Shoemaker v. Handel

795 F.2d 1136, 86 A.L.R. Fed. 405, 1 I.E.R. Cas. (BNA) 814, 1986 U.S. App. LEXIS 37299
CourtCourt of Appeals for the Third Circuit
DecidedJuly 10, 1986
Docket85-5655
StatusPublished
Cited by17 cases

This text of 795 F.2d 1136 (Shoemaker v. Handel) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shoemaker v. Handel, 795 F.2d 1136, 86 A.L.R. Fed. 405, 1 I.E.R. Cas. (BNA) 814, 1986 U.S. App. LEXIS 37299 (3d Cir. 1986).

Opinion

795 F.2d 1136

86 A.L.R.Fed. 405, 55 USLW 2076,
1 Indiv.Empl.Rts.Cas. 814

William SHOEMAKER, Angel Cordero, Jr., William Herbert
McCauley, Philip Grove, and Vincent Bracciole, Appellants,
v.
Hal HANDEL, Executive Director of the New Jersey Racing
Commission, Samuel A. Boulmetis, Steward Representing New
Jersey Racing Commission, Joseph F. Piarulli, Associate
Steward, Carl H. Hanford, Associate Steward, and Richard W.
Lawrenson, Associate Steward.

No. 85-5655.

United States Court of Appeals,
Third Circuit.

Argued April 18, 1986.
Decided July 10, 1986.

William L. Bowe (argued), Bowe & Rakinic, Woodbury, N.J., Edward A. Rudley, Philadelphia, Pa., for appellants.

Irwin I. Kimmelman, Atty. Gen. of N.J., James J. Ciancia, Asst. Atty. Gen., Steven Wallach (argued), Deputy Atty. Gen., Trenton, N.J., for appellees.

Before ADAMS, GIBBONS and WEIS, Circuit Judges.

OPINION OF THE COURT

GIBBONS, Circuit Judge:

Five well-known jockeys appeal from an adverse decision in their action seeking declaratory and injunctive relief against officials of the New Jersey Racing Commission. The action challenges the constitutionality of regulations adopted by the Commission that permit the State Racing Steward to direct any official, jockey, trainer, or groom to submit to breathalyzer and urine testing to detect alcohol or drug consumption. The regulations provide for sanctions of varying severity, including lifetime suspension from racing for persons testing positive. The jockey plaintiffs contend that the regulations violate their rights under the fourth, fifth, ninth, and fourteenth amendments to the Constitution. After a trial the district court made findings of fact and conclusions of law in which all of the jockeys' challenges to the regulations were rejected. 619 F.Supp. 1089 (1985). We affirm.

I.

The New Jersey Racing Commission regulates horse racing in that state. Its statutory powers include "full power to prescribe rules, regulations and conditions under which all horse races shall be conducted." N.J.Stat.Ann. Sec. 5:5-30 (West 1973). The racing industry involves parimutual wagering, and the state receives a part of the revenue derived from such wagering. N.J.Stat.Ann. Secs. 5:5-64, 5:5-64.1 (West Supp.1985).

All parimutual employees and all horse owners, riders, agents, trainers, stewards, starters, timers, judges, grooms, drivers, and others, acting in any capacity in connection with the training of the horses or the actual running of the races in any such race meeting may be licensed by the commission, pursuant to such rules and regulations as the commission may adopt.

Id. Sec. 5:5-33. Because the public wagers on the outcome of races, the Commission's regulations have focused upon the necessity for preserving both the fact and the appearance of integrity of the racing performances. Thus, for example, the Commission's regulations for many years have placed on the trainer of a horse the absolute duty, regardless of fault, to protect the horse from the administration of drugs that might affect its performance. See Dare v. State ex rel. Department of Law and Public Safety, Division of New Jersey Racing Commission, 159 N.J.Super. 533, 538-89, 388 A.2d 984, 986 (App.Div.1978) (per curiam). Moreover to assure the discharge of this duty, the Commission's regulations have for many years provided for postrace specimen testing of horses and, if tests prove positive for a drug or foreign substance, for warrantless searches of the premises occupied by the stable involved. See State v. Dolce, 178 N.J.Super. 275, 284-87, 428 A.2d 947, 952-54 (App.Div.1981). The present version of these regulations is in Subchapter 14A of the Commission's regulations, entitled Medication and Testing Procedures. N.J.Admin.Code tit. 13, Secs. 70-14A.1 to 70-14A.11 (1985).

The regulations challenged in this action are also parts of Subchapter 14A. They were proposed by notice in the New Jersey Register in 1984 and adopted in January 1985, effective as of April 1, 1985. The first regulation requires that officials, jockeys, trainers, and grooms shall, when directed by the State Steward, submit to breathalyzer tests for the detection of alcohol.1 The second regulation provides that every official, jockey, trainer, and groom for any race may be subjected to a urine test for the detection of use of "Controlled Dangerous Substance[s]", and may be subjected to sanctions for failure to submit to such a test, and for positive results in such a test.2

Shortly after the effective date of the regulations, the jockeys, all of whom are licensed by the Commission, filed this action pursuant to section 1983 of title 42 of the United States Code, 42 U.S.C. Sec. 1983 (1982), seeking to restrain the Commission and its agents from enforcing the regulations on the grounds that the regulations were unconstitutional. The plaintiffs moved for a preliminary injunction, which the district court denied. The defendants moved for a dismissal of the complaint or for summary judgment, which the court also denied. After a bench trial the district court denied injunctive relief.

The district court's findings, which are not disputed, establish that jockeys are required to take a breathalyzer test daily, while grooms, trainers, and officials are tested less frequently. The breathalyzer apparatus is set up in or near the jockey's room and is run by an operator. The test, which requires that the jockey step up to a machine and breathe, is painless. The machine determines the level of blood alcohol from the expelled breath and indicates a positive reading by means of a red light visible to others in the room.

The district court found that while postrace urine tests are required "at the direction of the State Steward," N.J.Admin.Code tit. 13, Sec. 70-14A.11(b), the Commission has implemented the urine testing program by a method of random selection. The names of all participating jockeys at a given race are placed in an envelope. The State Steward or a representative draws the names of three to five jockeys for testing. A representative of the Jockey's Guild is invited to supervise the selection of names. The Commission may alter the number of names to be drawn each day. If a jockey's name is drawn more than three times in a seven-day period, the steward disregards the selection and draws another name. The jockeys whose names are selected must provide urine samples after their last race of the day. They are given plastic containers for this purpose. They are also required to fill out certification forms concerning the use of prescription or non-prescription medications. The certification form is to provide information about drugs covered by an exception in the regulations for any "substance ... obtained directly, or pursuant to a valid prescription or order from a licensed physician." N.J.Admin.Code tit. 13, Sec. 70-14A.11(a). The form, as currently in use, provides for the optional disclosure of the condition for which the disclosed drug is a treatment.

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795 F.2d 1136, 86 A.L.R. Fed. 405, 1 I.E.R. Cas. (BNA) 814, 1986 U.S. App. LEXIS 37299, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shoemaker-v-handel-ca3-1986.