Slattery v . Disney World CV-03-267-M 12/08/03 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Megan S . Slattery, Individually and as Personal Representative for the Estate of Sean C . Slattery, Plaintiff
v. Civil N o . 03-267-M Opinion N o . 2003 DNH 213 Walt Disney World Company, a Florida Corporation, Defendant
O R D E R
Megan Slattery, on behalf of herself and as the
representative of her late husband’s estate, brings this action
against Walt Disney World Company (“Disney World”), seeking
damages for what she says was the wrongful death of her husband,
Sean Slattery. Her complaint asserts seven causes of action,
each alleging that Disney World’s negligence (or that of one or
more of its employees) proximately caused M r . Slattery’s death.
The complaint also includes a claim for loss of consortium.
Disney World moves to dismiss plaintiff’s complaint for lack
of personal jurisdiction over i t . See Fed. R. Civ. P. 12(b)(2).
In the alternative, it asserts that the court should dismiss plaintiff’s complaint because this is not the appropriate venue
in which to litigate her claims. See 28 U.S.C. § 1391. Finally,
should the court determine that dismissal is not warranted,
Disney World moves the court to transfer this matter to the
United States District Court for the Middle District of Florida,
the district in which plaintiff’s husband died and, at least
according to Disney World, the most convenient and practical
forum for this litigation. See 28 U.S.C. § 1404. Plaintiff
objects.
Background
While the parties agree on very few of the jurisdictionally
relevant facts, the circumstances surrounding the death of M r .
Slattery (as set forth in plaintiff’s complaint) are largely
undisputed.
In April of 2002, plaintiff and her husband took their four
children to the Walt Disney World resort in Florida. While
there, they stayed at the Polynesian Hotel, which is located on
the resort’s premises and operated by Disney World. After
arranging for a babysitter to watch their children, plaintiff and
2 Mr. Slattery went to dinner at a restaurant in the adjacent Grand
Floridian Hotel, another hotel on the resort’s premises operated
by Disney World. According to plaintiff, employees of Disney
World served her and M r . Slattery dinner and alcoholic beverages.
And, says plaintiff, because those employees over-served M r .
Slattery, he became intoxicated.
At some point during their meal, plaintiff and M r . Slattery
argued, prompting him to leave the restaurant and go for a walk.
Eventually, a security officer employed by Disney World saw M r .
Slattery and noticed that he was intoxicated, confused, and
looking for his wife. The officer asked M r . Slattery to sit down
on a nearby bench and said he would seek out some assistance for
him. The officer then left and went to the lobby of one of the
hotels to find the manager on duty. When he returned to the spot
where he had left M r . Slattery, the officer noticed that Slattery
had gone. Presumably concluding that he had either found his
wife or returned to his hotel room, the officer resumed his
normal security routine. Plaintiff speculates that, after the
officer left M r . Slattery to find the hotel’s manager, Slattery
3 walked off to “answer the call of nature.” Complaint at para.
12.
Adjacent to the Grand Floridian Hotel is a man-made pond,
known as the Grand Lagoon. A pier extends from the shore line
out into the pond. Guard rails extend throughout its length,
with two exceptions: the end of the pier and a portion of the
pier used for docking boats are not protected by guard rails.
According to plaintiff, during evening hours there is no
barricade or gate to prevent patrons of the resort from walking
onto the pier. Nor is the pier adequately lighted. Nor, says
plaintiff, are there any warning signs located on or near the
pier, cautioning pedestrians about the dangers of falling into
the pond.
Mr. Slattery’s efforts to locate a spot to relieve himself
allegedly took him to the end of the pier. And, says plaintiff,
“[u]nsteady by the alcohol served by Defendant Disney restaurant
wait staff, M r . Slattery fell fully clothed in suit and tie into
the Grand Lagoon and drowned.” Complaint at para. 1 2 .
4 When M r . Slattery did not return to his hotel room,
plaintiff made several calls to the front desk, presumably to ask
whether any hotel staff members had seen him. Eventually, she
contacted the Orange County Sheriff’s Office and reported M r .
Slattery as missing. Disney World’s Security Lake Patrol Team
began a search and discovered M r . Slattery’s suit jacket. The
canine unit from the Sheriff’s Office was then dispatched to the
scene to assist in the search. After the search dog responded to
the presence of a strong scent in one particular area on or near
the pier, divers were dispatched to the pond. M r . Slattery’s
body was discovered in the water at the end of the pier.
Discussion
As noted, Disney World moves the court to dismiss
plaintiff’s claims on grounds that personal jurisdiction over
Disney World is lacking and/or because this is not an appropriate
forum in which to litigate plaintiff’s claims. Alternatively,
Disney World moves to transfer this proceeding to the United
States District Court for the Middle District of Florida.
Although plaintiff argues at length that the court may properly
exercise personal jurisdiction over Disney World - she has
5 submitted a 50-page legal memorandum, six affidavits, several
hundred pages of exhibits, and four video tapes - she has failed
to develop (or support) any argument against the transfer of her
claims to federal court in Florida. See generally Plaintiff’s
memorandum (document n o . 1 5 ) .
Although Disney World asserts that personal jurisdiction
over it is lacking, the court need not resolve that issue
because, even if Disney World is correct, the court still retains
discretion to transfer this action pursuant to 28 U.S.C. § 1631.
Alternatively, if the court might properly exercise personal
jurisdiction over Disney World, it is vested with discretion to
transfer this proceeding to a more appropriate forum. See 28
U.S.C. § 1404(a). C f . Goldlawr, Inc. v . Heiman, 369 U.S. 463,
466 (1962) (addressing 28 U.S.C. § 1406, the companion section to
1404, and concluding that “[t]he language of § 1406(a) is amply
broad enough to authorize the transfer of cases, however wrong
the plaintiff may have been in filing his case as to venue,
whether the court in which it was filed had personal jurisdiction
over the defendants or not.”).
6 I. Transfer under 28 U.S.C.
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Slattery v . Disney World CV-03-267-M 12/08/03 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Megan S . Slattery, Individually and as Personal Representative for the Estate of Sean C . Slattery, Plaintiff
v. Civil N o . 03-267-M Opinion N o . 2003 DNH 213 Walt Disney World Company, a Florida Corporation, Defendant
O R D E R
Megan Slattery, on behalf of herself and as the
representative of her late husband’s estate, brings this action
against Walt Disney World Company (“Disney World”), seeking
damages for what she says was the wrongful death of her husband,
Sean Slattery. Her complaint asserts seven causes of action,
each alleging that Disney World’s negligence (or that of one or
more of its employees) proximately caused M r . Slattery’s death.
The complaint also includes a claim for loss of consortium.
Disney World moves to dismiss plaintiff’s complaint for lack
of personal jurisdiction over i t . See Fed. R. Civ. P. 12(b)(2).
In the alternative, it asserts that the court should dismiss plaintiff’s complaint because this is not the appropriate venue
in which to litigate her claims. See 28 U.S.C. § 1391. Finally,
should the court determine that dismissal is not warranted,
Disney World moves the court to transfer this matter to the
United States District Court for the Middle District of Florida,
the district in which plaintiff’s husband died and, at least
according to Disney World, the most convenient and practical
forum for this litigation. See 28 U.S.C. § 1404. Plaintiff
objects.
Background
While the parties agree on very few of the jurisdictionally
relevant facts, the circumstances surrounding the death of M r .
Slattery (as set forth in plaintiff’s complaint) are largely
undisputed.
In April of 2002, plaintiff and her husband took their four
children to the Walt Disney World resort in Florida. While
there, they stayed at the Polynesian Hotel, which is located on
the resort’s premises and operated by Disney World. After
arranging for a babysitter to watch their children, plaintiff and
2 Mr. Slattery went to dinner at a restaurant in the adjacent Grand
Floridian Hotel, another hotel on the resort’s premises operated
by Disney World. According to plaintiff, employees of Disney
World served her and M r . Slattery dinner and alcoholic beverages.
And, says plaintiff, because those employees over-served M r .
Slattery, he became intoxicated.
At some point during their meal, plaintiff and M r . Slattery
argued, prompting him to leave the restaurant and go for a walk.
Eventually, a security officer employed by Disney World saw M r .
Slattery and noticed that he was intoxicated, confused, and
looking for his wife. The officer asked M r . Slattery to sit down
on a nearby bench and said he would seek out some assistance for
him. The officer then left and went to the lobby of one of the
hotels to find the manager on duty. When he returned to the spot
where he had left M r . Slattery, the officer noticed that Slattery
had gone. Presumably concluding that he had either found his
wife or returned to his hotel room, the officer resumed his
normal security routine. Plaintiff speculates that, after the
officer left M r . Slattery to find the hotel’s manager, Slattery
3 walked off to “answer the call of nature.” Complaint at para.
12.
Adjacent to the Grand Floridian Hotel is a man-made pond,
known as the Grand Lagoon. A pier extends from the shore line
out into the pond. Guard rails extend throughout its length,
with two exceptions: the end of the pier and a portion of the
pier used for docking boats are not protected by guard rails.
According to plaintiff, during evening hours there is no
barricade or gate to prevent patrons of the resort from walking
onto the pier. Nor is the pier adequately lighted. Nor, says
plaintiff, are there any warning signs located on or near the
pier, cautioning pedestrians about the dangers of falling into
the pond.
Mr. Slattery’s efforts to locate a spot to relieve himself
allegedly took him to the end of the pier. And, says plaintiff,
“[u]nsteady by the alcohol served by Defendant Disney restaurant
wait staff, M r . Slattery fell fully clothed in suit and tie into
the Grand Lagoon and drowned.” Complaint at para. 1 2 .
4 When M r . Slattery did not return to his hotel room,
plaintiff made several calls to the front desk, presumably to ask
whether any hotel staff members had seen him. Eventually, she
contacted the Orange County Sheriff’s Office and reported M r .
Slattery as missing. Disney World’s Security Lake Patrol Team
began a search and discovered M r . Slattery’s suit jacket. The
canine unit from the Sheriff’s Office was then dispatched to the
scene to assist in the search. After the search dog responded to
the presence of a strong scent in one particular area on or near
the pier, divers were dispatched to the pond. M r . Slattery’s
body was discovered in the water at the end of the pier.
Discussion
As noted, Disney World moves the court to dismiss
plaintiff’s claims on grounds that personal jurisdiction over
Disney World is lacking and/or because this is not an appropriate
forum in which to litigate plaintiff’s claims. Alternatively,
Disney World moves to transfer this proceeding to the United
States District Court for the Middle District of Florida.
Although plaintiff argues at length that the court may properly
exercise personal jurisdiction over Disney World - she has
5 submitted a 50-page legal memorandum, six affidavits, several
hundred pages of exhibits, and four video tapes - she has failed
to develop (or support) any argument against the transfer of her
claims to federal court in Florida. See generally Plaintiff’s
memorandum (document n o . 1 5 ) .
Although Disney World asserts that personal jurisdiction
over it is lacking, the court need not resolve that issue
because, even if Disney World is correct, the court still retains
discretion to transfer this action pursuant to 28 U.S.C. § 1631.
Alternatively, if the court might properly exercise personal
jurisdiction over Disney World, it is vested with discretion to
transfer this proceeding to a more appropriate forum. See 28
U.S.C. § 1404(a). C f . Goldlawr, Inc. v . Heiman, 369 U.S. 463,
466 (1962) (addressing 28 U.S.C. § 1406, the companion section to
1404, and concluding that “[t]he language of § 1406(a) is amply
broad enough to authorize the transfer of cases, however wrong
the plaintiff may have been in filing his case as to venue,
whether the court in which it was filed had personal jurisdiction
over the defendants or not.”).
6 I. Transfer under 28 U.S.C. § 1404(a).
Section 1404(a) of Title 28 provides that, “For the
convenience of parties and witnesses, in the interest of justice,
a district court may transfer any civil action to any other
district or division where it might have been brought.”
Authority to transfer a case pursuant to that statute is
committed to the court’s broad discretion. See United States ex
rel. La Valley v . First Nat’l Bank, 625 F. Supp. 5 9 1 , 594 (D.N.H.
1985).
As the party seeking transfer, Disney World bears the burden
of demonstrating that transfer is warranted. See, e.g., Coady v .
Ashcraft & Gerel, 223 F.3d 1 , 11 (1st Cir. 2000). “But unless
the balance is strongly in favor of the defendant, the
plaintiff’s choice of forum should rarely be disturbed.” Gulf
Oil Corp. v . Gilbert, 330 U.S. 5 0 1 , 508 (1947) (decided prior to
the enactment of section 1404(a), but discussing and applying the
related common law doctrine of forum non conveniens).
7 In Gulf Oil, the Court identified the following factors as
being relevant when determining whether dismissal, under the
doctrine of forum non conveniens, is appropriate:
Important considerations are the relative ease of access to sources of proof; availability of compulsory process for attendance of unwilling, and the cost of obtaining attendance of willing, witnesses; possibility of view of premises, if view would be appropriate to the action; and all other practical problems that make trial of a case easy, expeditious and inexpensive.
Factors of public interest also have place in applying the doctrine. Administrative difficulties follow for courts when litigation is piled up in congested centers instead of being handled at its origin. Jury duty is a burden that ought not to be imposed upon the people of a community which has no relation to the litigation. In cases which touch the affairs of many persons, there is reason for holding the trial in their view and reach rather than in remote parts of the country where they can learn of it by report only. There is a local interest in having localized controversies decided at home. There is an appropriateness, too, in having the trial of a diversity case in a forum that is at home with the state law that must govern the case, rather than having a court in some other forum untangle problems in conflict of laws, and in law foreign to itself.
Id. at 508-09.
8 Shortly after the Gulf Oil opinion issued, Congress enacted
section 1404(a) to alleviate some of the harshness of result
associated with the doctrine of forum non conveniens and to
authorize courts to transfer, rather than simply dismiss, civil
actions that were brought in inappropriate venues. See generally
Piper Aircraft C o . v . Reyno, 454 U.S. 235, 253 (1981).
Nevertheless, the factors identified by the Court in Gulf Oil
remain relevant when considering whether, under section 1404(a),
it is appropriate to transfer an action.
The harshest result of the application of the old doctrine of forum non conveniens, dismissal of the action, was eliminated by the provision in § 1404(a) for transfer. . . . As a consequence, we believe that Congress, by the term “for the convenience of parties and witnesses, in the interest of justice,” intended to permit courts to grant transfers upon a lesser showing of inconvenience. This is not to say that the relevant factors have changed or that the plaintiff’s choice of forum is not to be considered, but only that the discretion to be exercised is broader.
Norwood v . Kirkpatrick, 349 U.S. 2 9 , 32 (1955).
II. Transfer of This Case is Warranted.
In light of all the relevant factors which bear upon the
question of transfer under section 1404(a), the court concludes
9 that this is a case in which plaintiff’s choice of forum should
be disturbed and transfer ordered. First, courts generally
recognize that the convenience of the witnesses is one of the
most significant factors to be considered in any analysis under
section 1404(a). See, e.g., Buckley v . McGraw-Hill, Inc., 762 F.
Supp. 4 3 0 , 440 (D.N.H. 1991). Here, Disney World has identified
numerous material fact witnesses who are likely to be called
either at trial o r , at a minimum, for depositions. All reside in
Florida and include: the restaurant employees who served
plaintiff and her late husband dinner and drinks on the night of
Mr. Slattery’s drowning; the Disney World security officer who
encountered M r . Slattery shortly before his death; the Disney
World employees who received the phone calls placed by plaintiff
inquiring into the whereabouts of M r . Slattery; and the Disney
World employees who assisted in the search for M r . Slattery.
While those witnesses are employed by Disney World, other
Florida residents who are likely relevant witnesses are not
within Disney World’s control, including: the police officers to
whom plaintiff reported that her husband was missing and other
public officials who conducted the search for M r . Slattery; the
10 medical examiner who investigated the cause(s) of M r . Slattery’s
death; and, because plaintiff’s complaint calls into question the
design and/or construction of the pier, public officials who are
familiar with local building codes and/or those who actually
approved the design and/or building permit for the pier. On the
other hand, plaintiff is the only material factual witness who
does not live in Florida and who might provide relevant testimony
about the circumstances leading up to M r . Slattery’s death.
In addition to the numerous factual witnesses who reside in
Florida, there are also many documents and public records
relevant to plaintiff’s claims that are located in Florida (e.g.,
building codes, architectural designs for the pier, police
reports, medical examiner’s notes, e t c . ) . While those documents
might readily be copied and used in litigation in this forum,
their presence in Florida underscores the substantial interest
that Florida has in the outcome of this case - an interest that
New Hampshire simply does not share. For example, the provisions
(and enforcement) of local building codes and safety regulations,
as well as Disney World’s compliance with them, will be relevant
11 to plaintiff’s case. Plainly, those are issues of substantial
local concern.
Finally, plaintiff’s complaint describes the pier from which
Mr. Slattery allegedly fell as an “unreasonably dangerous trap,”
complaint at para. 54(c), which had inadequate lighting,
insufficient guard rails, and no written warnings describing the
perils of falling into the pond. Should this case proceed to
trial, the parties (or, at a minimum, Disney World) would likely
want the jury to take a view of that pier. Such a view would be
virtually impossible if plaintiff’s claims were litigated in this
forum.
In short, the court concludes that the convenience of the
many witnesses who are likely to be called in this matter (both
those employed and not employed by Disney World), the existence
of documentary evidence in Florida, the strong interest that
Florida has in enforcing its own building codes and negligence
law, the ability of a Florida federal court to more readily
insure the presence of pertinent witnesses at trial, the greater
familiarity with Florida common law possessed by courts in that
12 forum, and the substantial likelihood that a jury view of the
pier in question would be helpful, all strongly counsel in favor
of transferring this action to the Middle District of Florida to
insure a fair, orderly, and cost-effective resolution of
plaintiff’s negligence claims against Disney World.
Conclusion
Regardless of whether or not the court may properly exercise
personal jurisdiction over Disney World, it concludes that, in
the interest of justice, this matter should be transferred to the
United States District Court for the Middle District of Florida.
See 28 U.S.C. § 1404(a). See also 28 U.S.C. § 1631. Disney
World’s motion to dismiss (document n o . 6 ) i s , therefore, granted
in part and denied in part. To the extent it seeks the dismissal
of plaintiff’s claims, the motion is denied. However, the motion
is granted to the extent it seeks the transfer of this proceeding
to a more appropriate federal forum in Florida. Accordingly, the
Clerk of Court shall transfer this proceeding to the United
13 SO ORDERED.
Steven J. McAuliffe United States District Judge
December 8 , 2003
cc: James K. Brown, Esq. Joseph F. McDowell, I I I , Esq.