a court in a subsequent action by a plaintiff who had raised the constitutional issues at an administrative hearing concerning his termination. Rather, these cases stand for the proposition that the federal common law doctrine of collateral estoppel will not be applied in federal forums when the decisions on the constitutional issues to be precluded have not been judicially reviewed. See, e.g., Carlisle v. Phenix City Bd. of Ed., 849 F.2d 1376 (11th Cir.1988).

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Related

Kremer v. Chemical Construction Corp.
456 U.S. 461 (Supreme Court, 1982)
McDonald v. City of West Branch
466 U.S. 284 (Supreme Court, 1984)
University of Tennessee v. Elliott
478 U.S. 788 (Supreme Court, 1986)
Smith v. Alabama Aviation and Technical College
683 So. 2d 426 (Court of Civil Appeals of Alabama, 1995)
Ex Parte Shelby Medical Center, Inc.
564 So. 2d 63 (Supreme Court of Alabama, 1990)
Pantex Towing Corp. v. Glidewell
763 F.2d 1241 (Eleventh Circuit, 1985)
Gjellum v. City of Birmingham
829 F.2d 1056 (Eleventh Circuit, 1987)

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Bluebook (online)
683 So. 2d 431, 11 I.E.R. Cas. (BNA) 1602, 1996 Ala. LEXIS 173, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-alabama-aviation-technical-college-ala-1996.