Simon Rene Garcia v. State
Opinion
ACCEPTED 04-14-00670-CR FOURTH COURT OF APPEALS SAN ANTONIO, TEXAS 4/20/2015 11:48:21 PM KEITH HOTTLE CLERK
No. 04-14-00670-CR
IN THE COURT OF APPEALS FILED IN 4th COURT OF APPEALS SAN ANTONIO, TEXAS FOURTH JUDICIAL DISTRICT 4/20/2015 11:48:21 PM KEITH E. HOTTLE AT SAN ANTONIO, TEXAS Clerk
__________________________________________________________________
SIMON RENE GARCIA Appellant
VS.
THE STATE OF TEXAS Appellee
__________________________________________________________________
ON APPEAL FROM THE 175th DISTRICT COURT BEXAR COUNTY, TEXAS __________________________________________________________________
OPENING BRIEF FOR THE APPELLANT
__________________________________________________________________
JORGE G. ARISTOTELIDIS Tower Life Building 310 South St. Mary’s St., Suite 1830 San Antonio, Texas 78205 (210) 277-1906 jgaristo67@gmail.com SBN: 00783557
ORAL ARGUMENT REQUESTED IDENTIFICATION OF THE PARTIES
A complete list of the names and addresses of all interested parties is provided below so the members of this Honorable Court may at once determine whether they are disqualified to serve or should recuse themselves from participating in the decision in this case.
Complainant:
The State of Texas
Appellant:
Simon Rene Garcia
Appellate Counsel:
Mr. Jorge G. Aristotelidis Tower Life Building 310 South St. Mary’s St., Suite 1830 San Antonio, Texas 78205
Counsel For the State:
Nico R. Lahood Criminal District Attorney Bexar County Criminal District Attorney’s Office Paul Elizondo Tower 101 W. Nueva, 4th Floor San Antonio, Texas 78205
Trial Judge:
Honorable Mary J. Roman Presiding Judge 187th District Court Bexar County, Texas
ii
TABLE OF CONTENTS
IDENTIFICATION OF THE PARTIES .................................................................. ii
TABLE OF CONTENTS ........................................................................................ iii
LIST OF AUTHORITIES ........................................................................................ v
STATEMENT OF THE CASE ................................................................................ 1
I. Whether there was legally sufficient evidence to affirm the Appellant’s conviction for murder? ........................................................................................ 13
II. Whether, assuming this Court finds the evidence legally sufficient to affirm Appellant’s conviction for murder as a gunman, on appeal, the court should nevertheless reverse his conviction, because it was based on a theory that was not presented for the jury’s consideration in the jury charge? .............. 13
III. Whether the trial court committed jury charge error that egregiously harmed the Appellant?......................................................................................... 13
IV. Whether the Appellant’s conviction should be reversed because it was based on a theory of prosecution that was not alleged in the indictment? .......... 13
POINT OF ERROR NUMBER ONE..................................................................... 14
THERE WAS LEGALLY INSUFFICIENT EVIDENCE THAT THE APPELLANT COMMITTED MURDER, THUS REQUIRING THAT HIS CONVICTION BE REVERSED AND THAT THE COURT RENDER A JUDGMENT OF ACQUITTAL. ........................................................................ 14
POINT OF ERROR NUMBER TWO .................................................................... 27
THE COURT SHOULD REVERSE THE APPELLANT’S CONVICTION BECAUSE IT WAS BASED ON A THEORY THAT WAS NOT PRESENTED FOR THE JURY’S CONSIDERATION IN THE JURY CHARGE, IN VIOLATION OF THE DUE PROCESS CLAUSE OF THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION. ............................................................................................... 27
iii
POINT OF ERROR NUMBER THREE ................................................................ 32
THE APPELLANT’S CONVICTION SHOULD BE REVERSED, BECAUSE THE TRIAL COURT COMMITTED JURY CHARGE ERROR THAT EGREGIOUSLY HARMED THE APPELLANT. ................................. 32
POINT OF ERROR NUMBER FOUR…………………………………………...56
THE APPELLANT’S CONVICTION SHOULD BE REVERSED BECAUSE IT WAS BASED ON A THEORY OF PROSECUTION THAT WAS NOT ALLEGED IN THE INDICTMENT................................................ 53
CONCLUSION AND PRAYER ............................................................................ 56
CERTIFICATE OF SERVICE ............................................................................... 57
CERTIFICATE OF COMPLIANCE ..................................................................... 58
iv
LIST OF AUTHORITIES
Cases
Adames v. State, 353 S.W.3d 854 (Tex. Crim. App. 2011) .................................... 33
Almanza v. State, 686 S.W.2d 157 (Tex. Crim. App. 1984) .................................. 34
Blake v. State, 971 S.W.2d 451, 454 (Tex. Crim. App. 1998) ............................... 16
Brooks v. State, 323 S.W.3d 893, 917 (Tex. Crim. App. 2010) ............................. 15
Clayton v. State, 235 S.W.3d 772, 778 (Tex. Crim. App. 2007)............................ 14
Cole v. Arkansas, 333 U.S. 196, at 198-99 (U.S. 1948) ................................... 29, 30
Cordova v. State, 698 S.W.2d 107, 111 (Tex. Crim. App. 1985) .......................... 16
De Jonge v. Oregon, 299 U.S. 353, 362 [(1937)] .................................................. 31
Dunn v. United States, 442 U.S. 100 (1979) .................................................... 29, 32
Ellis v. State, 551 S.W.2d 407 (Tex.Cr.App.1977) ................................................ 17
Ex parte Chandler, 719 S.W.2d 602, 606 (Tex. Crim. App. 1986) ....................... 36
Gillard v. State, 82 S.W.2d 678 Tex. Crim. App. (1935)....................................... 17
Gray v. State, 152 S.W.3d 125, 127 (Tex. Crim. App. 2004) ................................ 35
Green v. State, 233 S.W.3d 72 (Tex. App. Houston 14th Dist. 2007) ................... 38
Gross v. State, 380 S.W.3d 181, 185 (Crim. App. 2012) ....................................... 14
Guevara v. State, 152 S.W.3d 45, 49 (Tex. Crim. App. 2004) .............................. 16
Guevara v. State, 191 S.W.3d 203, 206 (Tex. App. San Antonio 2005) ........ 35, 55
Guillory v. State, 877 S.W.2d 71, 74 (Tex. App. Houston 1st Dist. 1994) ............ 52
Holford v. State, 177 S.W.3d 454, 460 (Tex. App. Houston 1st Dist. 2005) ........ 42
Hooper, 214 S.W.3d at 15) ..................................................................................... 15
v
In re J.W., 2014 Tex. App. LEXIS 1897 at *13 (Tex. App. Houston 14th Dist. Feb. 20, 2014).............................................................................................................. 23
In re State ex rel. Weeks, 391 S.W.3d 117, 124 (Tex. Crim. App. 2013) .............. 57
Jackson v. Virginia, 443 U.S.
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ACCEPTED 04-14-00670-CR FOURTH COURT OF APPEALS SAN ANTONIO, TEXAS 4/20/2015 11:48:21 PM KEITH HOTTLE CLERK
No. 04-14-00670-CR
IN THE COURT OF APPEALS FILED IN 4th COURT OF APPEALS SAN ANTONIO, TEXAS FOURTH JUDICIAL DISTRICT 4/20/2015 11:48:21 PM KEITH E. HOTTLE AT SAN ANTONIO, TEXAS Clerk
__________________________________________________________________
SIMON RENE GARCIA Appellant
VS.
THE STATE OF TEXAS Appellee
__________________________________________________________________
ON APPEAL FROM THE 175th DISTRICT COURT BEXAR COUNTY, TEXAS __________________________________________________________________
OPENING BRIEF FOR THE APPELLANT
__________________________________________________________________
JORGE G. ARISTOTELIDIS Tower Life Building 310 South St. Mary’s St., Suite 1830 San Antonio, Texas 78205 (210) 277-1906 jgaristo67@gmail.com SBN: 00783557
ORAL ARGUMENT REQUESTED IDENTIFICATION OF THE PARTIES
A complete list of the names and addresses of all interested parties is provided below so the members of this Honorable Court may at once determine whether they are disqualified to serve or should recuse themselves from participating in the decision in this case.
Complainant:
The State of Texas
Appellant:
Simon Rene Garcia
Appellate Counsel:
Mr. Jorge G. Aristotelidis Tower Life Building 310 South St. Mary’s St., Suite 1830 San Antonio, Texas 78205
Counsel For the State:
Nico R. Lahood Criminal District Attorney Bexar County Criminal District Attorney’s Office Paul Elizondo Tower 101 W. Nueva, 4th Floor San Antonio, Texas 78205
Trial Judge:
Honorable Mary J. Roman Presiding Judge 187th District Court Bexar County, Texas
ii
TABLE OF CONTENTS
IDENTIFICATION OF THE PARTIES .................................................................. ii
TABLE OF CONTENTS ........................................................................................ iii
LIST OF AUTHORITIES ........................................................................................ v
STATEMENT OF THE CASE ................................................................................ 1
I. Whether there was legally sufficient evidence to affirm the Appellant’s conviction for murder? ........................................................................................ 13
II. Whether, assuming this Court finds the evidence legally sufficient to affirm Appellant’s conviction for murder as a gunman, on appeal, the court should nevertheless reverse his conviction, because it was based on a theory that was not presented for the jury’s consideration in the jury charge? .............. 13
III. Whether the trial court committed jury charge error that egregiously harmed the Appellant?......................................................................................... 13
IV. Whether the Appellant’s conviction should be reversed because it was based on a theory of prosecution that was not alleged in the indictment? .......... 13
POINT OF ERROR NUMBER ONE..................................................................... 14
THERE WAS LEGALLY INSUFFICIENT EVIDENCE THAT THE APPELLANT COMMITTED MURDER, THUS REQUIRING THAT HIS CONVICTION BE REVERSED AND THAT THE COURT RENDER A JUDGMENT OF ACQUITTAL. ........................................................................ 14
POINT OF ERROR NUMBER TWO .................................................................... 27
THE COURT SHOULD REVERSE THE APPELLANT’S CONVICTION BECAUSE IT WAS BASED ON A THEORY THAT WAS NOT PRESENTED FOR THE JURY’S CONSIDERATION IN THE JURY CHARGE, IN VIOLATION OF THE DUE PROCESS CLAUSE OF THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION. ............................................................................................... 27
iii
POINT OF ERROR NUMBER THREE ................................................................ 32
THE APPELLANT’S CONVICTION SHOULD BE REVERSED, BECAUSE THE TRIAL COURT COMMITTED JURY CHARGE ERROR THAT EGREGIOUSLY HARMED THE APPELLANT. ................................. 32
POINT OF ERROR NUMBER FOUR…………………………………………...56
THE APPELLANT’S CONVICTION SHOULD BE REVERSED BECAUSE IT WAS BASED ON A THEORY OF PROSECUTION THAT WAS NOT ALLEGED IN THE INDICTMENT................................................ 53
CONCLUSION AND PRAYER ............................................................................ 56
CERTIFICATE OF SERVICE ............................................................................... 57
CERTIFICATE OF COMPLIANCE ..................................................................... 58
iv
LIST OF AUTHORITIES
Cases
Adames v. State, 353 S.W.3d 854 (Tex. Crim. App. 2011) .................................... 33
Almanza v. State, 686 S.W.2d 157 (Tex. Crim. App. 1984) .................................. 34
Blake v. State, 971 S.W.2d 451, 454 (Tex. Crim. App. 1998) ............................... 16
Brooks v. State, 323 S.W.3d 893, 917 (Tex. Crim. App. 2010) ............................. 15
Clayton v. State, 235 S.W.3d 772, 778 (Tex. Crim. App. 2007)............................ 14
Cole v. Arkansas, 333 U.S. 196, at 198-99 (U.S. 1948) ................................... 29, 30
Cordova v. State, 698 S.W.2d 107, 111 (Tex. Crim. App. 1985) .......................... 16
De Jonge v. Oregon, 299 U.S. 353, 362 [(1937)] .................................................. 31
Dunn v. United States, 442 U.S. 100 (1979) .................................................... 29, 32
Ellis v. State, 551 S.W.2d 407 (Tex.Cr.App.1977) ................................................ 17
Ex parte Chandler, 719 S.W.2d 602, 606 (Tex. Crim. App. 1986) ....................... 36
Gillard v. State, 82 S.W.2d 678 Tex. Crim. App. (1935)....................................... 17
Gray v. State, 152 S.W.3d 125, 127 (Tex. Crim. App. 2004) ................................ 35
Green v. State, 233 S.W.3d 72 (Tex. App. Houston 14th Dist. 2007) ................... 38
Gross v. State, 380 S.W.3d 181, 185 (Crim. App. 2012) ....................................... 14
Guevara v. State, 152 S.W.3d 45, 49 (Tex. Crim. App. 2004) .............................. 16
Guevara v. State, 191 S.W.3d 203, 206 (Tex. App. San Antonio 2005) ........ 35, 55
Guillory v. State, 877 S.W.2d 71, 74 (Tex. App. Houston 1st Dist. 1994) ............ 52
Holford v. State, 177 S.W.3d 454, 460 (Tex. App. Houston 1st Dist. 2005) ........ 42
Hooper, 214 S.W.3d at 15) ..................................................................................... 15
v
In re J.W., 2014 Tex. App. LEXIS 1897 at *13 (Tex. App. Houston 14th Dist. Feb. 20, 2014).............................................................................................................. 23
In re State ex rel. Weeks, 391 S.W.3d 117, 124 (Tex. Crim. App. 2013) .............. 57
Jackson v. Virginia, 443 U.S. 307, 316, 99 S. Ct. 2781, 61 L. Ed. 2d 560 (1979) 14, 15
Kitchens v. State, 823 S.W.2d 256, 258 (Tex. Crim. App. 1991) .......................... 37
Landrian v. State, 268 S.W.3d 532, 535-36 (Tex. Crim. App. 2008) .............. 43, 44
Malik v. State, 953 S.W.2d 234 (Tex. Crim. App. 1997) ....................................... 15
Manrique v. State, 994 S.W.2d 640, 647 (Tex. Crim. App. 1999)......................... 50
Marable v. State, 85 S.W.3d 287 (Tex. Crim. App. 2002)..................................... 57
Martinez v. State, 225 S.W.3d 550, 554 (Tex. Crim. App. 2007) .......................... 44
McCormick v. United States, 500 U.S. 257, 269-270 & 270 n. 8, 114 L. Ed. 2d 307, 111 S. Ct. 1807 (1991) .................................................................................. 29, 32
Moreno v. State, 413 S.W.3d 119, 125 (Tex. App. San Antonio 2013) ................. 43
Morrison v. State, 608 S.W.2d 233, 235 (Tex. Crim. App. 1980) ................... 23, 52
Ngo v. State, 175 S.W.3d 738, 743 (Tex. Crim. App. 2005)............................ 34, 43
Pesina v. State, 949 S.W.2d 374, 384 (Tex. App. San Antonio 1997)................... 52
Ransom v. State, 920 S.W.2d 288, 302 (Tex. Crim. App. 1996) ........................... 16
Schad v. Arizona, 501 U.S. 624, 631-32, 111 S. Ct. 2491, 115 L. Ed. 2d 555 (1991) ............................................................................................................................. 43
Taylor v. State, 332 S.W.3d 483, 490 (Tex. Crim. App. 2011).............................. 35
Thomas v. State, 444 S.W.3d 4 (Tex. Crim. App. 2014) ........................................ 33
Thompson v. State, 697 S.W.2d 413, 417 (Tex. Crim. App. 1985) .................. 16, 17
United States v. Tomblin, 46 F.3d 1369, 1385 (5th Cir. 1995) .............................. 55
vi
Villarreal v. State, 2015 Tex. Crim. App. LEXIS 136, *7-8 (Tex. Crim. App. Feb. 4, 2015) ................................................................................................................ 34
Wooden v. State, 101 S.W.3d 542, 546 (Tex. App.—Fort Worth 2003, pet. ref’d) 22
Wooley v. State, 273 S.W.3d 260 (Tex. Crim. App. 2008) .................................... 32
Wygal v. State, 555 S.W.2d 465, 468-69 (Tex. Crim. App. 1977) ......................... 16
Statutes
Tex. Crim. Pro. Article 21.03 ................................................................................. 57
Texas Rules of Evidence 804(b)(2) ........................................................................ 24
TEX. CODE CRIM. PROC. ANN. art. 36.14 ........................................................ 35
Tex. Code Crim. Proc. Ann. art. 36.29(a) .............................................................. 43
Tex. Penal Code § 7.01 (West 2012) ...................................................................... 15
Tex. Penal Code § 7.02 (West 2012) ...................................................................... 16
Tex. Penal Code Ann. §§ 6.04(b)(2) ...................................................................... 50
Texas Criminal Pattern Jury Charges, 2011 Ed. § C 4.3 ........................................ 41
Other Authorities
Harris County / District Courts / Jury Charge Bank / Penal Code Offenses / Murder (Parties) ............................................................................................................... 41
http://www.justex.net/courts/criminal/JuryChargeBank/Directory.aspx?Category=P enal%20Code%20Offenses,M ............................................................................ 41
Constitutional Provisions
Tex. Const. art. V, § 13 .......................................................................................... 43
vii
STATEMENT OF THE CASE
A. Procedural History of the Case:
Appellant was indicted with one count of murder, alleging that he shot and
killed Sam Wass, on or about March 26th 2012. CR 6. On August 12th, 2014, jury
selection began in the trial of Mr. Simon Rene Garcia (Mr. Garcia, Appellant), in
the 175th District Court of Bexar County, Texas, in San Antonio, Texas, the
Honorable Mary J. Roman presiding. See Vol. 2, p. 12 (2 RR 12) of the Reporters
Record. On August 18, 2014, Mr. Garcia was convicted by the jury (6 RR 53). He
was thereafter sentenced, by the jury, on August 19, 2014, to a term of 30 years. 7
RR 123.
Mr. Garcia timely appealed his conviction and sentence. See Clerk’s
Record, p. 124-25 (CR 124-25).
B. Indictment:
The indictment in this case charged the Appellant with committing murder,
by alleging two manner and means, in separate paragraphs of a single count.
Paragraph A alleged that the Appellant murdered Sam Wass by intentionally and
knowingly causing his death, by shooting him with a firearm. Paragraph B alleged
that, with the intent to cause serious bodily injury to Sam Wass, the Appellant
committed an act clearly dangerous to human life that caused his death, also by
shooting Sam Wass with a firearm. CR 6.
C. Eye Witness Testimony and Sam Wass’ Statements:
There were two witnesses who saw Sam Wass get shot, Bernabe Robledo,
Jr., and Jennifer Guzman.
a. Bernabe Robledo, Jr.:
Robledo, an insurance appraiser for “Fred Loya Insurance,” was parked on
the side of the road writing an estimate. 3 RR 172-73. After about 15 minutes he
noticed a truck parked “right next” to the car that was parked behind him, through
the side mirror of his car. 3 RR 178. He saw two Hispanic males, one shorter
than the other, with the shorter one in the driver’s seat, talking to the driver in the
car, exit the truck 3 RR 181-82; 184. Robledo heard the conversation getting
louder, and angrier, including profanities. 3 RR 185-86. He saw the “bigger guy”
close to the car and near the truck’s driver, when he heard shots. 3 RR 186-87. He
saw the “bigger guy” tell the driver of the car (Wass) “I told you not to do
something,”...“I told you not to do that shit and I told you…whatever,” and
continued shooting Wass. 3 RR 187-189.
On direct examination, Robledo testified that the shorter driver of the truck
was telling the shooter “Let’s go…Let’s go…and then he ran around…to the
driver’s side…[with] the bigger gentleman jum[ing] in the [truck] and that’s when
they drove past [Robedo],” but on cross-examination he changed his testimony to
explain that he never heard the driver say anything, but only saw him “gesturing
like, ‘[l]et’s go.’” 3 RR 190-91; 208. Robledo then related that he could not
identify either of the two individuals in the truck during a lineup at the police
station 3 RR 202.
On cross-examination, Robledo related that he saw all of the events from his
rear-view mirror. 3 RR 204-05. Robledo affirmed that the “large gentleman” did
the “loud” talking,” and “all the shooting,” adding that the shooter was not the
driver of the truck. 3 RR 205.
On redirect, Robledo described the gun held by the “bigger guy’s hand,” as a
black in color, .45 glock. 3 RR 212-213. He added that “the smaller guy” did not
have a gun, and agreed that he was “able to assign all the shots that [he] heard were
fired by the bigger guy.” 3 RR 213. The jury was then asked to exit the
courtroom, during which Robledo then identified the Appellant as the driver of the
truck. 3 RR 215-16. On recross, Robledo acknowledged that he was unable to
identify the Appellant as one of the two individuals at the scene of the shooting
when he was shown a lineup at the police station, acknowledged that he had very
limited choices in the courtroom in identifying the Appellant, and admitted, “I
don’t know sir. I don’t know if he was one of the two,” admitting again that he did
not know if the Appellant was at the scene of the shooting. 3 RR 216-17. The
jury was asked back in, and the prosecutor was allowed to ask, over defense
objections, whether the Appellant “sitting there,” was present at the scene of the
shooting, as the “smaller gentleman, the driver.” 3 RR 219-220. He reaffirmed that
the Appellant was “the smaller individual, who did not raise his voice…did not do
the shooting…who was driving the [truck].” 3 RR 221.
b. Jennifer Guzman:
Jennifer Guzman was driving from school, when she came up on the truck
driven by the Appellant, and noticed that there was a “big” Tundra model, gray in
color truck in the middle of the road, with all of the doors open, and there was not
way for her to drive around it. 5 RR 148. There was a red Honda car parked to the
right of the truck. 5 RR 149. One man was standing “by the trunk and where the
back window starts,” with “another man standing approximately…behind the truck
but not quite where the red car [was],” and it “looked like they were arguing.” 5
RR 151. As she looked down to put her car in gear, in an effort to back out and go
through another street, she heard gunshots. 5 RR 152-53. When she looked up,
she saw one of the two run around, on the side of the truck, “going into his truck.”
5 RR 154. She then saw what looked like a man’s dark-skinned (but not fair
skinned) “big arm” in a short-sleeved gray shirt. 5 RR 153-55. The arm was
grasping a black handgun, not a revolver…in his right hand.” 5 RR 155-56. She
watched the gun being fired at least three times, after which the two individuals
climbed the truck, shut the doors, and drove away quickly. 5 RR 156.
Guzman ran up to Wass, helped him sit on the ground, and gave him first
aid. 5 RR 161-62. To “keep him from losing consciousness,” Guzman asked him
several questions: “what his name was…who shot him…and who was he arguing
with,” adding that Wass was “struggling for breath,” restating that his eyes looked
“very bleak,” and so she asked him several questions, “what his name was…who
shot him…and who he was arguing with.” 5 RR 163. When asked whether he
Wass answered, Guzman gave the following testimony:
A. He didn’t answer right away. He was still in a lot of pain. So I asked him -- I asked him who he was. When he didn’t answer right away, I asked him well, who shot him, and I asked him also, “Who were you arguing with?”
Q. So you asked him who shot you and who were you arguing with. Did you get a response to either of those questions?
A. I eventually got a name and at first I thought he was saying that that was his name.
Q. Uh-huh.
A. And then I realized that no, that’s not his name.
Q. Okay. Well, let me ask you, how did you ask him this series of questions? Did you say, “Who is your name -- what is your name?” “Who were you arguing with?” “Who shot you?” Did you say it quickly or did you say it with –
A. I asked his name first, but he was in pain and didn’t answer me. So then I figured well, if he was not going to make it, then I better find
out who it was that shot him. So I asked him, “Who shot you?” And then I asked him, “Who were you arguing with?” And those two questions were kind of in succession of each other.
Q. Okay. And so what did he say to those two questions? What was that name he gave you?
A. He said “Simon.”
5 RR 164-65. On cross-examination, defense counsel asked:
Q. This is probably something that you did not expect to see, but it looks like you may have been one of the people with the first -- best perspective of the situation. Would you agree?
A. Right.
Q. You were right behind the scene?
A. Yes.
Q. You are absolutely certain when you tell this jury that the guy in the yellow shirt was standing outside of the vehicle?
A. Correct.
Q. And you are also absolutely sure in telling the jury that the guy that did the shooting was the guy that was the passenger?
Q. And you also testified earlier that before the shooting was done, that the other guy had taken off, right?
A. (No audible response)
Q. In other words, that there was a series of shots, then you said you looked down to look at your gear shift, right, and then you looked up and there was a continuation of shots; is that correct?
A. No. I looked down and then there were shots.
Q. Okay. So the first shot --
A. So the first shots I did not see who did it.
Q. Okay. But when you did look up is when you saw the hand sticking out?
Q. And the other guy was already gone, right?
A. No, he was getting into the truck. It was the same truck.
Q. When I saw "gone," I mean gone from where he was.
A. From where he was standing, correct.
Q. There were still shots going on?
A. Uh-huh.
Q. And then the other guy was running.
A. Was jumping into the driver’s side.
Q. Okay. And that truck took off and that door was still open, wasn't it?
A. It was closing by the time he took off.
Q. All right. And it happened very quickly and I thank you for being able to narrow it down just a little bit more for us. And you are absolutely certain that the guy that had his hand stuck out the window was right- handed, right?
A. I believe so. It would make sense.
Q. Okay. You were also talking and telling the jury that when you asked your first question you didn’t get a response, right? A. Correct.
Q. And then when you asked the second and third question you got a response after you had asked both questions?
Q. The first one being, “Who shot you?” The second one being, “Who were you arguing with?”
Q. So you can’t be certain as to which one he answered?
A. That’s correct.
Q. And, in fact, like you said, you were a little confused, you thought his name might have been --
A. Yes. At first I thought he was saying his name was Simon.
***
Q. Okay. You were also talking and telling the jury that when you asked your first question you didn’t get a response, right?
Q. And then when you asked the second and third question you got a response after you had asked both questions?
Q. The first one being, “Who shot you?” The second one being, “Who were you arguing with?”
Q. And, in fact, like you said, you were a little confused, you thought his name might have been –
5 RR 172-73. Thereafter, an unsuccessful attempt was made to have Guzman
identify the Appellant from a group of people in the audience. 5 RR 180-81.
c. Marissa Casanova:
Casanova was Wass’ girlfriend, who drove to the location of the shooting
with Wass, in the Honda Civic, with Wass sitting on the front right passenger seat.
5 RR 8-9. She exited the vehicle and went inside her dad’s house to call her sister.
5 RR 10. She mentioned that she and Wass were having problems, stemming from
his temper, and his methamphetamine and marijuana use. 5 RR 11-12. While she
was in the bathroom, she heard five shots go off in succession. 5 RR 17. She
exited the house and crouched down next to Wass, who lay on the floor, “and he
could barely move his lips.” 5 RR 30-31. She stated that Wass could barely move
his mouth, and she tried to ask him, repeatedly, “who did this,” reiterating that “he
could barely move his lips.” 5 RR 31. She was able to read his lips, to say
“Simon.” 5 RR 32.
Casanova explained that Wass and Simon would say “hi” to each other, and
“shake hands,” but all changed after an incident involving Casanova’s son. 5 RR
55. She recalled her son (from a separate union), who’s really good friends with
the Appellant, being outside and her calling her son to come inside, and Wass
telling her son to listen to her mother, and go inside, causing Appellant to mention
that Wass was not her son’s dad. 5 RR 56.
She was asked whether Appellant responded to Wass “in any other way,” to
which she responded “[n]ot that I remember.” 5 RR 56. The prosecutor
approached Casanova and handed her a copy of her statement, and directed her to a
portion of the statement, to which defense counsel objected because Casanova was
“reading from her statement.” 5 RR 57. She added that Wass and Appellant
exchanged “sarcastic words,” reiterating that the statement did not refresh her
memory. 5 RR 57. The prosecutor approached again, and asked whether the
Appellant stated something to Wass that was contained in her statement, to which
she responded by recalling that Appellant and Wass were “arguing…back and
forth,” with Appellant stating “I’ll get you one day, or I’ll be back to get you, or
something.” 5 RR 58. She was asked about another incident that occurred around
Christmas, to which Casanova responded “I don’t remember. I don’t recall.” 5 RR
58. She was also asked to read from her statement, that during Christmas time, the
Appellant told Wass, “[j]ust wait, motherfucker, I’m going to get you,” with
Casanova restating that she did not remember saying that. 5 RR 60.
On cross-examination, Casanova testified that whatever she could remember
about arguments between Appellant and Wass was months before the shooting. 5
RR 75. She recalled that by the time they had a birthday party for her nephew (her
brother Richard’s son), that Appellant and Wass had “already shook hands about
whatever incident they had.” 5 RR 76. She therefore believed that whatever
differences they had were “pretty much,” over. 5 RR 77. She added that Wass had
a reputation as a violent person, which was one of the reasons why she tried to
separate from him. 5 RR 78. She admitted that she was upset about the incident,
so that she may have “possibly” exaggerated some of the things that she related
when giving her statement to the police. 5 RR 79. She further testified that
Appellant drove to his father’s house, (which was several houses down from the
scene of the shooting (5 RR 80-81)), on a daily basis, because they ran a family-
owned, snow-cone business. 5 RR 80. She agreed that he would drive to his
father’s house “all the time,” adding that her son had worked with the Appellant at
their business prior to the shooting. 5 RR 81. She added that Appellant frequented
his father’s house “on and off,” to the day of the trial. 5 RR 81.
On redirect, Casanova stated that she had become upset during a time that
the prosecutors interviewed her, specifically when addressing a part of her
statement about the Appellant threatening to kill Wass, adding that she did not
recall saying that “ever.” 5 RR 87. The prosecutor asked her about Appellant’s
reputation, to which she responded that it was “good.” 5 RR 88. She explained
that she suggested the name Simon to Wass, when he lay on the floor, because the
Appellant was the only person that Wass knew in the neighborhood, that he’d had
a disagreement with. 5 RR 92.
ISSUES PRESENTED:
I. Whether there was legally sufficient evidence to affirm the Appellant’s conviction for murder? II. Whether, assuming this Court finds the evidence legally sufficient to affirm Appellant’s conviction for murder as a gunman, on appeal, the court should nevertheless reverse his conviction, because it was based on a theory that was not presented for the jury’s consideration in the jury charge? III. Whether the trial court committed jury charge error that egregiously harmed the Appellant? IV. Whether the Appellant’s conviction should be reversed because it was based on a theory of prosecution that was not alleged in the indictment?
POINT OF ERROR NUMBER ONE
THERE WAS LEGALLY INSUFFICIENT EVIDENCE THAT THE APPELLANT COMMITTED MURDER, THUS REQUIRING THAT HIS CONVICTION BE REVERSED AND THAT THE COURT RENDER A JUDGMENT OF ACQUITTAL.
A. Standard of Review:
The United States Constitution requires that a criminal conviction be
supported by evidence “necessary to convince a trier of fact beyond a reasonable
doubt of the existence of every element of the offense.” Gross v. State, 380 S.W.3d
181, 185 (Crim. App. 2012) (citing Jackson v. Virginia, 443 U.S. 307, 316, 99 S.
Ct. 2781, 61 L. Ed. 2d 560 (1979)). A reviewing court must view the evidence in
the light most favorable to the verdict and determine whether any rational trier of
fact could have found the essential elements of the crime beyond a reasonable
doubt. Id. (citing Jackson at 319).
When the record supports conflicting inferences, the reviewing court
presumes that the trier of fact resolved the conflicts in favor of the State and defers
to that determination. Id. (citing Clayton v. State, 235 S.W.3d 772, 778 (Tex. Crim.
App. 2007). Juries are permitted to draw multiple reasonable inferences from the
evidence as long as each inference is supported by the evidence presented at trial,
but they are not permitted to draw conclusions based on speculation. Id. (citing
Hooper, 214 S.W.3d at 15)). In Hooper, the Court of Criminal Appeals explained
that “an inference is a conclusion reached by considering other facts and deducing
a logical consequence from them. Speculation is mere theorizing or guessing about
the possible meaning of the facts and evidence presented.” Id. (citing Hooper at
16). While a conclusion that is reached by speculation may not be completely
unreasonable, such conclusion is not sufficiently based upon facts or evidence to
support a conviction beyond a reasonable doubt.” Id. In criminal cases, only that
evidence which is sufficient in character, weight, and amount to justify a factfinder
in concluding that every element of the offense has been proven beyond a
reasonable doubt is adequate to support a conviction. Brooks v. State, 323 S.W.3d
893, 917 (Tex. Crim. App. 2010) (J. Cochran, concurring).
In Malik v. State, 953 S.W.2d 234 (Tex. Crim. App. 1997), the Texas Court
of Criminal Appeals overruled its previous line of cases, known as Benson/Boozer,
in favor of evaluating a legal sufficiency of the evidence, as dictated in Jackson v.
Virginia, 443 U.S. 307 (1979), based on a “hypothetically correct jury charge.”
B. Law of Parties:
A person is a criminally responsible party to an offense “if the offense is
committed by his own conduct, by the conduct of another for which he is
criminally responsible, or by both.” Tex. Penal Code § 7.01 (West 2012). A person
is criminally responsible for the conduct of another if, acting “with intent to
promote or assist the commission of the offense, he solicits, encourages, directs,
aids, or attempts to aid the other person to commit the offense.” Tex. Penal Code §
7.02 (West 2012).
To determine whether an individual is a party to an offense, the reviewing
court may look to “events before, during, and after the commission of the offense.”
Gross at 186 (citing Wygal v. State, 555 S.W.2d 465, 468-69 (Tex. Crim. App.
1977)). A court may also rely on circumstantial evidence to prove party status. Id.
(citing Ransom v. State, 920 S.W.2d 288, 302 (Tex. Crim. App. 1996)). There must
be sufficient evidence of an understanding and common design to commit the
offense. Id. (citing Guevara v. State, 152 S.W.3d 45, 49 (Tex. Crim. App. 2004)
(citing Cordova v. State, 698 S.W.2d 107, 111 (Tex. Crim. App. 1985)).
However, mere presence of a person at the scene of a crime, or even flight
from the scene, without more, is insufficient to support a conviction as a party to
the offense. Id. (citing Thompson v. State, 697 S.W.2d 413, 417 (Tex. Crim. App.
1985)). It is also well-established that “a person is not an accomplice merely
because he knows about the crime and fails to disclose it…tries to conceal the
crime…” (Blake v. State, 971 S.W.2d 451, 454 (Tex. Crim. App. 1998)), or flees
from the scene. Gross, at 186 (“Of course, mere presence of a person at the scene
of the crime, either before, during, or after the commission of the offense, or even
flight from the scene, without more, is insufficient to sustain a conviction of one as
a party to the offense.”) (citing Thompson v. State, 697 S.W.2d 413, 417 (Tex.
Crim. App. 1985). See also Ellis v. State, 551 S.W.2d 407 (Tex.Cr.App.1977);
Gillard v. State, 82 S.W.2d 678 Tex. Crim. App. (1935)).
C. Legal Arguments:
Appellant submits that his driving to the scene of the shooting, his mere
presence and confrontation with Wass, and his driving away with the gunman, did
not establish criminal liability for the conduct of the gunman. See Gross, 352
S.W.3d at 241. Without any information as to what involvement the Appellant had
with the gunman’s own decision to shoot and kill Wass, the jury was left to
speculate that because he drove to and away from the location with the gunman, he
may have been implicated in the murder, as a party to this offense. It is probable
that the jury’s natural suspicions about the Appellant’s possible involvement, his
election to not testify, and the prosecutor’s repeatedly misleading arguments about
the law of parties during voir dire, and opening and closing arguments (discussed
below), prompted the jury to convict.
The Appellant and a passenger arrived in the Appellant’s truck, the
Appellant’s exiting his truck, walking over to speak with Wass and have what
appeared to be a moderate disagreement with him (as opposed to his contact with
the bigger guy - See Robledo’s testimony, infra), which evidences no involvement
as a party to murder. Neither Robledo nor Guzman saw Appellant with a gun,
much less shoot Wass. Testimony that the truck’s passenger shot Wass has no
“logical” connection to the Appellant’s actions in driving, and having a
disagreement with Wass. The sequence of events, ending with the Appellant’s
flight from the scene with the gunman after the shooting was not enough, as a
matter of law, to conform facts from which a legally sufficient conviction for
murder could be validly obtained against the Appellant.
In Gross, the Court of Criminal Appeals instructs that an inference is a
conclusion reached by considering other facts and deducing a logical consequence
from them, while speculation is mere theorizing or guessing about the possible
meaning of the facts and evidence presented. While the jury’s conclusion that the
Appellant actively assisted the gunman in shooting Wass may not have been
completely unreasonable, because this conclusion is based on speculation either
about whether the Appellant knowingly assisted the gunman in the murder, or was
completely surprised that, independent of his disagreement with Wass, his
passenger would pull a gun and shoot Wass, this conclusion is not sufficiently
based upon facts or evidence to support his conviction beyond a reasonable doubt.
Id. Restated, the gunman’s act of shooting Wass was not a logical consequence of
the Appellant’s own conduct in stopping and exiting his truck, engaging Wass in a
verbal confrontation, and driving away with the gunman. This is because it is
unknown whether the Appellant drove to the location with even the vaguest
suspicion that his passenger would shoot Wass. In fact, it is completely unknown
whether the Appellant even knew that the gunman was armed, at any point, prior to
the shooting, though the prosecutor did his best to represent this purely speculative
point, as an inference, during closing argument. See 6 RR 49-50.
Thus, under Gross, the Appellant’s mere arrival with a passenger who, on
his own accord, elected to shoot Wass, and the Appellant’s driving away from the
scene with the gunman, did not impute on the Appellant criminal responsibility for
the conduct of the shooter. See Gross, 352 S.W.3d at 241. The Appellant will now
apply Gross’ holding to specific portions of the record.
1. Appellant and Wass’ Prior Relationship:
The facts about the Appellant’s relationship with Wass are conceptually
indistinguishable from the escalating confrontation facts in Gross, and therefore,
are not facts from which the jury could properly infer that the Appellant was a
party to murder.
There was testimony from Casanova that Wass and the Appellant were
sometimes civil, but not friends, and that they verbally sparred, but never to the
point that would have given her cause to be concerned about Wass’ well-being, or
to otherwise allow a jury to infer that the Appellant had a motive, much less a plan
to participate in Wass’ murder. See Gross, at 184. (approving of the appellate
court’s determination that, “although the jury was free to infer that Jones (the
gunman) was involved in the verbal altercation and knew that Appellant kept a
shotgun in his truck, these inferences did not support a prior or contemporaneous
plan between Appellant and Jones to kill Lee.”). It bears noting that Casanova
disavowed the part of her written statement that alleges that she heard Appellant
make a threat to “kill” Wass, and therefore, this was not admissible evidence of
that allegation (which did not deter the state from arguing impeaching evidence as
such in closing argument). There was also testimony presented by the state that the
Appellant complained about his truck having been stolen, and that he may have
believed that Wass was responsible for stealing it. Even so, neither the Appellant’s
threat, nor his suspicions about Wass stealing his truck provide a prior or
contemporaneous plan between the Appellant and the unknown gunman to kill
Wass.
Furthermore, and of note, while Gross owned the shotgun - which he
routinely carried in his vehicle - that was used by his passenger to commit the
murder, there was no evidence that Appellant was even aware that his passenger
possessed a gun. Furthermore, unlike the situation with a shotgun, which is much
more difficult to conceal it is entirely reasonable to assume that Appellant was
unaware that his passenger possessed a handgun – identified as a Glock-type
semiautomatic - which is easily concealable.
Lastly, and in mitigation to whatever speculation there was about
Appellant’s involvement as a party to murder, Casanova provided testimony that
the Appellant and Wass shook hands and settled their differences, during a family
get-together. Additionally, given Wass’ bad reputation, and his involvement with
methamphetamine and marijuana, it is quite reasonable to assume that the
unknown gunman acted all on his own, settling his own separate disagreement with
Wass. It’s even conceivable that the gunman may have been upset about thinking
that Wass had stolen the Appellant’s truck, or some other disagreement involving
the Appellant, and that he acted on his own to discharge his own ire.
Aided by the court’s instruction on the law of parties, and the prosecutor’s
repeated and misleading arguments about the law of parties to this case (discussed
further below), by convicting the Appellant, the jury necessarily assumed, on a
“where’s there’s smoke there’s fire” hunch, that because the gunman arrived and
fled with the Appellant, coupled with his failure to testify and affirmatively deny
his involvement, that he was criminally responsible for the killing. However, as
noted by a sister appellate court, “standing alone, proof that an accused was present
at the scene of the crime or assisted the primary actor in making his getaway is
insufficient” to support the conviction under the law of parties. Wooden v. State,
101 S.W.3d 542, 546 (Tex. App.—Fort Worth 2003, pet. ref’d) (discussed in Gross
at 185)). Appellant further submits the Court of Criminal Appeals’ holding in
Morrison v. State, in which it held that acts done after the offense was completed
do not make the accused a party to the offense. See Morrison v. State, 608 S.W.2d
233, 235 (Tex. Crim. App. 1980) (discussed in Gross, at 185)). In fact, it was just
as reasonable for the Appellant, shocked by the unexpected murderous reaction of
his passenger, to have been overcome with fearing the same fate, if he refused to
facilitate the gunman’s escape. Faced with this powerful dilemma, the Appellant’s
flight from the scene with the gunman does not, on this record, render the
Appellant a coward, much less a murderer.
Gross therefore controls the disposition of the Appellant’s conviction,
rejecting his role as a party to murder. See In re J.W., 2014 Tex. App. LEXIS 1897
at *13 (Tex. App. Houston 14th Dist. Feb. 20, 2014) (unpublished) (Relying on its
previous holding in Gross that, while “relevant…post-offense conduct…cannot
stand alone; there also must be sufficient evidence of an understanding or common
design to commit the offense,” reversing J.W.’s juvenile adjudication for
aggravated robbery) (citing Gross, at 188)). 1
Thus, this record speaks of two tragedies; The brutal murder of a person, and
the wrongful conviction, and 30-year sentence, of the Appellant. This court should
follow the lead by a courageous majority of the Houston’s Fourteenth Court of
Appeals, which was vindicated by a unanimous Court of Criminal Appeals
In J.W., the state conceded on appeal that the evidence was insufficient to sustain J.W.’s conviction for aggravated robbery. See J.W., at *14-15.
affirmance in Gross, reverse the Appellant’s conviction, and render an order for his
acquittal.
2. Wass’ Statements:
At no time did the State allege or argue that the Appellant shot Wass, nor did
it object to the jury charge that only alleged the Appellant’s guilt solely as a party
to murder, or did it request a jury charge that also implicated the Appellant as a
gunman in the case. In fact, it built its entire prosecution on the theory of his
involvement as a party to the murder, relying solely on the testimony of Robledo
and Guzman, that they were certain that a bigger, taller, and darker passenger in
the truck driven by the Appellant was the only gunman, with neither witness
testifying that the Appellant was the shooter. That said, the Appellant submits that
the Wass’ statements are legally insufficient, either alone, or in combination with
all of the other evidence, to sustain Appellant’s conviction as a gunman, or a party.
Under Rule 804(b)(2) of the Texas Rules of Evidence, a dying declaration is
a “statement made by a declarant while believing that the declarant’s death was
imminent, concerning the cause or circumstances of what the declarant believed to
be impending death.” Appellant does not dispute that Wass’ statements to both
Guzman and Casanova may have been admissible as dying declarations. However,
this still did not qualify his responses as legally sufficient evidence supporting the
Appellant’s conviction as the (or a) gunman, for the following reasons.
First, evidence strongly suggests that Wass became incompetent as a
witness, almost immediately after he was shot. Guzman, trained in emergency
response situations, the first person to attend to Wass, immediately noticed that his
eyes were “bleak,” and that he was slipping into unconsciousness. No doubt,
having been shot in the heart, Wass’ mental and physical deterioration was
immediate. But even assuming that Wass was still lucid when asked questions
about the shooting, what did his responses really allege? Guzman testified that she
could not be certain which question Wass was answering when he responded with
the name “Simon,” to her back to back questions, “who shot you” and “who were
you arguing with.”
Casanova’s testimony on this point is equally unavailing. By asking “who
did this,” Wass’ response, “Simon” did not specifically point to Wass as a shooter.
Wass’ lone response, “Simon,” did not provide legally sufficient evidence that,
irrespective of Robledo’s and Guzman’s testimony, the Appellant, either alone, or
together with the unknown gunman, fired a gun at Wass. Wass’ response may
have been his own way of believing that Appellant was responsible for his murder,
but this puts him in the same situation as the jury. There was no evidence from
which the jury could infer that Wass was aware of a plan by the Appellant to
murder him. Under the best scenario for the state, Wass may have speculated that
Wass was responsible in some way for his shooting, just like the state did, in
prosecuting Appellant. At worse, Wass was simply making incoherent comments.
Either scenario is as probable as the other.
Therefore, Wass’ uttering the name “Simon,” either alone, or in combination
with all other evidence on the record, is legally insufficient to support his
conviction for murder, either as a gunman, or as a party.
3. The Remedy of Acquittal:
The Malik Court made it clear that its standard “ensures that a judgment of
acquittal is reserved for those situations in which there is an actual failure in the
State’s proof of the crime rather than a mere error in the jury charge submitted. See
Malik at 240. In this vein, in a concurring opinion, Judge Meyers expressed that
“if the record reflects the prosecutor has pursued this course to protect his lawful
obligations, but the trial court has nevertheless refused the amendment to the
indictment or submission of the requested charge, and the evidence is found
insufficient to support the verdict because of the trial court’s errors in this regard,
those reviewable rulings of the trial court found erroneous by the appellate court
constitute “trial error,” and the State is free to pursue another prosecution. Id. at
241 (citations omitted). On the other hand, “when the charge imposes a greater
burden on the State than placed upon it by the controlling statute, and the State
does not object to the increased burden, it can be assumed that the State voluntarily
shouldered that burden.” Id.
Thus the premise behind Malik was that the guilty should not be set free
simply because of jury charge error on the part of the state. This is arguably
defensible. The indefensible occurs when, as in Appellant’s case, the state clearly
pursues a specific theory of prosecution, leaving no doubt as to its exclusion of
other theories, and then, on appeal, the evidence is found insufficient to sustain a
conviction on that theory. It would be unfair to apply Malik to provide the state,
not a remedy for innocent, jury charge error, but a clear windfall, and without
more, a second bite at the apple, simply because the state’s gamble did not pay off
on appeal. Appellant’s counsel objected to the law of parties charge, but was
overruled by the trial court. 6 RR 4-5. The state, present during this exchange, did
not object to the law of parties charge, and clearly accepted this burden. In fact,
contrary to the defense’s position to object to the law of parties charge, not only
did the state acquiesce to the law of parties instruction, it also failed to request the
inclusion of language that the Appellant acted “on his own,” as an alternatively
theory of prosecution.
The Court should therefore resist any temptation to misapply Malik to
resurrect this failed prosecution, by affirming the Appellant’s conviction on a
theory that he was also a gunman. Because the state made its bed by deliberately
electing to prosecute the Appellant solely on a law of parties theory of prosecution,
it must now lie in it, and bear the consequence of an acquittal.
POINT OF ERROR NUMBER TWO
THE COURT SHOULD REVERSE THE APPELLANT’S CONVICTION BECAUSE IT WAS BASED ON A THEORY THAT WAS NOT PRESENTED FOR THE JURY’S CONSIDERATION IN THE JURY CHARGE, IN VIOLATION OF THE DUE PROCESS CLAUSE OF THE FOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION.
In Malik v. State, the Texas Court of Criminal Appeals wrote:
We recognize that due process prevents an appellate court from affirming a conviction based upon legal and factual grounds that were not submitted to the jury. McCormick v. United States, 500 U.S. 257, 269-270 & 270 n. 8, 114 L. Ed. 2d 307, 111 S. Ct. 1807 (1991); Dunn v. United States, 442 U.S. 100, 60 L. Ed. 2d 743, 99 S. Ct. 2190 (1979); Cole v. Arkansas, 333 U.S. 196, 201-202, 92 L. Ed. 644, 68 S. Ct. 514 (1948). Perhaps recognizing this principle, the Fifth Circuit implied that the complete absence of a parties instruction from the jury charge may present constitutional problems. Brown, 937 F.2d at 182.
Malik at 238 n.3. In the unlikely event that this Court determines that while legally
insufficient to uphold his conviction as a party to murder, Malik provides that there
is legally sufficient evidence to support his conviction as a gunman, he submits
that his conviction on appeal on this theory must still be reversed, because the Due
Process Clause of the 14th Amendment to the United States Constitution prohibits
convictions on theories not presented to a jury. A discussion of the United States
Supreme Court’s holding in Cole v. Arkansas, 333 U.S. 196 (1948) is necessary.
B. Legal Arguments:
In Cole v. Arkansas, 333 U.S. 196 (U.S. 1948), an indictment charged Cole
with a violation of § 2 of Act 193 of the 1943 Arkansas Legislature. At the request
of the prosecuting attorney, the trial judge read § 2 to the jury, specifically,
promoting, encouraging or aiding certain unlawful assemblage by concert of action
among the defendants, as was charged in the information. Cole v. Arkansas, 333
U.S. 196, at 198-99 (U.S. 1948). The trial court also instructed the jury that they
could not convict petitioners unless “convinced beyond a reasonable doubt that
they promoted, encouraged, and aided in an unlawful assemblage, which, like the
preceding instruction, told the jury that the trial of petitioners was for violation of §
2, since § 2 makes an unlawful assemblage an ingredient of the offense it defines
and § 1 does not. Id. at 199. Thus the petitioners were clearly tried and convicted
by the jury for promoting an unlawful assemblage made an offense by § 2, and
were not tried for the offense of using force and violence as described in § 1. Id.
Cole appealed his conviction to the Arkansas Supreme Court, which
recognized that the information as drawn did include a charge that the petitioners
violated § 2 of the Act. That court also held that the information accused
petitioners of “using force and violence to prevent Williams from working,” and
that the “use of force or violence, or threat of the use of force or violence, is made
unlawful by Sec. 1.” For this reason the Supreme Court said that it affirmed the
convictions of the petitioners “without invoking any part of Sec. 2 of the Act . . . .”
That court accordingly refused to pass upon petitioners’ federal constitutional
challenges to § 2, and later denied a petition for rehearing in which petitioners
argued: “To sustain a conviction on grounds not charged in the information and
which the jury had no opportunity to pass upon, deprives the defendants of a
fair trial and a trial by jury, and denies the defendants that due process of law
guaranteed by the 14th Amendment to the United States Constitution.” Id. at 200
(emphasis by Appellant). Justice Hugo Black, writing for a unanimous court,
observed:
No principle of procedural due process is more clearly established than that notice of the specific charge, and a chance to be heard in a trial of the issues raised by that charge, if desired, are among the constitutional rights of every accused in a criminal proceeding in all courts, state or federal. (citations omitted). If, as the [Arkansas] Supreme Court held, petitioners were charged with a violation of § 1, it is doubtful both that the information fairly informed them of that charge and that they sought to defend themselves against such a charge; it is certain that they were not tried for or found guilty of it. It is as much a violation of due process to send an accused to prison following conviction of a charge on which he was never tried as it would be to convict him upon a charge that was never made. De Jonge v. Oregon, 299 U.S. 353, 362 [(1937)].
Coles, 201-02 (Appellant’s emphasis). The Court reversed Coles’ conviction and
remanded with instructions.
In Dunn v. United States, 442 U.S. 100 (1979), the Supreme Court
explained:
There is, to be sure, no glaring distinction between the Government’s theory at trial and the Tenth Circuit’s analysis on appeal. The jury might well have reached the same verdict had the prosecution built its case on petitioner's October 21 testimony adopting his September 30 statement rather than on the September statement itself[…b]ut the offense was not so defined, and appellate courts are not free to revise the basis on which a defendant is convicted simply because the same result would likely obtain on retrial
Dunn, at 106-107 (citing Cole, at 201). More than a decade later, in McCormick v.
United States, 500 U.S. 257 (1991), the Supreme Court wrote:
This Court has never held that the right to a jury trial is satisfied when an appellate court retries a case on appeal under different instructions and on a different theory than was ever presented to the jury. Appellate courts are not permitted to affirm convictions on any theory they please simply because the facts necessary to support the theory were presented to the jury.
McCormick, at 270 n.8.
More than 17 years later, the same limitation was fully discussed and
accepted by the Court of Criminal Appeals in Wooley v. State, 273 S.W.3d 260
(Tex. Crim. App. 2008), which held that “[d]ue process prevents an appellate court
from affirming a conviction based on legal and factual grounds that were not
submitted to the jury. Wooley, 273 S.W.3d at 268. When a defendant is convicted
under a theory that was neither alleged in the indictment nor presented to the jury,
explained the Court, “basic notions of due process” that establish a defendant’s
right to be heard on the specific charges of which he is accused are violated. Id. at
268-69. See also Adames v. State, 353 S.W.3d 854 (Tex. Crim. App. 2011)
(Explaining that because Adames stands convicted of the offense of capital murder
on a theory that was not presented to the jury,” the court “may not affirm a
conviction based upon legal and factual grounds that were not submitted to the jury
(citing Wooley, 273 S.W.3d at 268), concluding, as in Wooley, that “this error is
not subject to a harmless-error analysis.” (citing Wooley at 272)).
Despite Wass’ dying declarations suggesting that the Appellant may have
acted on his own, this Court cannot uphold Appellant’s conviction on a
“hypothetically correct charge” theory, specifically, of the Appellant as a gunman,
because the jury was not presented this theory of prosecution.
Thus, Appellant’s conviction for murder should be overturned, with an order
of acquittal. Alternatively, Appellant requests that the Court reverse his
conviction, and remand his case for a new trial.
POINT OF ERROR NUMBER THREE
THE APPELLANT’S CONVICTION SHOULD BE REVERSED, BECAUSE THE TRIAL COURT COMMITTED JURY CHARGE ERROR THAT EGREGIOUSLY HARMED THE APPELLANT.
Appellant submits that in the unlikely event that this Court determines that
the evidence at trial was legally sufficient to support his conviction for murder, and
that the failure by the jury to determine his guilt on a lone gunman theory sustains
his guilt for murder on appeal, his conviction should be reversed, because the trial
court committed jury charge error that egregiously harmed the Appellant, under
Almanza v. State, 686 S.W.2d 157 (Tex. Crim. App. 1984).
Under Almanza, the degree of harm required for reversal depends on
whether the error was preserved in the trial court. See Villarreal v. State, 2015 Tex.
Crim. App. LEXIS 136, *7-8 (Tex. Crim. App. Feb. 4, 2015) (citing Ngo v. State,
175 S.W.3d 738, 743 (Tex. Crim. App. 2005). Where, as here, the Appellant did
not raise a timely objection to the jury instructions, reversal is required only if the
error was fundamental in the sense that it was so egregious and created such harm
that the defendant was deprived of a fair and impartial trial. Id. at *8 (citation
omitted). “Errors which result in egregious harm are those that affect the very basis
of the case, deprive the defendant of a valuable right, vitally affect the defensive
theory, or make a case for conviction clearly and significantly more persuasive.”
Taylor v. State, 332 S.W.3d 483, 490 (Tex. Crim. App. 2011) (citing Almanza, at
172). Egregious harm is a “high and difficult standard” to meet, and such a
determination must be “borne out by the trial record.” Id. (citation omitted).
In examining the record to determine whether charge error has resulted in
egregious harm to a defendant, The court considers (1) the entirety of the jury
charge, (2) the state of the evidence, including the contested issues and weight of
probative evidence, (3) the arguments of counsel, and (4) any other relevant
information revealed by the trial record as a whole. Id. at *8-9 (citation omitted).
1. The Entirety of the Jury Charge:
a. Failure to Separately Combine A Law of Parties Application Instruction with Each of the Two Murder Application Instructions:
A trial court must fully instruct the jury on the law applicable to the case and
apply that law to the facts adduced at trial. Guevara v. State, 191 S.W.3d 203, 206
(Tex. App. San Antonio 2005) (citation omitted). “This is because “the jury must
be instructed ‘under what circumstances they should convict, or under what
circumstances they should acquit.’” Id. (citations omitted). “Jury charges which
fail to apply the law to the facts adduced at trial are erroneous.” Id. at 128.
The trial court provided a jury charge that contained, in relevant part, the
following abstract instructions:
“Our law provides that a person commits the offense of murder if he intentionally or knowingly causes the death of an individual or if he intends to cause serious bodily injury and commits an act clearly dangerous to human life that causes the death of an individual.
“Our law provides a person is criminally responsible as a party to an offense if the offense is committed by his own conduct, or by the conduct of another for which he is criminally responsible, or by both. Each party to an offense may be charged with commission of the offense.
6 RR 7-8. The charge contained the following application paragraphs, in the exact
sequence demonstrated below:
“Now, if you find from the evidence beyond a reasonable doubt that on or about the 26th day of March, 2012, in Bexar County, Texas, an unknown person did intentionally or knowingly cause the death of an individual, namely, Samuel Douglas Wass, by shooting Samuel Douglas Wass with a deadly weapon, namely, a firearm;
“Or if you find from the evidence beyond a reasonable doubt that on or about the 26th day of March, 2012, in Bexar County, Texas, an unknown person, with intent to cause serious bodily injury to an individual, namely, Samuel Douglas Wass, did commit an act clearly dangerous to human life that caused the death of Samuel Douglas Wass, by shooting Samuel Douglas Wass with a deadly weapon, namely, a firearm;”
And if you also find beyond a reasonable doubt that the Defendant, Simon Rene Garcia, acting with the intent to promote or assist in the commission of the offense of murder as defined above, did solicit, encourage, direct, aid, or attempt to aid that unknown person in the commission of the offense of murder as defined above;
“Then, you will find the Defendant guilty as a party of the offense of murder as charged in the indictment.
“If you do not so find beyond a reasonable doubt, or if you have a reasonable doubt thereof, you will find the Defendant not guilty.
6 RR 9.
As an initial matter, the application paragraphs relating to murder merely
informed the jury of different means of committing a single murder offense, which
is proper. See Kitchens v. State, 823 S.W.2d 256, 258 (Tex. Crim. App. 1991)
(Restating holding “that alternate pleading of the differing methods of committing
one offense may be charged in one indictment.”). However, neither included an
application paragraph on the law of parties, separately, as to each of the murder
application paragraphs. Effectively, the jury could have convicted Appellant
simply by believing that murder was committed by the unknown person as alleged
in the first and/or second murder instruction paragraphs, without consideration of
the law of parties which appears for the first time, two paragraphs below. It’s
possible, at best, that, based on mere proximity, the jury could have considered the
law of parties applicable only as to the second murder application paragraph,
which was located immediately above the law of parties paragraph. To avoid this
confusion, the instructions should have instead been given in a manner that ensured
that each of the two murder application paragraphs was considered in tandem with
its own law of parties charge. The failure to join each separate murder application
paragraph to a law of parties paragraph was thus error.
Our case is therefore analogous to Green v. State, 233 S.W.3d 72 (Tex. App.
Houston 14th Dist. 2007), which Appellant respectfully submits, controls the
disposition of this point of error. In Green, the jury charge contained the following
application paragraphs:
Now, if you find from the evidence beyond a reasonable doubt that on or about the 13th day of March, 2005, in Harris County, Texas, the defendant, Adrian Dewayne Green, did then and there unlawfully, intentionally or knowingly cause the death of Quinton Kelegon, by shooting Quinton Kelegon with a deadly weapon, namely, a firearm; or if you find from the evidence beyond a reasonable doubt that on or about the 13th day of March, 2005, in Harris County, Texas, Jermarxian Deandre Green, did then and there unlawfully, intentionally or knowingly cause the death of Quinton Kelegon, by shooting Quinton Kelegon with a deadly weapon, namely, a firearm;
or
If you find from the evidence beyond a reasonable doubt that on or about the 13th day of March, 2005, in Harris County, Texas, the defendant, Adrian Dewayne Green, did then and there unlawfully intend to cause serious bodily injury to Quinton Kelegon, and did cause the death of Quinton Kelegon by intentionally or knowingly committing an act clearly dangerous to human life, namely by shooting Quinton Kelegon with a deadly weapon, namely, a firearm; or if you find from the evidence beyond a reasonable doubt that on or about the 13th day of march 2005, in Harris County, Texas, Jermarxian Deandre Green, did then and there unlawfully intend to cause serious bodily injury to Quinton Kelegon, and did cause the death of Quinton Kelegon by intentionally or knowingly committing an act clearly dangerous to human life, namely by shooting Quinton Kelegon with a deadly weapon, namely, a firearm, and that the defendant, Adrian Dewayne Green, with the intent to promote or assist the commission of the offense, if any,
solicited, encouraged, directed, aided or attempted to aid Jermarxian Deandre Green to commit the offense, if he did, then you will find the defendant guilty of murder, as charged in the indictment.
See Green, at 77-78. As in Green, “[Appellant’s] charge contains an abstract
instruction on the law of parties, but it does not contain any instruction applying
this law to [the unknown gunman’s] conduct in the [first murder application
paragraph].” See Green, at 80. The following is the manner in which the
application paragraphs should have been presented to the jury:
“Now, if you find from the evidence beyond a reasonable doubt that on or about the 26th day of March, 2012, in Bexar County, Texas, an unknown person did intentionally or knowingly cause the death of an individual, namely, Samuel Douglas Wass, by shooting Samuel Douglas Wass with a deadly weapon, namely, a firearm; and if you also find beyond a reasonable doubt that the Defendant, Simon Rene Garcia, acting with the intent to promote or assist in the commission of the offense of murder as defined above, did solicit, encourage, direct, aid, or attempt to aid that unknown person in the commission of the offense of murder as defined above;
“Or if you find from the evidence beyond a reasonable doubt that on or about the 26th day of March, 2012, in Bexar County, Texas, an unknown person, with intent to cause serious bodily injury to an individual, namely, Samuel Douglas Wass, did commit an act clearly dangerous to human life that caused the death of Samuel Douglas Wass, by shooting Samuel Douglas Wass with a deadly weapon, namely, a firearm, and if you also find beyond a reasonable doubt that the Defendant, Simon Rene Garcia, acting with the intent to promote or assist in the commission of the offense of murder as defined above, did solicit, encourage, direct, aid, or attempt to aid that unknown person in the commission of the offense of murder as defined above;
“Then, you will find the Defendant guilty as a party of the offense of murder as charged in the indictment.
“If you do not so find beyond a reasonable doubt, or if you have a reasonable doubt thereof, you will find the Defendant not guilty.
Yet another example of a proper combination:
If you find from the evidence beyond a reasonable doubt that on or about the 13th day of January, 2002, in Harris County, Texas, Harold Louis Vaughn, did then and there unlawfully, while in the course of committing or attempting to commit the robbery of Trevor Cook, intentionally cause the death of Trevor Cook by cutting Trevor Cook with a deadly weapon, namely, a knife, and that the defendant, David Charles Holford, with the intent to promote or assist the commission of the offense, if any, solicited, encouraged, directed, aided or attempted to aid Harold Louis Vaughn to commit the offense, if he did; or ....
If you find from the evidence beyond a reasonable doubt that on or about the 13th day of January, 2002, in Harris County, Texas, Harold Louis Vaughn, did then and there unlawfully while in the course of committing or attempting to commit the robbery of Trevor Cook, intentionally cause the death of Trevor Cook by striking Trevor Cook with a deadly weapon unknown to the Grand Jury, and that the defendant, David Charles Holford, with the intent to promote or assist the commission of the offense, if any, solicited, encouraged, directed, aided or attempted to aid Harold Louis Vaughn to commit the offense, if he did;
. . . then you will find the defendant [David Charles Holford] guilty of capital murder, as charged in the indictment.
See Holford v. State, 177 S.W.3d 454, 460 (Tex. App. Houston 1st Dist. 2005) 2 (emphasis added).
b. Failure to Provide a Unanimity Instruction as to a Law of Parties - Murder Theory of Prosecution:
The trial court did not give the jury a unanimity verdict, but rather, the
boilerplate language containing the word “unanimous,” when referencing the
election of the jury foreman, towards the end of the jury charge:
“After argument or counsel, you will retire to the jury room, select your own foreperson and proceed with your deliberations. After you have reached a unanimous verdict, the foreperson will certify thereto by filling in the appropriate form attached to this charge and signing his or her name as foreperson. The forms are not intended to suggest to you what your verdict should be.”
6 RR 13 (emphasis by Appellant). 3
A jury in a criminal case must reach a unanimous verdict. Moreno v. State,
413 S.W.3d 119, 125 (Tex. App. San Antonio 2013) (citing Tex. Const. art. V, §
13; Tex. Code Crim. Proc. Ann. art. 36.29(a); Landrian v. State, 268 S.W.3d 532,
For reference, the example given by the Appellant follows the model provided by the Harris County Jury Charge bank. See website: Harris County / District Courts / Jury Charge Bank / Penal Code Offenses / Murder (Parties).doc. The same format is followed in the Texas State Bar Pattern Jury Charges. See Texas Criminal Pattern Jury Charges, 2011 Ed. § C 4.3 p. 64-65.
3 This exact instruction was found to be insufficient to constitute a “unanimity charge” by
this Court in Arrington v. State, 413 S.W.3d 106, 118 (Tex. App. San Antonio – 2013) (finding that “[t]here was no unanimity instruction.”) (overruled on other grounds by Arrington v. State, 451 S.W.3d 834 (Tex. Crim. App. 2015) (observing that the San Antonio Court of Appeals “accurately noted” that the “only mention of the word ‘unanimous’ in the entire charge” was the “boilerplate language regarding selection of the jury foreman that required the foreman to certify the jury’s verdict ‘when you have unanimously agreed upon a verdict.’” Id.
535-36 (Tex. Crim. App. 2008) (both Texas and federal courts have held that the
jury must be unanimous in finding that the defendant committed a specific
statutory crime). The jury must agree that the defendant committed “the same,
single, specific criminal act,” but need not unanimously find that the defendant
committed that crime by one specific manner or means. Id. (citing Ngo, 175
S.W.3d at 745; Schad v. Arizona, 501 U.S. 624, 631-32, 111 S. Ct. 2491, 115 L.
Ed. 2d 555 (1991). The phrase “manner or means" describes how the defendant
committed the specific criminal act, which is the actus reus. Id. (citing Ngo, 175
S.W.3d at 745-46; Schad, 501 U.S. at 630) (noting that the act of “murder” was the
actus reus of the offense, and whether it was premeditated or committed during the
course of robbery described “how” the murder was committed). The State is
permitted to plead alternate “manner and means” of committing the same offense.
Id. (citing Landrian, 268 S.W.3d at 535; Martinez v. State, 225 S.W.3d 550, 554
(Tex. Crim. App. 2007) (State is required to set out each separate offense in a
separate count, but may allege different methods of committing the same offense in
separate paragraphs within a single count).
So, although a jury need not be unanimous as to the different manners of
committing murder, which in Appellant’s case, were set out by each of the murder
application paragraphs, the jury was not instructed that it had to unanimously find
the Appellant guilty, as to either, or both of the application paragraphs describing
the alternate manners of committing murder, as a party. The sole law of parties
application paragraph is not only disconnected, and separate from the two murder
application paragraphs, but the language directing the jury to consider its
application to the offense of murder, “as described above,” does not specify that it
shall be applied to either or both of the murder application paragraphs.
Consequently, without a proper unanimity instruction, some jurors could have
convicted the Appellant by believing that the gunman acted alone, as alleged in the
first murder application paragraph, while others could have convicted Appellant
under the second murder application paragraph, with the remainder convicting him
as a party to the offense, as alleged in the third, law of parties application
paragraph. Or, some jurors could have convicted the Appellant as provided by the
first murder application paragraph, while others could have convicted Appellant
under the second murder application paragraph, in combination with the parties
charge, as contained in the third. The lack of a unanimity instruction failed to
require that the jury find the Appellant guilty, as a party, by considering each of the
murder application paragraphs with its respective law of parties charge.
Thus, because the instructions allowed the jury to convict the Appellant with
a less than unanimous verdict as to his criminal responsibility under the law of
parties, the trial court committed jury charge error.
2. The State of The Evidence, Including the Contested Issues and the Weight of Probative Evidence:
The Appellant has launched a legal sufficiency challenge as to his conviction
for murder. Assuming that this Court determines that the evidence was legally
sufficient to sustain the Appellant’s conviction, nevertheless, the Court cannot
conclude that the evidence of guilt was anywhere close to compelling, but was
actually quite thin. Furthermore, the jury charge error involves the application of
the law of parties charge to the facts of the case, which was the heart of the
prosecution’s case.
3. Argument of Counsel:
Aware that it could not prove its case against the Appellant as a gunman, the
state undertook a mission to convict the Appellant by misleading the jury about the
law of parties.
During jury selection, the state gave a series of factual scenarios that would
support a conviction under the law of parties, concluding with the following
hypothetical, which was clearly wrong:
And then also you could be just the driver and not a participant in the actual robbery inside. You could be just the driver after the fact. Somebody runs out with a cache full of money, has a gun in his hand, gets in the car and says, “Go, man. Go.” You as the participant -- you as the driver, “Oh, yeah. Johnny has cash and a gun, he just ran out of the bank and I know Johnny doesn’t have a job. Hmmm. What is going on here?” Right?
2 RR 124-25. This last scenario would be the state’s recurring prosecution theme
throughout the trial.
During opening statements, the state prefaced its theory of prosecution, by
explaining a sequence of events, concluding with the theory that the Appellant was
guilty of murder, because he “got in that car…closed the door…put it in drive
and…fled that scene, never to come back…[h]e took that shooter away from the
police…[h]e took that shooter away to hide him…[h]e aided him…[t]hat is why
he’s guilty of murder.” 3 RR 11-12; 16.
During closing arguments, the state made a series of arguments that
presented an incomplete recitation of the law of parties, which prompted defense
counsel to properly object once, but was ignored by the trial court. The state then
lodged its own, frivolous objection, to defense counsel’s proper explanation of the
law of parties. The following illustrates this:
a. Intent Required of a Defendant under the Law of Parties:
The state argued in closing argument, as follows:
The law of parties says in the state of Texas is that if you aid somebody before, during or after, like we said in voir dire, at anytime, you are just as guilty as the person that pulled the trigger.
DEFENSE COUSEL: Your Honor, I object. That’s a misstatement of the law, not the complete version of the law.
THE COURT: You may proceed.
PROSECUTOR: Thank you.
6 RR 15-16. Defense counsel argued as follows:
For you to take a leap beyond that is against the evidence. For you to make a connectionbetween what they provided you and an intent to commit murder -- two intents: The intent to commit murder or the intent for it to happen; and the second part is the intent to aid, to abet, to solicit. Two different things.
Do not buy the argument that if he intended to help him escape then he must be guilty. That is not the law and the reason you know it is not the law is because we are not going to find one guy guilty of murder using a lesser burden than the shooter. That is not the way the law is designed.
6 RR 38-39. The prosecutor came right back with the same, diluted law of parties
theory of criminal responsibility:
Now, let me go into this -- well, I will tell you what, defense argues two intents. All right? We have to prove, one, that Simon intended to kill Sam, the Defendant intended to kill Sam and that he intended to aid and assist in that. That is not correct.
The intent to kill can come from the other party. All right? We discussed this in the voir dire. We discussed this. The other person’s intention to kill can be transferred upon that party. And when that party tried to help that person, aided that person, assisted that person, that is where the intent comes from. So you get the intent from the other person who pulled out that gun and fired six times at Sam.
Now, the other intent is the intent to help. And the defense paints the picture that the intent has to be in premeditation, in building up. But that is not the case. Intent can happen like that (snaps fingers). Intent does not have to happen, "Hey, guys, let's go and do this. Let's go round up the posse and go do this drive-by."
This is how intent happens: When he (Appellant) got around that car, got back in that seat, put it in drive and sped off down that road.
Remember this picture? We discussed this picture. Remember that driver? That driver is a partner. He is driving, he is aiding those people. This is what we talked about. This is the exact slide. These are the things a person has to do to be considered a party to a murder or to a crime: Aid, encourages, directs or attempts to aid. These are the things that Simon Garcia did that day.
This is the quote directly from the -- the quote directly from the charge that defense counsel was arguing about. "Acting with the intent to promote or assist the commission of the offense." Where in that does it say you have to plan out, aforethought, your assistance has to come before it happened? It doesn't. Read it closely. It just says you have to assist, promote or assist.
6 RR 47-48.
The state argued that the defense was wrong to argue that the jury was
required to prove that the Appellant had “two intents” in his role as a party to
murder, specifically, that “Simon…intended to kill Sam and that he intended to aid
and assist in that,” claiming that “[t]hat is not correct.” The defense was indeed
correct. Specifically, the state was required to prove that 1. acting with intent to
promote or assist the commission of the offense, the Appellant 2. solicits,
encourages, directs, aids, or attempts to aid the other person to commit the
offense,” which was specifically included in the abstract and application
instructions. See 6 RR 8-9; Tex. Penal Code Section 7.02(a)(2). Moreover, in an
almost bizarre fashion, the prosecutor argued that the unknown gunman’s intent to
kill was, without more, “transferred” to the Appellant, so that you “get the intent
from the unknown gunman” who pulled out that gun and fired six times at Wass.
He then added that when the Appellant tried to “help,” “aid,” and “assist” the
unknown gunman “that is where the intent comes from…[s]o you get the intent
from the other person who pulled out that gun and fired six times at Sam.” That is,
the Appellant did not have to possess his own intent to murder, but somehow
automatically adopted it from the gunman. Therefore, according to the state, the
only thing the Appellant had to do to be convicted as a party to murder was to
“help” the unknown gunman, a clear case of mixing apples and oranges.
Indeed, the law of transferred intent is an established theory of criminal
responsibility that can be applicable to murder. See Manrique v. State, 994 S.W.2d
640, 647 (Tex. Crim. App. 1999) (stating that the statutory principle of transferred
intent is raised when there is evidence that a defendant with the required culpable
mental state intends to injure or harm a specific person but injures or harms a
different person or both); Tex. Penal Code Ann. §§ 6.04(b)(2). However, no such
allegation was raised by the evidence or honestly pursued by the state, nor did the
Court instruct the jury on this theory of criminal responsibility. However, the
prosecutor argued that the law of transferred intent allowed the jury to convict
Appellant of murder, as a party, simply by committing acts that may have
unwittingly furthered the unknown gunman’s own intent to murder Wass (i.e. by
driving the gunman to the location of the shooting), but without requiring that the
Appellant possess the intent to murder. This is clearly not the law, and therefore,
was also misleading to the jury.
b. No Premeditation Required of a Party to Murder:
The prosecutor further argued that the Defense erroneously, “paint[ed] a
picture that the intent has to be in premeditation, in building up,” adding that “that
is not the case,” explaining that intent could happen as quickly as by a snap of the
fingers, and not by some preparatory discussion, as in rounding up a “posse” and
doing a “drive-by.” He then elaborated that, as it pertained to the facts of our case,
the Appellant’s “intent” happened “[w]hen [the Appellant] got around that car, got
back in that seat, put it in drive and sped off down that road.” Clearly, the
Appellant’s intent, or acts in furtherance of his intent to commit murder, could not
have been conceived after the gunman unloaded on Wass. But the shenanigans
continued.
The state reminded the jury, from previous discussions in voir dire, that
because the driver, a partner to murder, was “driving,” therefore “he is aiding,”
adding “[t]hese are the things a person has to do to be considered a party to a
murder or to a crime,” posturing these facts as sufficient to aid, encourage, direct
or attempt to aid, and that this was what the Appellant “did that day.” This
segment illustrates the prosecutor’s mantra during closing argument, that because
the Appellant drove the vehicle to, and/or away from the location of the murder, he
was therefore a party to the murder.
Lastly, he quoted language from the charge, arguing that defense counsel’s
reference to the phrase “[a]cting with the intent to promote or assist the
commission of the offense,” did not require that “you have to plan out,
aforethought,” or that “your assistance has to come before [the murder happened],”
and pressing on the blatantly erroneous conclusion that this explained the legal
requirement of assisting or promoting, in the charge.
In order for a party to be criminally responsible for a murder, the party must,
at some point prior to the murder, be at least aware that some other party intends,
prospectively, to commit a murder. See Pesina v. State, 949 S.W.2d 374, 384
(Tex. App. San Antonio 1997) (One’s acts committed after the offense is
completed cannot make him a party to the offense) (citing Guillory v. State, 877
S.W.2d 71, 74 (Tex. App. Houston 1st Dist. 1994) (citing Morrison v. State, 608
S.W.2d 233, 235 (Tex. Crim. App. 1980)). Restated, you can’t be a party to
murder, as it were, “in hindsight.” It is conceptually legally possible to be
convicted as a party to murder by driving the gunman to the scene of the murder,
and/or by driving the gunman away from the site. But the huge caveat with these
two scenarios is that the party to murder must at least be aware that a murder is
intended at some future point in time. Even then, criminal responsibility does not
obtain unless the party first possesses an intent to murder that is wholly
independent from that of the actual gunman, independent of the affirmative steps
necessary to promote the murder.
In sum, the prosecutor argued that 1. a party to murder does not need to have
the intent to commit murder, but that the intent to murder can be infused into a
party by some sort of “transfer” from the actual gunman; and, 2. that criminal
responsibility as a party to murder derives from the acts of driving a gunman to, or
away from the location of the murder, without having had a preconceived
understanding that a murder was planned or was about to happen. The
prosecutor’s arguments were clearly and repeatedly misleading, in a dogged effort
to obtain a conviction, when it became abundantly clear that there was legally
insufficient evidence that the Appellant was criminally responsible for Wass’
murder.
For its part, except for one instance (6 RR 15), the trial court failed to rule
on objections from either side, directing each side to “proceed,” effectively leaving
the jury on its own to determine which interpretation of the law in the jury charge
was correct. See 6 RR15-16; 19; 20; 22; 25; 37.
c. Frivolous Objection During Closing Argument;
The state was not content with misleading the jury during its own
summation, but felt compelled to also interrupt defense counsel’s continued efforts
to properly explain the law of parties, as illustrated by the following passage:
DEFENSE ATTORNEY: It is not that you have to aid in the escape. That is just evidence of it. It doesn’t mean that if you find that Simon Garcia aided in the escape that he is automatically guilty. You must find that he intentionally and knowingly knew that there was going to be a crime committed, a crime of murder. That is what you must find.
MR. KARL: Your Honor, I am going to object. He is misstating the law.
6 RR 24-25. Thus, consistent with its efforts during jury argument, the state went
as far as to lodge a frivolous objection, in an effort to suggest that it was defense
counsel who was misleading the jury about the legal requirements of the law of
parties.
4. Any Other Relevant Information Revealed by the Record of the Trial as a Whole:
The Appellant has discussed all relevant information revealed by the record
of the trial as a whole, in the first three parts of the Almanza test.
5. Harm:
a. Prosecutorial Misconduct:
Because the evidence that the Appellant shot Wass was legally insufficient,
the state attempted to have the jury convict the Appellant as a party to murder, by
both preying on the natural sensibilities of the jury, and by misleading the jury as
to the law of parties. The state exploited the jury’s natural sense of outrage by
successfully convincing the jury that he was guilty of murder, as a party, simply
because he left with the gunman from the scene of the shooting, and therefore
convinced the jury to adopt an incomplete, and legally insufficient theory of
prosecution, to obtain a conviction.
b. Legally Deficient Charge:
When disjunctive theories are submitted to the jury and the jury renders a
general verdict of guilty, appeals based on evidentiary deficiencies must be treated
differently than those based on legal deficiencies. Guevara v. State, 191 S.W.3d
203, 207-08 (Tex. App. San Antonio 2005) (citing United States v. Tomblin, 46
F.3d 1369, 1385 (5th Cir. 1995)). If the challenge is evidentiary, as long as there
was sufficient evidence to support one of the theories presented, then the verdict
should be affirmed. Id. at 208. However, if, as in this case, the challenge is legal
and any of the theories was legally insufficient, then the verdict must be reversed.
Id.
In this case, the failure to link the law of parties application charge to each
of the two murder application paragraphs alleging that Wass was shot by the
unknown gunman, rendered a legally inadequate theory of prosecution that allowed
the jury to convict the Appellant solely if it believed that the unknown gunman
shot Wass, as alleged in the first, and/or the second murder application paragraphs,
neither of which can legally sustain a conviction for murder.
c. Lack of a Jury Unanimity Instruction:
The failure to properly link a law of parties application paragraph to each of
the murder application paragraphs, combined with the total lack of a jury
unanimity charge, allowed the jury to convict the Appellant, by a less than
unanimous verdict that he acted as a party to murder. Instead, a less than
unanimous combination of jurors could have convicted the Appellant on a legally
improper theory that either the unknown gunman, or someone else acted alone in
shooting Appellant, without the Appellant’s participation as a party to the offense
of murder, while the remainder may have convicted him as a party to murder,
which egregiously harmed him.
The Court should therefore reverse the Appellant’s conviction, and remand
his case for a new trial.
POINT OF ERROR NUMBER FOUR
THE APPELLANT’S CONVICTION SHOULD BE REVERSED BECAUSE IT WAS BASED ON A THEORY OF PROSECUTION THAT WAS NOT ALLEGED IN THE INDICTMENT.
A. Background Facts:
The indictment in this case charged Appellant with committing murder, via
two manner and means, in separate paragraphs of a single count. Paragraph A
alleged that the Appellant murdered Sam Wass by intentionally and knowingly
causing his death, by shooting him with a firearm. Paragraph B alleged that, with
the intent to cause serious bodily injury to Sam Wass, the Appellant committed an
act clearly dangerous to human life that caused his death, also by shooting Sam
Wass with a firearm. This is not what he was tried for.
At trial, the Appellant was tried on the theory that he caused Sam Wass’
death, not by shooting him, but that, acting with the intent to promote or assist in
the commission of the offense of murder, he solicited, encouraged, directed, aid, or
attempted to aid the actual gunman in committing Wass’ murder. In fact, the state
argued to the jury that Appellant was guilty of murder only as a party.
B. Legal Arguments with Authority:
Regardless of whether it is pled in the charging instrument, liability as a
party is an available legal theory if it is supported by the evidence. In re State ex
rel. Weeks, 391 S.W.3d 117, 124 (Tex. Crim. App. 2013). However, in Marable v.
State, 85 S.W.3d 287 (Tex. Crim. App. 2002), Judge Womack, joined by Judges
Johnson and Meyers, authored a dissent that disagreed with the position that “a
conviction may be authorized by a charge on the law of parties when the
indictment [does not allege it],” adding that he “[saw] nothing in Texas Penal Code
Section 7.01,” which contains the general law of parties, “that is contrary to the
general command of [Tex. Crim. Pro.] Article 21.03 that everything be alleged in
the indictment that is required to be proved.” See Marable v. State, 85 S.W.3d 287
(Tex. Crim. App. 2002) (J. Womack, J. Johnson, J. Meyers, Dissenting).
1. Error Preserved:
Judge Womack further expressed that error was preserved on this issue in
Marable, simply by objecting to the jury charge on the law of parties. He
When an indictment adequately alleges that the defendant committed an offense by his own conduct, there is nothing to indicate that the State may try to prove that he is criminally responsible for the conduct of another. So he cannot be required to except to the indictment because it lacks such an allegation. Indeed, this lack of notice is the very evil against which the constitutions and Article 21.03 are directed. If there is nothing in the indictment to suggest such a theory, the first notice to the defendant that the State relies on it may not come until the court proposes to authorize a conviction on such a theory in its charge to the jury. This was the procedure of which the appellant complains in this case. His objection to the court’s charge came as soon as the ground of objection became apparent, which is all that can be required.
Id. at 299-300. In our case, Appellant’s counsel also objected to the law of parties
charge, but was overruled by the trial court. 6 RR 4-5. He has thus preserved his
issue for appeal.
2. Harm Caused by Lack of Notice:
The unfairness of charging someone like Appellant as the primary actor in a
murder, only to proceed entirely on a theory of party liability at trial became
evident at trial during closing arguments by trial counsel for the Appellant, who
argued:
Treat this as a murder because that is how they indicted it. For two years they could have amended their indictment, for two years they could have said and added law of parties language and they chose not to. Do you know why? Because I suspect that they believed that someone was going to say that Simon was the shooter. I bet they were as surprised as everybody else. So then they have this back-up plan, and the back-up plan is the law of parties.
6 RR 24.
Appellant concedes that current precedent from the Texas Court of Criminal
Appeals disavows Judge Womack’s position in Marable, but he raises it for future
review, if need be, before the Court of Criminal Appeals. 4
4 Judge Womack has since retired from the bench, while Judges Johnson and Meyers
remain. Of the majority in Marable, Chief Judge Keller, Judge Keasler and Judge Hervey still remain on the bench, with the possibility of a change in law, by the remaining four Judges.
CONCLUSION AND PRAYER
Mr. Garcia prays that this Court reverse his conviction, and render an order
of acquittal. Alternatively, Appellant prays that this Court reverse his conviction,
and remand his case for a new trial.
Respectfully submitted,
JORGE G. ARISTOTELIDIS Tower Life Building 310 South St. Mary’s St. Suite 1830 San Antonio, Texas 78205 (210) 277-1906 jgaristo67@gmail.com
By: ___________________________________ JORGE G. ARISTOTELIDIS SBN: 00783557
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the foregoing Opening Brief
for the Appellant was served upon the Bexar County District Attorney’s Office, in
San Antonio, Texas by email, on the 20th day of April, 2015.
_____________________________ JORGE G. ARISTOTELIDIS
CERTIFICATE OF COMPLIANCE
In accordance, and in compliance with Tex. R. App. P. 9.4, I hereby certify
that this brief contains 13,610 words, which have been counted by use of the Word
program with which this brief was written.
Simon Rene Garcia v. State (Simon Rene Garcia v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.