Sierra Club v. United States Environmental Protection Agency

167 F.3d 658, 334 U.S. App. D.C. 421, 29 Envtl. L. Rep. (Envtl. Law Inst.) 20645, 48 ERC (BNA) 1161, 1999 U.S. App. LEXIS 3162
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 2, 1999
Docket97-1686
StatusPublished
Cited by45 cases

This text of 167 F.3d 658 (Sierra Club v. United States Environmental Protection Agency) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sierra Club v. United States Environmental Protection Agency, 167 F.3d 658, 334 U.S. App. D.C. 421, 29 Envtl. L. Rep. (Envtl. Law Inst.) 20645, 48 ERC (BNA) 1161, 1999 U.S. App. LEXIS 3162 (D.C. Cir. 1999).

Opinion

Opinion for the Court filed by Circuit Judge STEPHEN F. WILLIAMS.

*660 STEPHEN F. WILLIAMS, Circuit Judge:

Section 129 of the Clean Air Act, added by the 1990 amendments, directs EPA to establish performance standards for new and existing medical waste incinerators (“MWIs”), including “emissions limitations and other requirements” for new units and “guidelines ... and other requirements” for existing units. 42 U.S.C. § 7429(a)(1). In general, the standards 1 are to

reflect the maximum degree of reduction in emissions of air pollutants ... that the Administrator, taking into consideration the cost of achieving such emission reduction, and any non-air quality health and environmental impacts and energy requirements, determines is achievable for new or existing units in each category.

42 U.S.C. § 7429(a)(2). The EPA explains that this level of control is commonly referred to as “maximum achievable control technology,” or “MACT.” See 62 Fed.Reg. 48,348, 48,351/3 (1997).

The statute supplements this general directive with specific requirements, detailed below, that dictate minimum levels of stringency below which EPA may not go (using the phrase “shall not be less stringent than”). See 42 U.S.C. § 7429(a)(2). The parties refer to these requirements as “floor” provisions. (The nomenclature can be confusing because these sentences in fact establish máximums on the emissions that EPA’s standards may permit.) The statute of course authorizes EPA to establish still stricter standards if it finds them “achievable.” In its rulemaking, the EPA first established each floor (i.e., addressed the “not less stringent than” provisions) and then considered whether to set the standard at a stricter level. See 62 Fed.Reg. 48,348, 48,353/2 (1997). In some cases EPA found greater stringency achievable, in others not.

The petitioners, the Sierra Club and the Natural Resources Defense Council (both referred to here simply as the Sierra Club), challenge EPA’s rule establishing MWI standards, complaining principally that EPA failed to comply with the specifications of § 7429(a)(2) for the floors. Although we reject the Sierra Club’s statutory construction challenge, we conclude that there are serious doubts about the reasonableness of EPA’s treatment of the floor requirements, and remand the rule for further explanation. The Sierra Club also claims that EPA should have required MWIs to use pollution prevention measures, such as programs to reduce waste streams, and that it unlawfully failed to consider certain “non-air quality” effects of MWI pollution on health and the environment. We reject both these claims.

I. Floors for Existing Units

The Clean Air Act contains the following floor requirement for existing MWIs:

Emissions standards for existing units in a category may be less stringent than standards for new units in the same category but shall not be less stringent than the average emissions limitation achieved by the best performing 12 percent of units in the category. The Administrator may distinguish among classes, types, ... and sizes of units within a category in establishing such standards.

42 U.S.C. § 7429(a)(2).

The EPA’s first step was to divide the MWI population into three subcategories, based on waste-burning capacity: small, medium, and large. 61 Fed.Reg. 31,736, 31,-740/2 (1996). Setting standards for nine pollutants in each of these three subcategories, EPA went on to make 27 separate floor determinations.

To do so, it surveyed the emissions limits imposed by state regulations and permit requirements, reasoning that each such limit was an “emissions limitation” within the meaning of the Clean Ar Act. Then, for each of the nine pollutants covered by the *661 standards, EPA ranked the incinerators by the stringency of the control provisions to which they were subject, from strictest to laxest. Finally, it selected the 12 percent of the incinerator population subject to the strictest controls and set the floor level for the subcategory by averaging the emissions limitations governing those incinerators. See 61 Fed.Reg. 31,736, 31,744-45 (1996).

For 17 out of the 27 floors to be established, however, EPA found that the share of the MWI population covered by any regulatory requirement was less than 12 percent. See Patrick Chang, Letter to Jim Pew, June 4,1998, at 1. (Questions about the validity of this finding are discussed below.) So for these 17 EPA supplemented the regulatory data with “uncontrolled” data — data from its test program recording the performance of incinerators with no pollution controls. See 61 Fed.Reg. 31,736, 31,745/2 (1996); Suzanne Shoraka Blair, “Determination of the Maximum Achievable Control Technology (MACT) Floor for Existing Medical Waste Incinerators,” Jan. 31, 1996, at 2 (“Blair Mem.”). For instance, EPA estimated the total population of small MWIs at 1,118, so that 12 percent amounted to 135 units. Id. But it found that state limitations covered 135 or more MWIs only with regard to two of the nine pollutants. Its solution for the other seven pollutants is illustrated' by its treatment of hydrogen chloride (HC1). Estimating that only 91 small MWIs were actually subject to state HC1 limits, EPA assumed that the last 44 units in the top 12 percent were not subject to emissions control at all. To calculate the HC1 standard it averaged the state ceilings (evidently weighted for the number of units covered), together with the highest (i.e., worst) of the results from its own testing of uncontrolled small MWIs, weighted 44 times. Id. at 2-4.

A. Challenge to Statutory Construction

The Sierra Club argues that EPA’s use of regulatory permit data rather than performance data violated the statute’s requirement to base the floors on “emissions limitation[s] achieved.” § 7429(a)(2). The EPA defends itself principally with a tortured argument that 42 U.S.C. § 7602(k), which defines an “emission limitation” solely as a type of regulatory requirement, applies here in the sense of allowing the use of regulatory data, but not in the sense of requiring the use of such data exclusively. The Sierra Club’s arguments to the contrary lead off with the claim that § 7602(k) cannot apply here because it defines an “emission limitation,” while § 7429(a)(2), the provision calling for these standards, refers to an “emissions limitation.”

The parties beckon us into a labyrinth, but in this case, unlike the hapless Athenian youths and maidens given in tribute to King Minos, we are not compelled to enter.

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Bluebook (online)
167 F.3d 658, 334 U.S. App. D.C. 421, 29 Envtl. L. Rep. (Envtl. Law Inst.) 20645, 48 ERC (BNA) 1161, 1999 U.S. App. LEXIS 3162, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sierra-club-v-united-states-environmental-protection-agency-cadc-1999.