Sierra Club v. Superior Court

302 P.3d 1026, 57 Cal. 4th 157, 158 Cal. Rptr. 3d 639, 41 Media L. Rep. (BNA) 2097, 2013 WL 3369079, 2013 Cal. LEXIS 5625
CourtCalifornia Supreme Court
DecidedJuly 8, 2013
DocketS194708
StatusPublished
Cited by133 cases

This text of 302 P.3d 1026 (Sierra Club v. Superior Court) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sierra Club v. Superior Court, 302 P.3d 1026, 57 Cal. 4th 157, 158 Cal. Rptr. 3d 639, 41 Media L. Rep. (BNA) 2097, 2013 WL 3369079, 2013 Cal. LEXIS 5625 (Cal. 2013).

Opinion

Opinion

LIU, J.

Like many counties in California, Orange County (the County) maintains a large database of information about land parcels in a geographic information system (GIS) file format. With this database, called the “OC Landbase,” a user with appropriate software can create a layered digital map containing information for over 640,000 specific parcels of land in Orange County, including geographic boundaries, assessor parcel numbers, street addresses, and links to additional information on the parcel owners. The issue in this case is whether the OC Landbase is subject to disclosure in a GIS file format at the actual cost of duplication under the California Public Records Act (Gov. Code, § 6250 et seq.) or whether, as the County contends, it is *162 covered by the statute’s exclusion of “[c]omputer software” (Gov. Code, § 6254.9, subd. (a))—a term that “includes computer mapping systems” (id., § 6254.9, subd. (b))—from the definition of a public record. We hold that although GIS mapping software falls within the ambit of this statutory exclusion, a GIS-formatted database like the OC Landbase does not. Accordingly, such databases are public records that, unless otherwise exempt, must be produced upon request at the actual cost of duplication.

I.

In June 2007, petitioner Sierra Club sent a letter to the Orange County Assessor requesting a copy of the OC Landbase pursuant to the California Public Records Act (PRA). Amici curiae representing a variety of media and open-government groups explain the functionality and value of the database at issue: “Using software available on the open market and the GIS-formatted landbase that is at issue in this case, any interested person can layer other publicly available electronic datasets on top of the landbase and perform a computer-assisted analysis of those datasets in ways that are simply not possible without the base layer. ... [1] For example ... a property owner can use GIS-formatted landbase data to locate other similar parcels and see whether [the owner’s] taxes are higher or lower than those being paid by others, orto determine whether zoning decisions are similar as to comparable properties, which in turn can shed light on the fairness of a government’s taxing or zoning decisions. . . . [P]ublic dissemination of GIS-formatted mapping data is also critical to the non-profit sector’s ability to monitor and respond to government actions involving real property. For example, Petitioner Sierra Club sought the records at issue in this action to determine—and convey to the public—the status of large areas of open space in Orange County, including whether each area is protected from development by conservation easements or public ownership or is threatened by a proposed development.”

Sierra Club’s request began a lengthy exchange between the two parties concerning the public record status of the OC Landbase. In March 2009, the County agreed to produce records containing the information underlying the OC Landbase, including assessment rolls, parcel maps, tract maps, survey records, lot line adjustments, and transfer deeds. The County offered to provide such records in Adobe PDF electronic format or as printed paper copies. However, the County took the position that the PRA did not require it to disclose the same records in a GIS file format and that it would provide the records in that format only if Sierra Club paid a licensing fee and agreed to the license’s restrictions on disclosure and distribution. According to the County, the licensing agreement enables the County to recoup a portion of the substantial costs it incurs to develop and maintain the OC Landbase. A 2009 *163 declaration by the County’s surveyor reported that the County had spent over $3 million in the previous five years to maintain the OC Landbase. According to Sierra Club’s expert, the County’s licensing policy is different from the practice of most counties in California: 47 of the state’s 58 counties, including Los Angeles County, provide access to GIS-formatted parcel base maps as public records. If the OC Landbase must be disclosed as a public record, the County could charge Sierra Club only the actual cost of duplication. If it is not, the County has the option to license the database according to the terms of its licensing policy.

Sierra Club sought a writ of mandate from the superior court to compel the County to provide the OC Landbase in a GIS file format as a public record for a fee covering only the direct cost of duplication, with no requirement that Sierra Club comply with the licensing agreement. Before ruling, the superior court permitted extensive briefing from both parties and conducted a two-day evidentiary hearing. The hearing focused on the County’s claim that the OC Landbase was excluded from the PRA’s definition of a public record because it fell within the statutory exclusion for “[c]omputer software,” a term that “includes computer mapping systems.” (Gov. Code, § 6254.9, subds. (a), (b) (hereafter section 6254.9(a) and section 6254.9(b)); all further undesignated statutory references are to the Government Code.)

Before the hearing, the parties stipulated that the OC Landbase refers to the County’s parcel data in a GIS file format. They defined “GIS file format” to mean “that the geographic data can be analyzed, viewed, and managed with GIS software, and it includes formats such as ESRI Shape Files, Modular GIS Environment (‘MGE’), and Oracle Spatial.” Although the County uses the term “Landbase” internally to refer to its entire mapping system—not only the data but also the software used to run it—the County confirmed at the hearing that the term “Landbase,” when used externally, refers only to the parcel map data held in a GIS file format. The parties agree that “[t]he OC Landbase in the format the Sierra Club has requested, and in which it is currently distributed to OC Landbase licensees, does not contain programs, routines, and symbolic languages that control the functioning of computer hardware and direct its operation.” The County relies on software obtained from Oracle to create and access the OC Landbase. If the OC Landbase is produced in a GIS file format, Sierra Club must use its own GIS software to access the data.

Following the evidentiary hearing, the superior court issued an order denying the petition for writ of mandate, along with a 16-page statement of decision. The court found that the County “offered persuasive testimony and evidence that the term ‘GIS’ refers to ‘an integrated collection of computer software and data used to view and manage information about geographical *164 places, analyze spatial relationships and model spatial processes.’ ” The court further “credited] the County’s evidence and the testimony of witnesses that the OC Landbase in a GIS file format is part of a computer mapping system.” “To that end, the OC Landbase in GIS file format is not a public record, but falls within Section 6254.9’s exception to the PRA’s general rules of disclosure.” On that basis, the superior court denied Sierra Club’s petition for writ of mandate.

On appeal, the Court of Appeal affirmed.

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Bluebook (online)
302 P.3d 1026, 57 Cal. 4th 157, 158 Cal. Rptr. 3d 639, 41 Media L. Rep. (BNA) 2097, 2013 WL 3369079, 2013 Cal. LEXIS 5625, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sierra-club-v-superior-court-cal-2013.