Sherman v. U.S. Parole Commission

CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 4, 2007
Docket05-35364
StatusPublished

This text of Sherman v. U.S. Parole Commission (Sherman v. U.S. Parole Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sherman v. U.S. Parole Commission, (9th Cir. 2007).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

BRENT SHERMAN,  Petitioner-Appellant, v. No. 05-35364 UNITED STATES PAROLE  D.C. No. CV-05-00008-JAR COMMISSION; ROBERT A. HOOD, Warden; CHARLES A. DANIELS, OPINION Warden, Respondents-Appellees.  Appeal from the United States District Court for the District of Oregon James A. Redden, District Judge, Presiding

Argued and Submitted March 9, 2006—Portland, Oregon,

Filed September 4, 2007

Before: Melvin Brunetti, Thomas G. Nelson, and Richard A. Paez, Circuit Judges.

Opinion by Judge Brunetti

11253 11256 SHERMAN v. U.S. PAROLE COMMISSION COUNSEL

Christine Stebbins Dahl, Assistant Federal Defender, Port- land, Oregon, for the petitioner-appellant.

Kenneth C. Bauman (brief), Assistant United States Attorney, Portland, Oregon; and Kelly A. Zusman (argued), Assistant United States Attorney, Portland, Oregon, for the respondents-appellees.

OPINION

BRUNETTI, Circuit Judge:

We consider whether an administrative warrant issued pur- suant to 18 U.S.C. § 4213(a) for the retaking of an alleged parole violator is subject to the oath or affirmation require- ment of the Fourth Amendment’s Warrant Clause. We hold it is not and therefore affirm the denial of petitioner’s habeas challenge to his detention on an unsworn parole violator war- rant.

I

Petitioner Brent Sherman is a federal inmate currently being held by the Bureau of Prisons at the Federal Detention Center in Sheridan, Oregon. In 1982, he was sentenced to twenty-years imprisonment for two counts of bank robbery and one year for failure to appear. In 1985, he escaped and committed armed robbery of another bank, crimes for which he received five years and twenty years, respectively. Because his offenses were committed prior to November 1, 1987, the effective date of the Sentencing Reform Act of 1984 which replaced most forms of “parole” with “supervised release,” Sherman received “old law” sentences under the former statu- tory regime, which remains in effect as to such offenders. See SHERMAN v. U.S. PAROLE COMMISSION 11257 United States v. Kincade, 379 F.3d 813, 817 n.2 (9th Cir. 2004) (en banc); Benny v. U.S. Parole Comm’n, 295 F.3d 977, 981 n.2 (9th Cir. 2002).

Paroled for the first time in 1993, Sherman’s parole was revoked two years later for possession of a controlled sub- stance, extortion, and unlawful use of a weapon. He was paroled again in August 1999 and five years later requested a hearing for early termination under 18 U.S.C. § 4211(c)(1). See Benny, 295 F.3d at 982-83. Instead of granting his request, the United States Parole Commission once again ini- tiated revocation proceedings.

In November 2004, the Commission issued a parole viola- tor warrant for Sherman’s retaking pursuant to 18 U.S.C. § 4213(a)(2) on the basis of two alleged parole violations: sexual assault (rape) in 2000, and fraud in 2000 and 2002. It is undisputed that the warrant application containing the alle- gations was unsworn. In December 2004, the U.S. Marshals Service took Sherman into custody on the warrant, and the following month he filed the underlying habeas petition under 28 U.S.C. § 2241 challenging his detention on the ground that the warrant was invalid under the Fourth Amendment because it was not supported by oath or affirmation.

While his habeas petition was pending, Sherman’s parole revocation proceedings continued before the Commission. After a preliminary interview, the interviewing officer recom- mended a finding of probable cause on the fraud charge, but not on the sexual assault charge. The Commission apparently took a somewhat different view. It found probable cause that Sherman had violated his parole, citing both charges, and con- tinued to hold him pending a final hearing on revocation.

Meanwhile, in April 2005 the district court denied Sher- man’s habeas petition. In a published opinion, Sherman v. Reilly, 364 F. Supp. 2d 1216 (D. Or. 2005), the court held that Sherman was lawfully detained on an unsworn warrant 11258 SHERMAN v. U.S. PAROLE COMMISSION because, unlike judicial warrants, parole violator warrants issued under 18 U.S.C. § 4213(a) are administrative and not subject to the Warrant Clause of the Fourth Amendment. The court accordingly declined to extend our decision in United States v. Vargas-Amaya, 389 F.3d 901 (9th Cir. 2004), in which we held that a supervised release “warrant” within the meaning of 18 U.S.C. §§ 3583(i) and 3606 must comply with the Warrant Clause. Sherman timely appealed.

Before the parties filed their briefs on appeal, however, the Commission revoked Sherman’s parole based on the fraud charge while making no findings concerning the sexual assault charge. He remains incarcerated with a presumptive re-parole date of October 13, 2007. The projected full-term date on his aggregate sentence is November 25, 2015.

II

The Government asserted below that Sherman’s habeas petition challenging his detention on the unsworn parole vio- lator warrant became moot when the Commission conducted a preliminary hearing and found probable cause that Sherman violated his parole. It also asserted mootness in its brief on appeal, by then predicating the argument on the Commis- sion’s intervening revocation of Sherman’s parole. At oral argument, however, the Government conceded that this case is within the “capable of repetition, yet evading review” exception to the mootness doctrine. Undertaking our indepen- dent obligation to determine our subject-matter jurisdiction in the face of possible mootness, see Dittman v. California, 191 F.3d 1020, 1025 (9th Cir. 1999), we find the Government’s concession to be well taken.

The capable of repetition, yet evading review exception has been applied to permit appellate review of constitutional or statutory challenges to pretrial and other initial proceedings despite the regular progression of further proceedings making it “no longer possible to remedy the particular grievance giv- SHERMAN v. U.S. PAROLE COMMISSION 11259 ing rise to the litigation.” United States v. Howard, 480 F.3d 1005, 1009 (9th Cir. 2007). For instance, in Gerstein v. Pugh, 420 U.S. 103, 110 n.11 (1975), the Court determined that the respondents’ convictions did not preclude review of their challenge to their pretrial detentions, which lacked a judicial determination of probable cause. In Howard, 480 F.3d at 1009-10, we applied Gerstein and held that the conclusion of pretrial proceedings did not preclude us from reviewing a courtroom security policy of shackling pretrial detainees dur- ing initial appearances. And in United States v. Woods, 995 F.2d 894, 896 (9th Cir. 1993), we applied the exception to an inmate’s challenge to the revocation of his conditional release under 18 U.S.C. § 4246

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Sherman v. U.S. Parole Commission, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sherman-v-us-parole-commission-ca9-2007.