Sherman v. Westinghouse Savannah River Co.

263 F. App'x 357
CourtCourt of Appeals for the Fourth Circuit
DecidedFebruary 7, 2008
Docket04-2414, 04-2417, 04-2418, 04-2420
StatusUnpublished
Cited by6 cases

This text of 263 F. App'x 357 (Sherman v. Westinghouse Savannah River Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sherman v. Westinghouse Savannah River Co., 263 F. App'x 357 (4th Cir. 2008).

Opinion

PER CURIAM:

The four appellants—James Sherman, III (No. 04-2414), Annie B. Lott-Abney (No. 04-2417), Elvira Johnson (No. 04-2418), and Dianne S. Scott (No. 04-2420)— appeal from the judgments entered against them in the District of South Carolina on their race discrimination claims under the Civil Rights Act of 1866, 42 U.S.C. § 1981, and Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e to 2000e-17. In their consolidated appeals, the appellants challenge the district court’s denial of class certification on their disparate impact claims; the court’s exclusion of the report and proposed testimony of an expert witness; and the court’s awards of summary judgment against them on their individual disparate impact and disparate treatment claims. We possess jurisdiction over these appeals pursuant 28 U.S.C. § 1291. For the reasons explained below, we affirm in Nos. 04-2414 (Sherman), 04-2417 (LottAbney), and 04-2418 (Johnson), and we affirm in part and vacate and remand in part in No. 04-2420 (Scott).

I.

On October 31, 1997, ten African-American employees at the U.S. Department of Energy’s Savannah River Site (the “Site”) filed a class action complaint under § 1981 and Title VII on behalf of all African-American Site employees. The proposed class action eventually accumulated ninety-nine named plaintiffs, including the four appellants herein. The district court denied class certification and directed the plaintiffs to proceed individually. Of the ninety-seven plaintiffs who refiled individual complaints, all but five—the four appellants herein and Virginia Anderson—subsequently settled or otherwise dismissed their claims. We previously heard the appeal of Anderson, who also challenged the denial of class certification, as well as the entry of summary judgment on her individual claims. Our decision in that case— authored by our late and distinguished colleague Judge Widener—outlines the histoiy of the proposed class action and provides authority for the disposition of several issues in the present appeals. See Anderson v. Westinghouse Savannah River Co., 406 F.3d 248 (4th Cir.2005).

The plaintiffs’ claims were brought against Westinghouse Savannah River Company; Bechtel Savannah River, Incorporated; The Babcock & Wilcox Savannah River Company, Incorporated; and British Nuclear Fuels Limited Savannah River Corporation. The defendants jointly operate and manage the Site, a 310-square-mile facility that processes radioactive and other hazardous waste. They operate as a “seamless organization” under a 1996 contract with the Department of Energy and have common personnel policies and prac *360 tices, including performance evaluation systems, promotion policies, and compensation policies, controlled by a single director of human resources. Various policies and practices of the defendants have been challenged by the plaintiffs in the proposed class action and their subsequent individual suits, under theories of both disparate impact and disparate treatment based on race. 2

A. Class Certification

By way of their disparate impact claims, the plaintiffs variously attacked the defendants’ practices affecting five discrete aspects of employment—(1) promotions and evaluations, (2) hazardous job assignments, (3) salaries, (4) training, and (5) demotions. The plaintiffs initially sought certification of a single class, encompassing more than 4,000 African-American Site employees, for these claims. In a reply memorandum on the issue of certification, however, the plaintiffs suggested for the first time that the court could break the class into three separate subclasses for exempt, nonexempt, and craft employees. The district court denied class certification on May 25, 2000. The court determined that the plaintiffs’ claims lacked sufficient “commonality” and “typicality” to satisfy Federal Rule of Civil Procedure 23(a)(2) and (3). Moreover, the court ruled that the plaintiffs failed to demonstrate that at least one of the conditions of Rule 23(b) was met. Notably, the court considered the feasibility of the proposed subclasses, and concluded that none of them could “overcome the fatal deficiencies afflicting the larger proposed class.”

The plaintiffs filed a motion for reconsideration of the class certification ruling, in which they abandoned their request for a single omnibus class, and instead asked for certification of as many as eleven different subclasses. On July 19, 2000, the district court denied the motion for reconsideration, rejecting the plaintiffs’ modified class certification request as untimely and lacking in merit. Thereafter, the plaintiffs filed their individual lawsuits.

In her appeal, Anderson contended that the district court should have certified two subclasses corresponding to her two individual disparate impact claims, pertaining to the defendants’ systems for promotions and salaries. See Anderson, 406 F.3d at 273. We rejected Anderson’s contention on the ground that—having affirmed the awards of summary judgment on her disparate impact claims—she had “no valid claims which give her the same interest and cause her to suffer the same injury as the proposed class members she seeks to represent.” Id. at 274 (internal quotation marks omitted). 3

*361 B. Disparate Impact Claims

1. Sherman’s and Scott’s promotion system claims

Sherman and Scott claim (as Anderson did before them) that the defendants’ system for promoting employees—the Competency Based Posting System (the “CBPS”)—has a disparate impact on African-American employees. Under the CBPS, which was instituted in the 1990s, open positions are submitted to the Site’s Human Resources Group (“HR”) for posting. For each open position, a hiring manager establishes the minimum qualifications, identifies and weighs the relevant “core” and “functional” competencies, serves on the three-member interview panel, and assists HR in the selection of the other interview panel members. 4

During the first of three stages under the CBPS, “self-nominating individuals” submit their qualifications to HR, by way of a “Personal History” form, a resume, or both. HR then identifies those applicants who meet the minimum qualifications for the open position, and forwards their application materials to the hiring manager. Next, during the CBPS’s second stage, the hiring manager (acting alone or with assistance of a committee) rates the applicants according to the weighted core and functional competencies of the open position, and selects the most qualified applicants for interviews.

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Cite This Page — Counsel Stack

Bluebook (online)
263 F. App'x 357, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sherman-v-westinghouse-savannah-river-co-ca4-2008.