Smith Ex Rel. Smith v. Butte-Silver Bow County

916 P.2d 91, 276 Mont. 329, 53 State Rptr. 421, 1996 Mont. LEXIS 86
CourtMontana Supreme Court
DecidedMay 6, 1996
Docket95-474
StatusPublished
Cited by33 cases

This text of 916 P.2d 91 (Smith Ex Rel. Smith v. Butte-Silver Bow County) is published on Counsel Stack Legal Research, covering Montana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith Ex Rel. Smith v. Butte-Silver Bow County, 916 P.2d 91, 276 Mont. 329, 53 State Rptr. 421, 1996 Mont. LEXIS 86 (Mo. 1996).

Opinions

JUSTICE GRAY

delivered the Opinion of the Court.

The Estate of Richard A. Smith (Estate) appeals from the judgment entered by the Second Judicial District Court, Silver Bow County, on its order dismissing the Estate’s complaint with prejudice. We reverse and remand.

The issue on appeal is whether the District Court abused its discretion in dismissing the Estate’s complaint with prejudice pursuant to Rule 37(b)(2)(C), M.R.Civ.P.

This is the second time that this case has been before us on appeal. The facts underlying the Estate’s complaint are set forth in Smith v. Butte-Silver Bow County (1994), 266 Mont. 1, 878 P.2d 870, and need not be repeated here. In Smith, the primary issues on appeal related to prosecutorial immunity and amendment of pleadings; we reversed the District Court on the former issue and affirmed it on the latter. Smith also presented the issue of whether the District Court erred in dismissing the Estate’s action without prejudice under Rule 37, M.R.Civ.P, for failure to comply with its orders compelling discovery and requiring a psychological examination of Richard Smith’s children. Smith, 878 P.2d at 876. We declined to address the propriety of [331]*331that dismissal due to the inadequacy of the record and the court’s language indicating that it dismissed without prejudice in order to facilitate our review of rulings not appealable under Rule 1, M.R.App.P. Smith, 878 P.2d at 877. We vacated the order of dismissal without precluding the availability on remand of further proceedings on that issue. Smith, 878 P.2d at 877.

On remand, Butte-Silver Bow County (County) again moved the District Court to dismiss the Estate’s complaint based on the alleged discovery abuses which were the basis of the earlier dismissal. The District Court denied the County’s motion on February 21, 1995, and, in doing so, rejected the County’s reliance on discovery abuses alleged to have occurred prior to the appeal. The court gave the Estate thirty days from the date of its order denying the motion to dismiss “to adequately answer or supplement the discovery requests” and required the Estate to “[p]rovide complete answers to all unanswered interrogatories and fully disclose all experts, their opinions and the basis for those opinions in accordance with Rule 26, M.R.Civ.P.” The court warned that “[i]f this order is not fully complied with, then the court will be left with no other alternative but to dismiss this case with prejudice or impose other appropriate sanctions.”

On February 24, 1995, the Estate moved for an order of clarification, requesting the District Court to specifically list “any further evidence” to be provided to the County. Approximately ten days later, the Estate provided the County with “Plaintiff’s Rule 26(b)(4) Disclosure” stating that the opinions of its expert witnesses were based on facts and materials set forth in their depositions.

The District Court issued an order of clarification and memorandum (hereinafter “clarification order”) directing the Estate to provide to the County:

1. The names of individuals who provided care to the minor children from January 1, 1989 through June, 1991;
2. Information about Richard Smith’s Social Security Benefit Claim for a leg injury; and
3. Information about [the Estate’s] expert witnesses, their opinions and basis for them or in the alternative this Court must reopen the depositions of [the Estate’s] experts to answer questions about the basis of their opinions.

In response to the clarification order, the Estate provided the required information regarding the children’s caregivers and the leg injury [332]*332claim. With regard to the expert witness information, the Estate stated that:

[the Estate] has previously supplied information about it’s [sic] expert witnesses to the [County]. This may have been overlooked by the court. The information previously supplied by [the Estate] complies fully with Rule 26, MRCP. Another copy of that information is provided to the court herewith.

In June of 1995, the County moved to dismiss the Estate’s complaint pursuant to Rule 37, M.R.Civ.P., for alleged discovery abuses. The District Court granted the County’s motion and subsequently entered judgment dismissing the Estate’s complaint with prejudice. The Estate appeals.

Did the District Court abuse its discretion in dismissing the Estate’s complaint with prejudice pursuant to Rule 37(b)(2)(C), M.R.Civ.P.?

It is important at the outset to recognize the salutary purposes underlying the availability of Rule 37, M.R.Civ.P., sanctions for discovery abuses and the respective roles of the district courts in imposing — and this Court in reviewing — such sanctions. While trial courts traditionally were reluctant to impose discovery-related sanctions, concerns relating to crowded dockets and the overall responsibility for maintaining fair and efficient judicial administration had reversed that trend by the 1970s. See Owen v. F.A. Buttrey, Co. (1981), 192 Mont. 274, 277-78, 627 P.2d 1233, 1235. Indeed, since 1981, it has been this Court’s position that dilatory abuse of discovery must no longer be dealt with leniently and that the transgressors of discovery abuses should be punished rather than encouraged repeatedly to cooperate. See Owen, 627 P.2d at 1235. ‘When litigants use willful delay, evasive response, and disregard of court discretion as part and parcel of their trial strategy, they must suffer the consequences.” Owen, 627 P.2d at 1236.

Rule 37, M.R.Civ.P., provides trial courts with a means to prevent an excessive back-log of cases. See Dassori v. Roy Stanley Chevrolet Co. (1986), 224 Mont. 178, 180, 728 P.2d 430, 431. Moreover,

[t]he trial judge is in the best position to know ... which parties callously disregard the rights of their opponents and other litigants seeking their day in court[] [and] is also in the best position to determine which sanction is the most appropriate.

Dassori, 728 P.2d at 431. As a result, we generally defer to the decision of the trial court regarding Rule 37, M.R.Civ.P., sanctions. See [333]*333Eisenmenger v. Ethicon, Inc. (1994), 264 Mont. 393, 402, 871 P.2d 1313, 1319.

Here, the District Court determined that the Estate failed to comply with its post-remand orders requiring disclosure of expert opinion information in compliance with Rule 26(b)(4)(A)(i), M.R.Civ.P., and dismissed the Estate’s complaint with prejudice. We review a district court’s imposition of sanctions for discovery abuses to determine if the court abused its discretion. Eisenmenger, 871 P.2d at 1319 (citing First Bank (N.A.)-Billings v. Heidema (1986), 219 Mont. 373, 711 P.2d 1384).

DISCOVERY ABUSE

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Bluebook (online)
916 P.2d 91, 276 Mont. 329, 53 State Rptr. 421, 1996 Mont. LEXIS 86, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-ex-rel-smith-v-butte-silver-bow-county-mont-1996.