Shoulders v. State

578 N.E.2d 693, 1991 Ind. App. LEXIS 1568, 1991 WL 191638
CourtIndiana Court of Appeals
DecidedSeptember 23, 1991
Docket49A02-9012-PC-726
StatusPublished
Cited by5 cases

This text of 578 N.E.2d 693 (Shoulders v. State) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shoulders v. State, 578 N.E.2d 693, 1991 Ind. App. LEXIS 1568, 1991 WL 191638 (Ind. Ct. App. 1991).

Opinions

[695]*695SHARPNACK, Judge.

Robert E. Shoulders appeals the denial of his petition for post-conviction relief. We affirm.

Shoulders raises three issues on appeal:

1. Did the post-conviction court err in holding that the supreme court's decision in Shoulders's direct appeal is res judica-to and bars reconsideration of the trial court's alleged error in prohibiting Shoulders from asking a state's witness, who, pursuant to a plea bargain, had agreed to testify against Shoulders, whether he knew the maximum possible penalty for a class A felony?
2. Was Shoulders deprived of effective assistance of trial or appellate counsel?
3. Did the prosecutor engage in misconduct which prejudiced Shoulders's right to due process of law?

Shoulders was convicted of robbery and theft. The facts of the crime are reported in the supreme court opinion affirming his conviction on direct appeal. Shoulders v. State (1985), Ind., 480 N.E.2d 211, 211-212.

While testifying at his trial, Shoulders admitted that he committed the theft, but denied that he committed the robbery. His conviction of robbery was based in part on the testimony of his accomplice, Floyd Mullins, who had earlier entered into a plea agreement with the state. The plea agreement provided that Mullins would testify against Shoulders and plead guilty to class B felony burglary and that the state, in return, would forgo prosecuting Mullins for class A felony robbery and class D felony theft. Mullins received a sentence of six years imprisonment on the burglary conviction.

At trial, Mullins divulged the terms of the plea agreement on direct examination. Under cross-examination, he stated that he had been informed of the maximum possible sentence for a class B felony. Shoul ders's counsel asked him if he was aware of the maximum possible sentence for a class A felony. The state objected, and the trial court sustained the objection.

Shoulders took a direct appeal to the supreme court challenging the trial court's refusal to allow his counsel to ask the question on cross-examination. The unanimous supreme court, writing through Justice DeBruler, rejected Shoulders's argument, stating:

Here, the State disclosed the entire plea agreement which indicated that a robbery charge and a theft charge were dismissed in exchange for a plea of guilty to burglary and for his testimony against appellant.
This disclosure was sufficient to inform the jury that Mullins received a substantially diminished penalty for his guilty plea and testimony. As a result, the jury had sufficient facts about the circumstances of Mullins's testimony to evaluate his credibility. In these circumstances, knowledge of the even greater sentence for the class A offense, if imparted to the jury, would not have added tellingly to the impeaching value of the bargain, and would have raised the danger of a compromise verdict.

Shoulders, 480 N.E.2d at 212-213.

A little more than one year after it affirmed Shoulders's conviction, the supreme court decided Jarrett v. State (1986), Ind., 498 N.E.2d 967. In Jarrett, a divided supreme court held that it was reversible error for a trial court to prevent a defendant from inquiring as to the extent of a witness's knowledge of the potential punishment which the witness avoided by entering into a plea agreement and testifying against the defendant.

After the Jarrett decision was handed down, Shoulders filed his petition for post-conviction relief claiming, based on the three-part retroactivity test announced in Fossey v. State (1970), 254 Ind. 173, 258 N.E.2d 616 and reaffirmed in Rowley v. State (1985), Ind., 483 N.E.2d 1078, that he was entitled to retroactive application of the rule announced in Jarrett. The post-conviction court rejected his claim. The court evidently recognized the relationship between federal and our own case law on retroactivity and noted that the United States Supreme Court had revised the federal rule in Teague v. Lane (1989), 489 U.S. 288, 109 S.Ct. 1060, 108 L.Ed.2d 334. The [696]*696court apparently concluded, correctly as it developed, that our supreme court would modify Indiana's retroactivity rules to conform with those announced in Teague. The court determined that the Jarrett holding concerning the extent to which a defendant could cross-examine concerning plea agreements was not entitled to retroactive application and denied Shoulders's petition. Three weeks later, the supreme court adopted the Teague retroactivity test in Daniels v. State (1990), Ind., 561 N.E.2d 487.

Shoulders argues that the supreme court's decision in his direct appeal is not res judicata despite the fact that the supreme court considered the identical claim of error upon which he predicates this post-conviction action. He acknowledges that the doctrine of res judicata normally precludes post-conviction reconsideration of issues decided on direct appeal. IND. RULES OF PROCEDURE, POST-CONVICTION RULE 1(8); Schiro v. State (1989), Ind., 583 N.E.2d 1201, cert. denied, 498 U.S. 910, 110 S.Ct. 268, 107 LEd.2d 218. However, he argues that no case holds that res judicata bars relitigation of an issue which once had been decided against a defendant on appeal but which had been decided differently in a subsequent case involving a different defendant.

We cannot agree with Shoulders's argument, because our supreme court has applied res judicata under such circumstances. In Layton v. State (1974), 261 Ind. 567, 307 N.E.2d 477 (Layton III), the supreme court affirmed the denial of Lay-ton's post-conviction petition. Layton had been convicted of first degree murder and sentenced to life imprisonment. He appealed to the supreme court, which reversed his conviction and remanded for a new trial. See, Layton v. State (1966), 248 Ind. 52, 221 N.E.2d 881 (Loyton I). Before his new trial, Layton filed a motion requesting that the trial court prohibit the state from seeking the death penalty or referring to it in any way, from asking the members of the venire panel any questions concerning their attitudes toward the death penalty, and from introducing any evidence of prior offenses. The trial court denied the motion except with regard to the prior offenses. At trial, Layton objected to all jury instructions concerning the death penalty, but the trial court overruled his objection and instructed the jury on the death penalty. The jury convicted Layton and he again appealed to the supreme court.

In this second direct appeal, Layton argued that the trial court violated the constitutional prohibition against double jeopardy by allowing the state to seek the death penalty in his second trial since the death penalty amounted to a greater sentence than he received in the first trial. The supreme court rejected his argument, and affirmed his conviction. See, Layton v. State (1968), 251 Ind. 205, 240 N.E.2d 489 (Layton II).

After our supreme court decided Loyton TII, the United States Supreme Court handed down its decision in Price v. Georgia (1970), 398 U.S. 323, 90 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Glenn v. Hammond City of
N.D. Indiana, 2021
Woods v. Anderson
302 F. Supp. 2d 915 (S.D. Indiana, 2004)
Saunders v. State
794 N.E.2d 523 (Indiana Court of Appeals, 2003)
Lloyd v. State
669 N.E.2d 980 (Indiana Supreme Court, 1996)
Shoulders v. State
578 N.E.2d 693 (Indiana Court of Appeals, 1991)

Cite This Page — Counsel Stack

Bluebook (online)
578 N.E.2d 693, 1991 Ind. App. LEXIS 1568, 1991 WL 191638, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shoulders-v-state-indctapp-1991.