Skeet v. Sears, Roebuck & Co.

137 F.R.D. 347, 1991 U.S. Dist. LEXIS 9156, 1991 WL 126358
District Court, D. Kansas·Decided June 18, 1991·No. Civ. A. No. 87-4254-S·Published·Cited by 1 cases

Opinion

MEMORANDUM AND ORDER

SAFFELS, District Judge.

This matter is before the court on plaintiff’s motion for class action certification of her claim under the Kansas Consumer Protection Act.1 Plaintiff seeks both injunc-tive relief and damages.

This action arises out of the defendants’ sale of contact lenses to plaintiff Susan Skeet (“Skeet”). Jurisdiction is predicated upon diversity of citizenship. The primary issue in this case is whether defendant dispensed contact lenses to plaintiff without a proper contact lens prescription in violation of the Kansas Optometric Act (“KOA”), K.S.A. 65-1501 et seq., the Kansas Consumer Protection Act (“KCPA”), K.S.A. 50-623 et seq., and other Kansas law. Skeet contends that defendants have dispensed contact lenses without proper contact lens prescriptions on numerous occasions to many customers. Accordingly, Skeet moves the court pursuant to Rule 23(a) and (b)(3) to certify a class of customers who have purchased contact lenses from defendants without a proper contact lens prescription.2 Specifically, Skeet is seeking certification of Count VI which alleges violations of the KCPA, K.S.A. 50-626 and 50-627.3 These sections of the KCPA prohibit deceptive and unconscionable acts and practices in consumer transactions.4

Upon consideration of plaintiff’s motion for class action certification, the [350]*350court finds that plaintiff’s motion should be denied. As a preliminary matter, the court finds that if plaintiff’s motion were granted, the court would lack subject matter jurisdiction over the alleged class. Because jurisdiction over this matter is founded upon diversity jurisdiction, each member of the alleged class must satisfy a threshold criterion that the “matter in controversy” exceed $10,000. 28 U.S.C. § 1332.5 Under the KCPA, a plaintiff may bring a class action to recover actual damages caused by a defendant’s violation of any of the express proscriptions contained in K. S.A. 50-626 or 50-627. See K.S.A. 50-634(d). However, damages which may be recovered under the KCPA are expressly limited to the actual damages to the property that is the subject of the consumer transaction. See K.S.A. 50-635. Consequently, in this case, class members would be limited to recover the value of their contact lenses.6 Thus, absent significant ancillary claims, the individual claims of the class members would not exceed $10,-000 and would fail to satisfy the threshold jurisdictional requirement of alleging a claim in excess of $10,000.

Furthermore, the court finds that the jurisdictional defect of the class is not cured by the fact that the named representative, Skeet, does allege a claim which meets the threshold jurisdictional amount due to her ancillary claim for personal injury. See Zahn v. International Paper Co., 414 U.S, 291, 301, 94 S.Ct. 505, 512, 38 L. Ed.2d 511 (1973) (Each plaintiff in a diversity case must assert a claim for more than $10,000.). Nor does this action fall within the category of cases in which aggregation of class members’ claims is permitted. See Snyder v. Harris, 394 U.S. 332, 335, 89 S.Ct. 1053, 1056, 22 L.Ed.2d 319 (1973) (aggregation is permissible “only (1) in cases in which a single plaintiff seeks to aggregate two or more of his claims against a single defendant and (2) in cases in which two or more plaintiffs unite to enforce a single title or right in which they have a common or undivided interest.”) The court finds that the claims of the class members are separate and distinct, and that only the named plaintiff has a claim which exceeds $10,000. Accordingly, plaintiff’s motion for certification should be denied for lack of subject matter jurisdiction over the unnamed plaintiffs. Further, the court finds that even if unnamed members of the class could satisfy the jurisdictional requirements, plaintiff’s motion for certification should be denied for the additional reasons stated below.

The burden of establishing the existence and appropriateness of a class action rests upon the moving party. See Rex v. Owens ex rel. State of Oklahoma, 585 F.2d 432, 435 (10th Cir.1978). In order for a class to be certified, the four requirements of Fed.R.Civ.P. 23(a) must be satisfied. These include: numerosity, commonality, typicality, and adequacy of representation. Additionally, the action must fit within one of the Rule 23(b) categories. Smith v. MCI Telecomm. Corp., 124 F.R.D. 665, 674 (D.Kan.1989). As stated above, Skeet moves for certification under Rule 23(b)(3). This subsection of Rule 23 requires that common questions of law and fact predominate over individual questions, and that the adjudication of the matter as a class action would be superior to adjudication on an individual claim-by-claim basis.

While a court must not determine the merits of a case in analyzing whether to certify a class, the court must “to some extent, analyze the elements of the claims and defenses of the parties.” Smith, 124 F.R.D. at 674 (citing Joseph v. General Motors Corp., 109 F.R.D. 635, 637-38 (D.Colo.1986)). Further, the Tenth Circuit Court of Appeals has stated that any errors in this determination should be made in favor of, rather than against, the maintenance of a class action. Esplin v. Hirschi, 402 F.2d 94, 99 (10th Cir.1968), cert. de[351]*351nied, 394 U.S. 928, 89 S.Ct. 1194, 22 L.Ed.2d 459 (1969).

Plaintiff’s allegations in support of class certification appear to satisfy the first three prongs of Rule 23(a), i.e., numerosity, commonality and typicality. However, the court finds that Rule 23(a)(4) is not satisfied. Rule 23(a)(4) requires that the named representative have common interests with the unnamed class members, Bishop v. Committee on Professional Ethics, Etc., 686 F.2d 1278, 1289 (8th Cir.1982), and that the named plaintiff’s counsel be qualified to “vigorously and adequately prosecute the interests of the class.” Key v. Gillette Co., 782 F.2d 5, 7 (1st Cir.1986); Wetzel v. Liberty Mutual Ins. Co., 508 F.2d 239, 247 (3rd Cir.), cert. denied, 421 U.S. 1011, 95 S.Ct. 2415, 44 L.Ed.2d 679 (1975); Bowen v. General Motors Corp., 542 F.Supp. 94, 99 (N.D.Ohio 1981). This factor is extremely important because of the binding effect which this adjudication would have on all members of the class who do not expressly opt out. Key, 782 F.2d at 7.

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Skeet v. Sears, Roebuck & Co., 137 F.R.D. 347, 1991 U.S. Dist. LEXIS 9156, 1991 WL 126358 (D. Kan. 1991).

137 F.R.D. 347 (Skeet v. Sears, Roebuck & Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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