Smith, Kline & French Laboratories v. A. H. Robins Co.

61 F.R.D. 24, 17 Fed. R. Serv. 2d 1308, 181 U.S.P.Q. (BNA) 12, 1973 U.S. Dist. LEXIS 11294
CourtDistrict Court, E.D. Pennsylvania
DecidedOctober 31, 1973
DocketCiv. A. No. 73-537
StatusPublished
Cited by45 cases

This text of 61 F.R.D. 24 (Smith, Kline & French Laboratories v. A. H. Robins Co.) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith, Kline & French Laboratories v. A. H. Robins Co., 61 F.R.D. 24, 17 Fed. R. Serv. 2d 1308, 181 U.S.P.Q. (BNA) 12, 1973 U.S. Dist. LEXIS 11294 (E.D. Pa. 1973).

Opinion

MEMORANDUM OPINION AND ORDER

FOGEL, District Judge.

Plaintiff, Smith, Kline & French Laboratories (SK&F), filed an action on March 9, 1973, against defendants the A. H. Robins Company (Robins), Les Laboratories Servier (Servier), and Science-Union & Compagnie-Societe Francaise de Recherches Medicales (Science-Union). Count I of the complaint requests us to declare that Patent No. 3,-198,833 (the ’833 patent), owned by Science-Union and licensed to Robins, is invalid. Count II seeks a declaration that the ’833 patent and Patent No. 3,078,307, (the ’307 patent), owned by [26]*26SK&F, are interfering patents within the meaning of 35 U.S.C. § 291, and that Paul N. Craig and Charles L. Zirkle, original patentees of the '307 patent, are the first and original joint inventors of the interfering inventions claimed in the two patents.

Robins filed an answer on May 25, 1973, denying first, that the ’833 patent is invalid, and, second, that ’307 and ’833 are interfering patents. Robins also filed a counterclaim asking us to declare that the ’307 patent is invalid, and has not been infringed by Robins. Servier and Science-Union have been granted an extension of time in which to plead.

Before us for determination are two motions filed by SK&F asking:

FIRST: leave of court to file an amended and supplemental complaint under Rules 15(a) and 15(d) of the Federal Rules of Civil Procedure, and

SECOND: an order to strike a portion of Robins’ counterclaim, under Rule 12(f) of the Federal Rules. Because the issues raised by these motions are crucial to the ultimate disposition of this litigation, we believe an explanation of the bases for our rulings will guide the parties in their future conduct of this litigation.

I. The motion to file an amended and supplemental complaint.

Plaintiff’s proposed amendments' to Count I would change the pleadings as follows:

(1) substitution of the new corporate name “SmithKline Corporation” for the former name “Smith, Kline & French Laboratories”;

(2) substitution of the correct corporate name “A. H. Robins, Company, Incorporated”, for the name “A. H. Robins Company”;

(3) addition of a new paragraph (b), seeking a declaration that “SmithKline will not infringe Patent No. '3,198,833 by the commercial exploitation of fenfluramine.”

Although defendants Servier and Science-Union have opposed the motion to amend and supplement the complaint, nevertheless they have adopted Robins’ memorandum of law filed with the Court. That memorandum specifically states that “defendant Robins does not oppose the amendment to Count I.” Leave to amend Count I of the complaint is therefore granted.

SK&F also proposes to delete Count II of the original complaint, which sought a declaration of an interference between the ’307 and ’833 patents.. SK&F argues that deletion of Count II can be accomplished by means of a motion to amend the original complaint under Rule 15(a), either as a matter of right (since two of the three defendants have not filed responsive pleadings), or by leave of Court. Robins maintains that dropping Count II amounts to a dismissal, which is governed by the provisions of Rule 41 and not by Rule 15.

The interplay between Rules 15 and 41 is not free from ambiguity in light of the present posture of this case; in sum plaintiff wants to drop one of two claims against each of three defendants, without dismissing all claims against any defendant. Rule 41(a) refers to dismissal of an “action”, whereas Rule 15 is more general and covers amendments to pleadings. The relevant portions of the two rules follow:

Rule 15

Amended and Supplemental Pleadings (a) Amendments. A party may amend his pleading once as a matter of course at any time before a responsive pleading is served or, if the pleading is one to which no responsive pleading is permitted and the áction has not been placed upon the trial calendar, he may so amend it at any time within 20 days after it is served. Otherwise a party may amend his pleading only by leave of court or by [27]*27written consent of the adverse party; and leave shall be freely given when justice so requires. A party shall plead in response to an amended pleading within the time remaining for response to the original pleading or within 10 days after service of the amended pleading, whichever period may be the longer, unless the court otherwise orders.

Rule 41. Dismissal of Actions

(a) Voluntary Dismissal: Effect Thereof.

(1) By plaintiff; by Stipulation. Subject to the provisions of Rule 23(e), of Rule 66, and of any statute of the United States, an action may be dismissed by the plaintiff without order of court (i) by filing a notice of dismissal at any time before service by the adverse party of an answer or of a motion for summary judgment, whichever first occurs, or (ii) by filing a stipulation of dismissal signed by all parties who have appeared in the action. Unless otherwise stated in the notice of dismissal or stipulation, the dismissal is without prejudice, except that a notice of dismissal operates as an adjudication upon the merits when filed by a plaintiff who has once dismissed in any court of the United States or of any state an action based on or including the same claim.

(2) By Order of Court.

Except as provided in paragraph (1) of this subdivision of this rule, an action shall not be dismissed at the plaintiff’s instance save upon order of the court and upon such terms and conditions as the court deems proper. If a counterclaim has been pleaded by the defendant prior to the service upon him of the plaintiff’s motion to dismiss, the action shall not be dismissed against the defendant’s objection unless the counterclaim can remain pending for independent adjudication by the court. Unless otherwise specified in the order, a dismissal under this paragraph is without prejudice.

The recent cases and commentaries which have considered the problem have found it unnecessary to decide whether dropping fewer than all of the claims against any defendant can be accomplished by a Rule 15(a) amendment or a Rule 41(a)(2) dismissal. Moore states:

“Where a plaintiff desires to eliminate an issue, or one or more but less than all of several claims, but without dismissing as to any of the defendants the problem may technically be regarded as one of amendment that is governed by Rule 15. * * *
“But since a district court’s discretion, is involved when leave of court is required, whether plaintiff’s motion is made' under Rule 15 or under Rule 41(a)(2), the choice of rules is largely a technical one. * * * ” 5 Moore's Federal Practice ¶ 41.06-1.

This issue arose in Fastener Corporation v. Spotnails, Inc., 291 F.Supp. 974 (N.D.Ill.1968). In that case plaintiff’s original complaint included claims for infringement of three patents. ‘Defendant responded with a motion attacking venue, and after extensive discovery into the venue question, it appeared that venue was improper as to at least one of the infringement claims. Plaintiff thereupon filed an amended complaint, without leave of court, in which the claim relating to this patent was dropped.

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Bluebook (online)
61 F.R.D. 24, 17 Fed. R. Serv. 2d 1308, 181 U.S.P.Q. (BNA) 12, 1973 U.S. Dist. LEXIS 11294, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-kline-french-laboratories-v-a-h-robins-co-paed-1973.