Slater v. Stoffel

313 F.2d 175
CourtCourt of Appeals for the Seventh Circuit
DecidedFebruary 8, 1963
DocketNos. 13812, 13813
StatusPublished
Cited by5 cases

This text of 313 F.2d 175 (Slater v. Stoffel) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Slater v. Stoffel, 313 F.2d 175 (7th Cir. 1963).

Opinion

DUFFY, Circuit Judge.

On June 6, 1959, an automobile collision occurred on a public highway in Huntington County, Indiana. One of the motor vehicles involved was driven by George Slater, a resident of the State of Georgia. His son, Robert Slater, was, at said time and place, a passenger in the Slater automobile.

The other motor vehicle involved in the collision was operated by either Bernard J. Stoffel or Donald H. Stoffel, both of whom were killed in the collision. The Stoffels were residents of Huntington County, Indiana.

Mark E. Stoffel was appointed administrator of the Bernard J. Stoffel estate by the Huntington Circuit Court. The first publication of notice to creditors was made on July 16, 1959. The Community State Bank, Huntington, Indiana, was appointed administrator of the estate of Donald H. Stoffel. The first publication of notice to creditors in this estate was made on December 2, 1959.

On December 2, 1959, George Slater, as plaintiff in suit No. 13812, and Robert Slater, by George Slater, his father and next friend, as plaintiff in suit No. 13813, filed actions for damages in the United States District Court for the Northern District of Indiana. The defendants named in each suit were the administrators of the two Stoffel estates. Each suit was based on diversity of citizenship with requisite amount in controversy.

The principal issue on each appeal before us is whether plaintiffs may maintain these actions in a United States District Court without first complying with the requirements of § 7-801 and § 7-802, Burns’ Indiana Stat. (1953 Repl. Ed.).

Section 7-801 (a) contains the statute of limitations on filing claims against a decedent’s estate. In pertinent part it provides: “All claims against a decedent’s estate * * * shall be forever barred against the estate, the personal representative, the heirs, devisees and legatees of the decedent, unless filed with the court * * * within six (6) months after the date of the first published notice to creditors.”

Section 7-802 provides, in part: “No action shall be brought by complaint and [177]*177summons against the personal representative of an estate for the recovery * * against the decedent, or his estate, but the holder thereof * * * shall file a succinct and definite statement thereof in the office of the clerk of the court in which the estate is pending * * * the statement * * * shall be accompanied by the affidavit of the claimant, his agent or attorney * * * and no claim shall be received unless accompanied by such affidavit * *

The Indiana Survival Statute, § 2-403, Burns’ Indiana Stat. (1962 Cum.Supp.) provides: “All causes of action shall survive, and may be brought, notwithstanding the death of the person entitled or liable to such action, by or against the representative of the deceased party * * * in event the action be brought subsequent to the death of the party against whom the cause existed, then the same shall be prosecuted as other claims against said decedent’s estate.”

It is admitted that neither plaintiff filed a claim together with the required statutory affidavit against the estate of either of the decedents pursuant to §§ 7-801 .and 7-802, Bums’ Indiana Stat. (1953 Repl. Ed.). However, it is established that each plaintiff did file his complaint in the United States District Court within the six months period provided by § 7-801 (a).

Defendants, by amended answers, allege the United States District Court had no jurisdiction of the subject matter of the action because jurisdiction thereof was vested exclusively in the Huntington Circuit Court; that plaintiffs’ claims were barred by the statute of limitations because plaintiffs failed to file their claims as required by § 7-801 (a), Bums’ Indiana Stat. (1953 Repl. Ed.); that §§ 7-801 and 7-802 are not merely acts of limitation but constitute the denial of a right of action and impose conditions precedent.

Plaintiffs moved to strike the affirmative defenses. The Court sustained the motions to strike and an order striking the defenses was entered. The Court found the order involved a controlling question of law as to which there is substantial ground for a difference of opinion, and that an immediate appeal from the interlocutory order might materially advance the termination of the litigation. This Court granted leave to appeal. 28-U.S.C. § 1292(b).

Inasmuch as Bernard Stoffel and Donald Stoffel died at the time of the collision or shortly thereafter, it is clear that, plaintiffs could not have brought a suit, for damages against them or their estates or personal representatives except for a right created by the State of Indiana. This is the right under the so-called' “Survival Statute”, § 2-403, Bums’ Indiana Stat. (1962 Cum.Supp.). An important provision of this statute to be kept in mind is: “* * * [I]n event the action be brought subsequent to the death of the party against whom the cause existed, then the same shall be prosecuted' as other claims against said decedent’s, estate.”

Here, a federal court, by reason of diversity of citizenship, is asked to adjudicate a state-created right. The plaintiffs’ exercise of that right is subject to-the terms and conditions specified by the Indiana statute.

In Guaranty Trust Co. of N. Y. v. York, 326 U.S. 99, 108-109, 65 S.Ct. 1464, 1469, 1470, 89 L.Ed. 2079, the Supreme Court said: “ * * * But since a federal court adjudicating a State-created' right solely because of the diversity of citizenship of the parties is for that purpose, in effect, only another court of the State, it cannot afford recovery if the right to recover is made unavailable by the State nor can it substantially affect, the enforcement of the right as given by the State.”

In Angel v. Bullington, 330 U.S. 183,, 191-192, 67 S.Ct. 657, 661, 662, 91 L.Ed. 832, the Court stated: “ * * * The' essence of diversity jurisdiction is that a federal court enforces State law and State policy. * * * What is more important, diversity jurisdiction must follow State law and policy. A federal court, in North Carolina, when invoked on grounds of diversity of citizenship, can[178]*178not give that which North Carolina has withheld. Availability of diversity jurisdiction which was put into the Constitution so as to prevent discrimination against outsiders is not to effect discrimination against the great body of local citizens.”

This Court, in Allstate Insurance Company v. Charneski, 7 Cir., 286 F.2d 238, in an opinion by Chief Judge Hastings, after discussing and analyzing several of the most pertinent Supreme Court decisions, said, at page 243: “In summary, federal courts in diversity cases have applied the Erie doctrine to state conflict of law rules, state statutes of limitations, state burden of proof rules, state precedent as to contributory negligence, state court-closing statutes, and even as in Ragan v. Merchants Transfer & Warehouse Co., supra (337 U.S. 530, 69 S.Ct. 1233, 93 L.Ed. 1520), to giving precedence to state procedural statutes dealing with service of process over the Federal Rules of Civil Procedure.”

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