Silvestri v. Grant

496 F.2d 593, 181 U.S.P.Q. (BNA) 706, 1974 CCPA LEXIS 170
CourtCourt of Customs and Patent Appeals
DecidedMay 9, 1974
DocketPatent Appeal No. 8978
StatusPublished
Cited by26 cases

This text of 496 F.2d 593 (Silvestri v. Grant) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Silvestri v. Grant, 496 F.2d 593, 181 U.S.P.Q. (BNA) 706, 1974 CCPA LEXIS 170 (ccpa 1974).

Opinions

RICH, Judge.

This appeal is from the decision of the Patent Office Board of Patent Interferences awarding priority to appellee, the senior party, Grant et al. (hereinafter Grant). We reverse.

The sole count corresponds to claim 1 of Grant’s patent,1 on which he is involved in this interference. Appellants, Silvestri et al. (hereinafter Silvestri), provoked this interference by filing an application2 after the issuance of the Grant patent, alleged to be a continuation-in-part of an earlier application.3

Silvestri took testimony and introduced documentary evidence to prove conception of the invention and its actual reduction to practice prior to Grant’s filing date. Grant also took testimony and introduced exhibits. This was done, however, to rebut Silvestri’s evidence rather than to prove a date of invention earlier than Grant’s filing date. Accordingly, Grant is restricted to his December 26, 1962, filing date as his date of invention and that is the date Silvestri must overcome.

The count reads:

A new crystalline form of D-6-(2amino-2-phenyl-aeetamido) penicillanic acid characterized by being substantially free of water in the chemically bound state, having a molecular weight of about 349, having an infrared spectrograph as disclosed in Fig. 1 of the drawings, and possessing substantially greater storage stability than hydrated crystalline D-6-(2-amino-2-phenyl-acetamido) penicillanic acid.

D-6- (2-amino-2-phenyl-acetamido) penicillanic acid is an antibiotic generically known as “ampicillin.” Both parties agree that a form of ampicillin was known to the prior art. However, it contained from 2.5 to 10% by weight of water, lacked storage stability, and the process by which it was obtained was too expensive to be commercially feasible. The count distinguishes from that prior art form of ampicillin.

In the Grant patent, the prior art form of ampicillin is referred to as “am[596]*596picillin A” whereas the form defined by the count is designated “ampicillin B.” Silvestri’s application uses the terms “Form I” and “Form II,” respectively, to designate the same forms of ampicillin.

The board held Silvestri was not entitled to rely on his earlier-filed application as a constructive reduction to practice because it did not disclose the subject matter of the count4 and also held he had not sustained his burden of proving beyond a reasonable doubt5 either conception or actual reduction to practice of the invention prior to Grant’s filing date.

The Decision of the Board

The board held that Silvestri had not conceived or actually reduced the invention to practice before Grant’s filing date and its opinion suggests that the ampicillin of the count had not been prepared prior to December 26, 1962, in the laboratories of Bristol Myers Co. (Bristol), the assignee of the Silvestri application. However, even more important to its decision was the board’s conclusion that at the time the invention was alleged to have been made by Silvestri, there was no contemporaneous recognition that the new form of ampicillin defined by the count had been made. In this regard, the board made the following observations:

* * * we have examined the entire testimony taken on behalf of Silvestri * * * and fail to find any evidence or [sic, of?] recognition or conception of the invention of the count prior to December 26, 1962, the record date of Grant. * * *
* * * * * *
* * * since Silvestri had no conception of the invention of the count prior to Grant’s record date, on this ground alone, Silvestri cannot prevail in this proceeding and we so hold.

The board was obviously motivated to some extent to reach this conclusion because of the nature of the circumstances which led to the preparation and filing of the Silvestri application. It appears that Mr. Brink, counsel who prepared the Silvestri application, became aware of the Grant patent shortly after its issuance and began an investigation to determine whether the compound of the count had been prepared at Bristol. In response to interrogatories, Brink made the following statement, quoted in the board opinion, regarding his investigation:

The investigation included discussing with David A. Johnson the subject matter of the invention claimed in U. S. Patent No. 3,144,445 and determining from him that anhydrous a-aminobenzylpenicillin possessing considerably greater storage stability than previously known hydrated a-aminobenzylpenicillin had been prepared early in 1962 by a process which he and Herbert H. Silvestri had invented, which process is described in U. S. Patent No. 3,180,862. I obtained, either from Dr. Johnson or someone else in the pilot plant, the run data for making * * * anhydrous D-(-)a-aminobenzylpenicillin. I then obtained the infrared curve for this lot from someone in the Control Group and stability data for this lot from someone in the Product Development Group. Mr. Joseph Bomstein examined the infrared tracing for [this] lot * * * and compared it to the infrared tracing contained in Figure 1 of U. S. Patent 3,144,445 and con[597]*597firmed the fact that they were substantially identical.

In view of these circumstances the board drew the following negative inference relative to appellant’s recognition of the invention:

In conclusion, although not necessarily dispositive of the issues before us, in our opinion, it seems that the appearance of the involved Grant patent on the scene was the spur that led to or catalyzed the filing of the involved Silvestri application.

Also before the board was the question of whether Silvestri abandoned, suppressed or concealed the invention within the meaning of 35 U.S.C. § 102(g). However, in view of its determination that Silvestri had not reduced the invention to practice, the board did not reach that issue.

OPINION

The ampicillin of the count is a new form of an otherwise old composition. It is now well settled that in such a case there is no conception or reduction to practice where there has been no recognition or appreciation of the existence of the new form. Heard v. Burton, 333 F.2d 239, 51 CCPA 1502 (1964); and Langer v. Kaufmann, 59 CCPA 1261, 465 F.2d 915 (1972).

The evidence in both of the above cases established that the appellants had actually obtained the novel subject matter6 at a date earlier than the dates of invention accorded their opponents. However, in each instance the evidence also established that this success was not recognized until a later date. Absent a contemporaneous recognition that the new form had been obtained, and, in Heard, absent a recognition that it had been used in the claimed process, we held that there had not been conception or reduction to practice.

The rule applied in Heard and Langer

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Bluebook (online)
496 F.2d 593, 181 U.S.P.Q. (BNA) 706, 1974 CCPA LEXIS 170, Counsel Stack Legal Research, https://law.counselstack.com/opinion/silvestri-v-grant-ccpa-1974.