Sivertsen v. State

981 P.2d 564, 1999 Alas. LEXIS 80, 1999 WL 378741
CourtAlaska Supreme Court
DecidedJune 11, 1999
DocketS-8832
StatusPublished
Cited by3 cases

This text of 981 P.2d 564 (Sivertsen v. State) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sivertsen v. State, 981 P.2d 564, 1999 Alas. LEXIS 80, 1999 WL 378741 (Ala. 1999).

Opinions

OPINION

PER CURIAM.

This petition for hearing requires us to decide whether the prosecution impermissi-bly shifts the burden of proving its case beyond a reasonable doubt by arguing to the jury that it can “assume” that the defendant intended his acts. Although we conclude that the prosecutor’s statement was objectionable, we also conclude that any error in allowing the statement was harmless given the court’s instructions and the weight of evidence against the defendant.

A jury convicted Rod Sivertsen of second-degree burglary and theft. Police observed Sivertsen through a window in the Merchant’s Wharf, a Juneau shopping and office complex, at two in the morning. When he could not use a door to exit, Sivertsen broke a window and climbed out with a hammer in his hand. When they searched Sivertsen, police found on his person a putty knife and $600, the amount of money missing from Cruise Line Agencies of Alaska, one of the businesses in the building.

During closing argument, the prosecutor stated that the jury could assume from Sivertsen’s actions that Sivertsen intended to commit a burglary:

Now [I] have to prove that he did so with the intent to commit a crime. The court read you the instruction on what’s called state of mind and I’m not going to go over all the instructions. All I want you to do is read the packet, apply the law. I’m not going to read the whole intent state of mind instruction but state of mind may be proven by circumstantial evidence. (indiscernible)go on. There can be no eyewitnesses to the state of mind with which acts are done or omitted, but what a defendant does or fails to do may indicate the defendant’s state of mind.
The point is we don’t have some way of getting in somebody’s head, but what we all do, we usually are assumed to intend to do. I intended to hit the hammer and hit the desk there. You can assume I intended to do that, you saw me do it. He intended to burglarize Cruise Line Agencies of Alaska, he kicked the door.

The superior court overruled Sivertsen’s objection to this argument and denied his motion for a mistrial.

Sivertsen appealed, contending among other things that the prosecutor’s comment violated the rule of Sandstrom v. Montana,1 in which the United States Supreme Court held that it was a violation of due process to instruct a jury that the law presumes that a person intends the ordinary consequences of voluntary acts.2 The court of appeals affirmed Sivertsen’s conviction, holding that the prosecutor’s comment simply “informed the jury that they were permitted to infer Sivertsen’s intent from his conduct.” 968 P.2d at 1073. The court of appeals also noted that the superior court gave an appropriate instruction that confirmed that the jury was permitted to draw inferences from Sivertsen’s conduct. 963 P.2d at 1073.

We believe the prosecutor’s message in this case could be understood to have a meaning similar to the instruction found unconstitutional in Sandstrom. The instruction at issue in Sandstrom informed the jury that “[t]he law presumes that a person intends the ordinary consequences of his voluntary acts.”3 The Supreme Court, noting that “presume” is commonly defined as “to suppose to be true without proof,”4 held that this language created an unconstitutional risk that the jury would understand the instruction to be either a burden-shifting presump[566]*566tion or a conclusive presumption.5 In other words, the prosecution bears the burden of proving every element of the crime charged, including intent in the case of a specific-intent crime. To say that the law “presumes” intent from conduct might incorrectly indicate to a jury that the defense bears the burden of disproving intent once the conduct is shown.

Although the prosecutor in this case used the words “you can assume” rather than “the law presumes,” the two are functionally equivalent in this context. The words “presume” and “assume” are not identical, but dictionaries routinely use “assume” to describe the definition of “presume.”6 Bryan Garner in A Dictionary of Modem Legal Usage7 lists “presume” and “assume” together but notes that the two can have different legal meanings depending on their usage:

The eonnotative distinction between these words is that presumptions are more strongly inferential and more probably authoritative than mere assumptions which are usually more hypothetical....
Presumptions lead to decisions, whereas assumptions do not.... The phrase we assume, without deciding, is a favorite of common-law courts[8]

Here, the prosecutor’s purpose in using “assume” was not to ask the jurors merely to hypothesize, nor was it to suggest that they refrain from actually reaching a decision based on the assumption. On the contrary, the phrase “you can assume,” when addressed to a jury about to deliberate and reach a verdict, sounds more authoritative than hypothetical.

Criminal law is an area in which the precise use of language is particularly important. For example, in dealing with presumptions against the accused in criminal cases, the Alaska Rules of Evidence go to extraordinary lengths to command avoidance of the word “presumption” and to prescribe, instead, use of the word “infer.”9 We agree with Sivertsen that telling jurors “you can assume” — the phrase at issue in the prosecutor’s closing argument — is perilously close to telling them “the law presumes” — the offensive phrase in Sandstrom. And it does not seem accurate to say, as the court of appeals did, that the argument “mirrored” the superior court’s instruction. 963 P.2d at 1073. The instruction — unquestionably a correct statement of the law — makes absolutely no reference to assumptions or even to inferences10 Indeed, this standard instruction was crafted to eliminate all such references for the express purpose of eliminating Sand-strom problems.

On the other hand, one cannot expect a lawyer’s oral summation to reach the same level of linguistic precision as written instrue-[567]*567tions from the ■ court. And fíne shades of meaning in oral arguments are apt to be lost, whereas critical distinctions are more likely to be conveyed by written jury instructions, which, are both read and given to the jury for reference. Moreover, the prosecutor’s argument cannot reasonably be read as a call to the jury to find that intent existed without the required proof of that intent. Instead, he argued that intent may be proven by circumstantial evidence and that a defendant’s acts or omissions may indicate state of mind. Thus, the mistake was in using forms of the word “assume” rather than forms of the word “infer.” But the example that the prosecutor gave conveyed the sense of “infer” rather than “assume”: “I intended to hit the hammer and hit the desk there. You can assume I intended to do that, you saw me do it.”

The State bears the burden of proving every element of the crime charged beyond a reasonable doubt.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Nathanial L. Kangas v. State of Alaska
463 P.3d 189 (Court of Appeals of Alaska, 2020)
Young v. State
331 P.3d 1276 (Court of Appeals of Alaska, 2014)
Sivertsen v. State
981 P.2d 564 (Alaska Supreme Court, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
981 P.2d 564, 1999 Alas. LEXIS 80, 1999 WL 378741, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sivertsen-v-state-alaska-1999.