Slevin v. United States

71 F. Supp. 2d 348, 1999 U.S. Dist. LEXIS 17194, 1999 WL 1005715
CourtDistrict Court, S.D. New York
DecidedNovember 3, 1999
Docket98 CIV. 0904(PKL)
StatusPublished
Cited by10 cases

This text of 71 F. Supp. 2d 348 (Slevin v. United States) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Slevin v. United States, 71 F. Supp. 2d 348, 1999 U.S. Dist. LEXIS 17194, 1999 WL 1005715 (S.D.N.Y. 1999).

Opinion

OPINION AND ORDER

LEISURE, District Judge.

Petitioner pro se Frank Slevin is a federal prisoner challenging his conviction and sentence pursuant to 28 U.S.C. § 2255. On September 13, 1999, this Court held an evidentiary hearing to determine whether petitioner received ineffective assistance of counsel during pretrial plea negotiations. For the following reasons, petitioner’s § 2255 motion is denied.

BACKGROUND

The substantive facts and procedural history of this § 2255 petition have been set forth in detail in Slevin v. United States, No. 98 Civ. 0904, 1999 WL 549010, at *1-*2 (S.D.N.Y. July 28, 1999). Hence, *351 only those facts necessary for determination of the instant motion are stated here.

On August 16, 1994, petitioner was indicted on ten counts of mail and wire fraud, conspiracy to commit mail and wire fraud, and various other offenses relating to the tendering of surety bonds to private construction contractors. Nine days later, petitioner, represented by Harry R. Pol-iak, Esq. (“Poliak”), tendered a plea of not guilty. The original indictment was then superseded and redacted, and petitioner was tried on an indictment charging five counts of mail fraud in violation of 18 U.S.C. § 1341, one count of wire fraud in violation of 18 U.S.C. § 1343, and one count of conspiracy to commit mail and wire fraud in violation of 18 U.S.C. § 371. Following a seven-day jury trial before the late Hon. Dominick L. DiCarlo, Senior Judge of the United States Court of International Trade, sitting in this Court by designation, on June 13, 1995, petitioner was convicted on all counts. On December 13, 1995, petitioner was sentenced by this Court to 78 months’ imprisonment, followed by three years’ supervised release, and a mandatory $350 special assessment.

On December 26, 1995, petitioner filed a notice of appeal. Despite efforts by petitioner to replace Poliak as his appellate counsel, Poliak again represented petitioner in those proceedings. The Second Circuit ultimately affirmed petitioner’s conviction and sentence on December 18, 1996. See United States v. Slevin, 106 F.3d 1086 (2d Cir.1996).

Petitioner now seeks § 2255 relief based on allegations that he received ineffective assistance of counsel both during and after his trial and during plea pretrial negotiations. On July 28, 1999, this Court denied petitioner relief on various claims of ineffective assistance. See Slevin, 1999 WL 549010, at *3-*9. However, this Court granted petitioner’s request for an eviden-tiary hearing to explore two issues: “(1) whether petitioner’s trial counsel provided ineffective assistance in advising petitioner with respect to the Government’s plea offer; and (2) whether there is a reasonable probability that, but for counsel’s allegedly erroneous advice, petitioner would have accepted the Government’s plea offer rather than proceeding to trial.” Id. at *13. After petitioner received the Court’s July 28, 1999 Order, but prior to the evidentiary hearing, it was learned that Poliak was recently deceased. See Pet. Mem. at 2.

At the hearing, petitioner called two witnesses: himself and his wife, Margaret Slevin (“Mrs.Slevin”). The Government produced a single witness, Susan Bruñe (“Bruñe”), the former Assistant United States Attorney who had prosecuted petitioner and who had allegedly made the plea offer at issue. For the most part, petitioner reiterated the allegations he set forth in his affidavit. See September 13, 1999 Hearing Transcript (“Hearing Tr.”) at 15-21. Mrs. Slevin testified that her husband had informed her that he had received a two-year plea offer from Bruñe, but that Poliak counseled petitioner to reject it because, according to Poliak, petitioner was only facing “two to three years” in prison. See id. at 11-12. Bruñe described her discussions with Poliak and explained, to the best of her recollection, how she calculated petitioner’s plea offer. See id. at 62-84. She acknowledged making the offer, but conceded that she had difficulty recalling its details. See id. at 66-67. Moreover, she stated that she never had any direct discussions with petitioner regarding the plea offer. See id. at 90-91.

DISCUSSION

I. Petitioner’s Claim

Petitioner’s sole remaining claim alleges that, during the pretrial plea negotiation process, Poliak drastically underestimated petitioner’s maximum potential sentencing exposure. According to petitioner, Poliak advised him that, if convicted, he would receive “a sentence of two to three years.” Hearing Tr. at 17. Moreover, Poliak allegedly told his client that “if [he] was a good *352 person, behaved [himjself well in jail, the likelihood [was he] would only have one third of the time to do so.” Id. at 18. In other words, had petitioner received the three-year sentence Poliak allegedly predicted, he would have only been incarcerated for twelve months. See id. Finally, according to petitioner’s affidavit, counsel stated that petitioner “would continue to be at home release [sic] on bond during an appeal that could be taken in the event of a conviction.” Pet. Aff. at ¶ 17. 1

In fact, as he later discovered, petitioner was facing the possibility of a much more substantial prison term. Petitioner’s actual maximum exposure under the relevant statutes, 18 U.S.C. §§ 1341 and 1343, was five years for each of the seven counts on which he was indicted, amounting to a total possible exposure of thirty-five years. 2 That exposure, and even the 78-month sentence this Court eventually imposed under the United States Sentencing Guidelines (the “Guidelines”, or “U.S.S.G.”), were both far greater than either the “two or three years” allegedly predicted by petitioner’s counsel or the twelve-month maximum based on “good time” 3 that counsel also allegedly advised.

Petitioner asserts that, based on Poliak’s alleged erroneous estimate, he decided to reject the Government’s proposed plea offer of two years’ imprisonment in late 1994. 4 See id. at 18-19. At the September 13, 1999 hearing, petitioner offered his version of his conversation with Poliak, in which Poliak allegedly advised him to reject the offer:

Q: What did Mr. Poliak tell you was the plea offer that the [Government had made to you?
A: Two years in jail.

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Bluebook (online)
71 F. Supp. 2d 348, 1999 U.S. Dist. LEXIS 17194, 1999 WL 1005715, Counsel Stack Legal Research, https://law.counselstack.com/opinion/slevin-v-united-states-nysd-1999.