Smalling v. Gardner

203 S.W.3d 354, 2005 Tex. App. LEXIS 1852, 2005 WL 549855
CourtCourt of Appeals of Texas
DecidedMarch 10, 2005
DocketNo. 14-03-01079-CV
StatusPublished
Cited by37 cases

This text of 203 S.W.3d 354 (Smalling v. Gardner) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smalling v. Gardner, 203 S.W.3d 354, 2005 Tex. App. LEXIS 1852, 2005 WL 549855 (Tex. Ct. App. 2005).

Opinion

OPINION

WANDA McKEE FOWLER, Justice.

Stephanie Wortham Smalling, acting individually and on behalf of the estate of Skyler Kennedy Wortham-Krause, deceased, appeals the trial court’s dismissal of her lawsuit against appellees because she failed to file an expert report as required for health care liability claims under the Medical Liability and Insurance Improvement Act. Smalling contends that the trial court erred because her claims are not health care liability claims and therefore no expert report was required. For the reasons discussed below, we affirm.

I. Factual and Procedural Background

In March of 2000, Smalling1 was approximately 23 weeks pregnant with her first child when she unexpectedly went into premature labor. She first went to the emergency room at Memorial Her-mann Hospital-The Woodlands, but later transferred to appellee St. Luke’s Episcopal Hospital (“St. Luke’s”). Smalling transferred to St. Luke’s so that, if efforts to stop the labor failed and the baby was born prematurely, the baby could be transferred to the superior Level III nursery facilities at Texas Children’s Hospital (“TCH”).

The baby girl, named Skyler Kennedy Wortham-Krause, was born at 8:23 p.m. on March 4, 2000. Present for the birth were family members, including Erich Krause, Smalling’s husband and Skyler’s father. Appellees Michael O. Gardner, M.D., and Nicholas Zacharias, M.D., the [360]*360on-call obstetricians, participated in Skyler’s delivery. According to Smalling, she and her family were told that Skyler died within minutes of her birth.

Smalling alleges that it was only after reviewing the medical records some time later that she learned that Skyler did not die moments after her birth, but instead lived for almost two hours. In addition, at some point, Smalling obtained at least one photograph of Skyler on a table, uncovered and surrounded by what appear to be soiled linens. Distressed by the revelation that her daughter may have lived without any comfort from family or without proper care, Smalling filed a petition to investigate a potential claim and took Dr. Gardner’s deposition. In February of 2002, Smalling filed suit against Dr. Gardner, Dr. Zacharias, Baylor Perinatal Associates and Baylor Neonatology Associates (collectively, the “Baylor appellees”) and St Luke’s. She also sued other health care providers for medical negligence relating to her prenatal care. Those claims were eventually severed and are not part of this appeal.

In her original petition, Smalling complained that St. Luke’s and the Baylor appellees engaged in a concerted effort to deny appropriate custodial or palliative care to Skyler and to prevent Smalling from knowing the status, location, and condition of her daughter. These actions, Smalling alleged, deprived her and her family of the right to nurture Skyler and to make informed decisions about the type of care Skyler might require and should receive. Among other things, she alleged that Skyler was not taken to any nursery, but was instead kept in a “secret location” and was denied proper attention, comfort, or custodial or palliative care. Her claims included breach of contract, common law negligence and negligent misrepresentation, fraud, misrepresentation, and fraud in the inducement, deceptive trade acts and practices, intentional infliction of emotional distress, and false imprisonment. Small-ing expressly alleged that her claims were not health care liability claims and so allegedly were not governed by article 4590i of the Texas Revised Civil Statutes, also known as the Medical Liability Insurance and Improvement Act (“MLIIA”). She also denied that a physician-patient relationship existed between Skyler and appel-lees.

In January of 2003, appellees filed motions to dismiss Smalling’s claims against them, alleging that she must file an expert report as required for health care liability claims under the MLIIA. The next month, Smalling amended her petition to allege that appellees did not send Skyler to TCH as had been arranged and added claims for kidnaping, child abduction, and conspiracy. On March 12, 2003, the trial court granted appellees’ motions and dismissed Smalling’s claims against them. Smalling requested findings of fact and conclusions of law, and later filed a notice of past due findings, but the trial court declined to file them.

Smalling then moved to reconsider the dismissal and filed, at the same time, a second amended petition. In June of 2003, the trial court denied the motion to reconsider, ordered severance and entry of final judgment dismissing with prejudice all of Smalling’s claims against appellees. This appeal followed.

II. Analysis

On appeal, Smalling contends the trial court erred by (1) dismissing her claims for failing to file an expert report as required under the MLIIA; (2) deciding if a statute applies by granting a motion to dismiss instead of by summary judgment motion; (3) failing to find appellees are estopped from asserting the requirement [361]*361of, and have waived the right to insist on, an expert report; (4) denying Smalling’s motion for continuance and the right to conduct discovery; (5) dismissing Small-ing’s claims in violation of the open courts and special laws provisions of the Texas Constitution; (6) refusing to make findings of fact and conclusions of law; (7) abusing its discretion in any fact findings inherent in the dismissal; and (8) entering a take-nothing judgment in response to a motion to dismiss. Smalling also moved to strike portions of St. Luke’s and the Baylor ap-pellees’ appellate briefs and appendices. We first address the motions to strike, and then address Smalling’s issues as necessary to resolve them.

A. The Motions to Strike

Smalling filed two motions to strike: (1) a motion to strike portions of St. Luke’s brief and appendix, and (2) a motion to strike portions of the Baylor appellees’ brief and appendix. We deny both.

1. The Motion to Strike Portions of St. Luke’s Brief and Appendix

In her motion directed to St. Luke’s, Smalling complains that St. Luke’s brief contains a section not authorized by the rules of appellate procedure, lacks appropriate record references, inappropriately refers to her deposition testimony, is argumentative in sections that should not contain argument, cites a medical dictionary not part of the record, and incorrectly cites a case. She further complains that St. Luke’s entire appendix should be stricken because the documents it contains are not a part of the record.

With minor exceptions, an appel-lee’s brief must conform to the requirements of Rule 38.1 of the Texas Rules of Appellate Procedure. Tex.R.App. P. 38.2. However, the briefing rules are to be construed liberally; “substantial compliance” is sufficient. See TexR.App. P. 38.9. We have reviewed St. Luke’s brief and appendix and do not find the type of flagrant violations that may result in striking the complained-of portions. For example, Smalling complains that St. Luke’s “Introduction and Summary” section is not authorized by the rules. However, the briefing rules do not specifically limit a brief to the stated sections, see Tex.R.App. P. 38.1, 38.2, nor do they prohibit inclusion of an introduction. Moreover, the section may assist the court in understanding the issues from this appellee’s perspective.

Similarly, we find unavailing Smalling’s complaint that statements in St.

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Bluebook (online)
203 S.W.3d 354, 2005 Tex. App. LEXIS 1852, 2005 WL 549855, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smalling-v-gardner-texapp-2005.