Simmons Foods, Inc. v. Willis

191 F.R.D. 625, 46 Fed. R. Serv. 3d 962, 2000 U.S. Dist. LEXIS 6467, 2000 WL 300152
CourtDistrict Court, D. Kansas
DecidedFebruary 2, 2000
DocketNo. 97-4192-RDR
StatusPublished
Cited by17 cases

This text of 191 F.R.D. 625 (Simmons Foods, Inc. v. Willis) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Simmons Foods, Inc. v. Willis, 191 F.R.D. 625, 46 Fed. R. Serv. 3d 962, 2000 U.S. Dist. LEXIS 6467, 2000 WL 300152 (D. Kan. 2000).

Opinion

[629]*629 MEMORANDUM AND ORDER

WAXSE, United States Magistrate Judge.

Before the Court is Plaintiffs motion to quash a subpoena commanding Plaintiffs counsel Brock Snyder to appear for deposition and for protective order (doc. 108) and Plaintiffs motion to determine as a matter of law the viability of a comparative negligence affirmative defense (doc. 125).

I. Factual Background

On April 5, 1995, Teets Food Distribution Company (“the debtor” or “Teets”) filed a petition for relief under Chapter 11 of the United States Bankruptcy Code. Pursuant to a provision within the bankruptcy code, the debtor continued to operate its business as a debtor in possession. Jeffrey L. Willis of Willis & Holmes, P.A. and Bill H. Raymond of Schultz & Lonker, Chtd. (collectively “Defendants”) served as attorneys for the debtor throughout these bankruptcy proceedings.

On or about April 13,1995, the debtor filed an adversary proceeding against Simmons Foods, Inc. (“Simmons” or “Plaintiff’) seeking to set aside Simmons’ claimed security interest in the debtor’s accounts receivables. On October 10, 1995, the debtor filed a Plan of Reorganization and a Disclosure Statement which, consistent with assertions within the pending adversary proceeding, identified Simmons as an unsecured creditor.

On January 12, 1996, however, the debtor filed an Amended Plan and Disclosure Statement. The Amended Plan identified Simmons as a secured creditor and provided for payment to Simmons upon collection of the debtor’s accounts receivables. Simmons asserts it voted in favor of the debtor’s reorganization plan on the basis of its treatment as a secured creditor pursuant to this January 12,1996 Amended Plan and Disclosure Statement.

Simmons received its first payment under the approved Amended Plan on March 31, 1996 but did not receive any further payments. Simmons contends it did not receive further payments due to the fact that many of the accounts receivables identified in the debtor’s Amended Plan and Disclosure Statement were uncollectible bad debts. Simmons further contends that, although the attorneys representing the debtors knew or should have known when it filed the Amended Plan and Disclosure Statement that many of the accounts receivables were uncollectible, the debtor’s attorneys failed to communicate this information to Simmons or to the Bankruptcy Court. Simmons now brings the instant lawsuit against the debtor’s attorneys for negligence, detrimental reliance and fraud in conjunction with the debtor’s bankruptcy proceedings. Relevant to the motion pending before the Court, attorney Brock Snyder (“Snyder”) represented Simmons in the underlying bankruptcy proceedings and currently represents plaintiff Simmons in this action as well.

On June 17, 1999, the Willis Defendants served Snyder with a subpoena commanding his appearance for deposition. The subpoena also commanded Snyder bring to the deposition his entire file regarding representation of Simmons in the Teets bankruptcy matter. Plaintiff moves to quash the Snyder subpoena for deposition and requests the Court issue a protective order prohibiting the deposition altogether. In support of its request, Plaintiff argues the information sought is protected from disclosure by the attorney-client privilege and the work-product doctrine.

Conversely, the Willis Defendants claim they are entitled to depose Mr. Snyder and discover privileged information he possesses, because Snyder’s actions (or failures to act) during the Teets bankruptcy proceedings are critical to determine the proximate cause of Plaintiffs damages. More specifically, the Willis Defendants specifically allege as an affirmative defense to this action that the

injuries and damages claimed by Plaintiff in all counts of the Complaint were directly and proximately caused by the negligence of Plaintiff or the negligence of other third persons or parties over whom these answering defendants have no right or duty to control and cannot be held legally liable therefor. Furthermore, the negligence of all persons or parties to the subject occurrence must be compared pursuant to K.S.A. 60-258a.

[630]*630(Answer of Willis Defendants at ¶ 15, doc. 32.) The Willis Defendants assert Snyder is a “third person” whose negligence contributed to Plaintiffs damages. Thus, they contend Snyder’s actions or failure to act during the bankruptcy proceedings, whether privileged or , not, are discoverable for comparative fault purposes. The question thus presented is whether the deposition subpoena should be quashed, and/or a protective order issued, to prevent the Willis Defendants from deposing Plaintiffs attorney Brock Snyder.

II. Discussion

The court “shall quash or modify [a] subpoena if it ... requires disclosure of privileged or other protected matter and no exception or waiver applies, or [if it] subjects a person to undue burden.” Fed.R.Civ.P. 45(c)(3)(A)(iii) and (iv). Moreover, and for good cause shown, the court “may make any order which justice requires to protect a party or person from annoyance, embarrassment, oppression, or undue burden or expense.” Fed.R.Civ.P. 26(c). Such orders may include completely prohibiting certain discovery or imposing a designated method by which discovery must be conducted. Fed. R.Civ.P. 26(c)(1) and (3). One seeking a protective order or to quash a subpoena carries the burden to show good cause and/or the right to be protected. Sentry Ins. v. Shivers, 164 F.R.D. 255, 256 (D.Kan.1996.)

“An attorney, even an attorney for a party to the suit, is subject to being deposed.” Mike v. Dymon, Inc., 169 F.R.D. 376, 378 (D.Kan.1996) (quoting Kelling v. Bridgestone/Firestone, Inc., 153 F.R.D. 170, 171 (D.Kan.1994)). “Courts do not favor thwarting a deposition.” Id. (citing Leighr v. Beverly Enterprises-Kansas Inc., 164 F.R.D. 550, 552 (D.Kan.1996)). Barring extraordinary circumstances, courts rarely will grant a protective order which totally prohibits a deposition. Id. (citation omitted.) A request to take the deposition of an attorney for a party may, however, constitute an extraordinary circumstance justifying departure from the normal rule. Id. “While the Federal Rules do not prohibit the deposition of an attorney for a party, experience teaches that countenancing unbridled depositions of attorneys often invites delay, disruption of the case, harassment, and unnecessary distractions into collateral matters.” Id. (quoting Hay & Forage Indus. v. Ford New Holland, Inc., 132 F.R.D. 687, 689 (D.Kan.1990)).

Neither the Tenth Circuit nor the District of Kansas have adopted a definitive test to determine when it is appropriate for a court to grant a protective order prohibiting the deposition of a party’s attorney. The rule most frequently cited by the courts, however, is set forth in the case of Shelton v. American Motors Corp., 805 F.2d 1323, 1326 (8th Cir.1986). The Shelton

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191 F.R.D. 625, 46 Fed. R. Serv. 3d 962, 2000 U.S. Dist. LEXIS 6467, 2000 WL 300152, Counsel Stack Legal Research, https://law.counselstack.com/opinion/simmons-foods-inc-v-willis-ksd-2000.