Sierra Club v. John Hankinson

296 F.3d 1021, 53 Fed. R. Serv. 3d 1135, 32 Envtl. L. Rep. (Envtl. Law Inst.) 20776, 55 ERC (BNA) 1043, 2002 U.S. App. LEXIS 13197, 2002 WL 1426554
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 2, 2002
Docket01-14587
StatusPublished
Cited by43 cases

This text of 296 F.3d 1021 (Sierra Club v. John Hankinson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sierra Club v. John Hankinson, 296 F.3d 1021, 53 Fed. R. Serv. 3d 1135, 32 Envtl. L. Rep. (Envtl. Law Inst.) 20776, 55 ERC (BNA) 1043, 2002 U.S. App. LEXIS 13197, 2002 WL 1426554 (11th Cir. 2002).

Opinion

CARNES, Circuit Judge:

The order we have before us in this appeal is based upon either an interpretation of a consent decree or a modification of the decree. Which one of the two the order is determines whether we have jurisdiction to review it. If the order is a modification of the decree, instead of merely an interpretation, we have appellate jurisdiction and the issue we must then decide is whether the district court abused its discretion by modifying the decree- as it did.

The consent decree itself resulted from a lawsuit brought by Sierra Club, along with a collection of state and local environmental organizations, against EPA. 1 The plaintiff environmental groups (for convenience we will refer to them collectively as Sierra Club), had sued EPA to force it to establish and implement pollution standards for Georgia waterways. The consent decree that was eventually entered set out a timetable for the establishment of those standards. EPA did establish the standards.

A couple of years after the consent decree had been entered, none of the pollution standards EPA established as a result of the decree had actually been implemented. Upset with the lack of progress, Sierra Club moved the district court to reopen the consent decree and to take action compelling EPA to develop implementation plans for the standards. EPA took the position that the- State of Georgia had the primary responsibility for implementing the standards EPA had established. The district court deferred ruling on Sierra Club’s motion pending Georgia’s development of the implementation plans. Once Georgia filed with the court what it asserted were the required-plans, EPA moved to have Sierra Club’s motion to re-open and compel declared moot. Sierra Club responded that Georgia’s implementation plans were not adequate and insisted that EPA had the responsibility under the decree for formulating them. The district court denied EPA’s mootness motion because it agreed with Sierra Club that the consent decree required EPA to develop implementation plans or to ensure that those Georgia developed were adequate to satisfy the Clean Water Act.

EPA has appealed the district court’s order refusing to dismiss as' moot Sierra Club’s motion to re-open and compel, eon- *1024 tending that the court’s decision to impose on it an implementation-plan requirement modified the decree, and that the modification was an abuse of the district court’s discretion. Sierra Club takes the position that the district court, when it stated EPA was required to develop implementation plans, was not modifying but merely interpreting the consent decree. If that is so, we lack jurisdiction over this appeal, because the only possible jurisdictional basis for it is 28 U.S.C. § 1292(a)(1) which authorizes us to review interlocutorily an order modifying an injunction. Sierra Club also argues in the alternative that, even if the district court’s interpretation of the decree crossed the line into modification, thereby giving us jurisdiction to review it, we should hold that in view of changed circumstances the modification was not an abuse of discretion.

Our reading of the consent decree convinces us it did not require EPA to develop an implementation plan for the water quality standards it was to set, and the clarity of the decree on the point is sufficient that the district court’s later imposition of such a requirement constitutes a modification of the decree. As a result, we have jurisdiction to review the district court’s action, and we conclude that the court abused its discretion by grafting onto the decree a substantial modification that was not part of the original bargain between the parties.

I. BACKGROUND

The dispute about the terms of the consent decree plays out against the background of the statutory and regulatory scheme established by the Clean Water Act, 33 U.S.C. § 1251 et seq., so we will start with a description of that scheme. Congress passed the Clean Water Act (the “Act”) “to restore and maintain the chemical, physical, and biological integrity of the Nation’s waters.” 33 U.S.C. § 1251(a). To achieve that goal, the Act gives EPA two main roles and responsibilities. The first is issuing permits that govern individual discharges of pollutants, and the second is setting global water quality standards for particular bodies of water.

Permits and Point Sources

Section 301(a) of the Act prohibits the discharge of any pollutants except those that are sanctioned by a permit. 33 U.S.C. § 1311(a). The statute gives EPA the authority to issue permits for point sources, and those permits are to establish technology-based effluent limitations that incorporate increasingly stringent levels of pollution control technology over time. 33 U.S.C. §§ 1311(b)(1)(A), (B), (b)(2). The limits set out in the permits are to be based on how low current technology can push pollution levels, and those limits are to be lowered as pollution-reducing technology improves. Permits are issued to individual dischargers through the National Pollutant Discharge Elimination System (NPDES) program. Id. at § 1342. Like most states, Georgia administers the NPDES program within its borders subject to EPA oversight of the states’s permit-issuing procedures. 2

Permits cannot control all sources of pollution. They are aimed only at pollution coming from a “point source,” which is “any discernible, confined and discrete conveyance ... from which pollutants are or may be discharged,” that offers a particular “point” to measure the amount of *1025 pollution being discharged. 33 U.S.C. § 1362(14).

Non-Point Sources, Water Quality Standards, and TMDLs

In addition to originating from point sources, pollution also comes from non-point sources, such as runoff from farmlands, mining activity, housing construction projects, roads, and so on. Non-point sources cannot be regulated by permits because there is no way to trace the pollution to a particular point, measure it, and then set an acceptable level for that point. Therefore, to regulate non-point pollution, the Act requires states to establish water quality standards. 33 U.S.C. §§ 1313(a)-(e). To determine the water quality standard, a state designates the use for which a given body of water is to be protected (fishing, for example), and then determines the level of water quality needed to safely allow that use. Id. at § 1313(c)(2)(A). That level becomes the water quality standard for that body of water.

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Bluebook (online)
296 F.3d 1021, 53 Fed. R. Serv. 3d 1135, 32 Envtl. L. Rep. (Envtl. Law Inst.) 20776, 55 ERC (BNA) 1043, 2002 U.S. App. LEXIS 13197, 2002 WL 1426554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sierra-club-v-john-hankinson-ca11-2002.