Sherley v. Seabold

929 F.2d 272, 1991 WL 44450
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 24, 1991
DocketNo. 90-6036
StatusPublished
Cited by8 cases

This text of 929 F.2d 272 (Sherley v. Seabold) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sherley v. Seabold, 929 F.2d 272, 1991 WL 44450 (6th Cir. 1991).

Opinion

MERRITT, Chief Judge.

The Commonwealth of Kentucky has appealed the District Court’s order granting a writ of habeas corpus to the petitioner-ap-pellee, Mr. Homer Sherley. The petitioner is in the custody of the respondent-appellant, Mr. William Seabold, Warden of the Kentucky State Penitentiary, serving a 134 year sentence for convictions of robbery, burglary, attempt to commit burglary and persistent offender statutes. The District Court determined that Sherley’s Sixth Amendment confrontation clause rights had been violated, and we affirm the District Court’s judgment. The U.S. Supreme Court articulated a two part test in Ohio v. Roberts, 448 U.S. 56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980), to be satisfied before hearsay testimony can be admitted constitutionally, and Kentucky’s efforts have not satisfied either of the required parts. Kentucky has not demonstrated the “unavailability” of its witness, and the hearsay testimony does not satisfy the “indicia of reliability” required in order to be admitted as evidence. Although Kentucky has offered physical and other testimonial evidence in addition, it has not met the “beyond-a-reasonable-doubt” standard required by Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967), before a constitutional error can be considered “harmless.”

Sherley was arrested during a burglary attempt at the home of an eighty-nine year old woman in May, 1986, and subsequent to this arrest was indicted for the earlier April 26 robbery and burglary of eighty-two year old Mrs. Pauline Lang. Lang had been robbed and beaten, and required hospitalization and later placement in a nursing home for custodial care. Lang made statements with regard to her attack to a number of persons — her neighbor, the police officers who responded to the call for assistance, an emergency room nurse, and the investigating detective — which the prosecution offered in the form of hearsay evidence. Lang suffered from some memory loss before her hospitalization, and the attack worsened her condition. Joint Appendix (“J.A.”) at 62, 67-73, 79-83, 117-19. Thus, her relatives decided that she should not testify. J.A. at 109-10. In addition, the physician who treated Lang initially during her hospitalization testified that she had been injured severely and had suffered “impairment.” J.A. at 73-75.

The trial court admitted the hearsay testimony offered by the prosecution, and Sherley was convicted by a jury on October 5, 1986. The Kentucky Supreme Court affirmed Sherley’s conviction on October 15, 1987, in an unpublished decision. Having exhausted his state remedies, Sherley filed a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 on October 10, 1989. Although the Magistrate’s Report recommended dismissal of Sherley’s petition, the District Court rejected the recommendation and denied Kentucky’s motion for summary judgment on July 12, 1990, because it found that Sherley’s confrontation clause rights had been violated. This appeal follows.

The Sixth Amendment provides, in part, that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him_” The U.S. Supreme Court has devised a two part test to safeguard this fundamental right. The prosecution must demonstrate the “unavailability” of a witness before the admission of hearsay testimony can be considered, and then the testimony must bear some “indicia of reliability” in order to be admitted. Roberts, 448 U.S. at 65, 100 S.Ct. at 2538.

The Sixth Circuit has further developed the test required by Roberts. Although the “unavailability” requirement is inexact, the Sixth Circuit has required a greater effort than has been made by Kentucky. For example, in United States v. Quinn, 901 F.2d 522 (6th Cir.1990), the Sixth Circuit reversed a district court judgment on confrontation clause grounds because the prosecution had waited until less than five days before trial to subpoena its “unavailable” witness, and then made only desultory efforts to locate her. The court noted that Roberts requires a “good-faith effort” to obtain the presence of a witness before she can be considered “unavailable.” Quinn, 901 F.2d at 527.

The Sixth Circuit’s decision in another Kentucky habeas case, Stevens v. Bordenkircher, 746 F.2d 342 (6th Cir.1984), resembles this case more closely. In Stevens, the prosecution informally released the doctor who signed an important death certificate from testifying, and the court noted:

In this case, Dr. Begley was subpoenaed by the Commonwealth but the prosecut[274]*274ing attorney released him informally from testifying. This informal and highly improper release of an important witness did not make Dr. Begley unavailable for purposes of the Confrontation Clause.

Stevens, 746 F.2d at 348.

In Sherley’s case, the prosecution neither issued a subpoena to Lang nor attempted to depose her, a procedure allowed by Kentucky law.1 Hardy v. Wigginton, 917 F.2d 24 (6th Cir.1990) (upholding videotaped depositions against confrontation clause challenge). Instead, the prosecution simply deferred to the wishes expressed by Lang’s family and her treating physician. Since Roberts and the relevant Sixth Circuit case law requires a demonstration rather than an assumption of “unavailability,” the District Court was correct in its legal analysis.

An ordinary application of Roberts would find a confrontation clause violation if the prosecution has not made a good-faith effort to demonstrate the “unavailability” of the witness, but Kentucky informed the panel at oral argument that Lang died in 1989. Thus, the “available” witness has become “unavailable,” and the “harmful” constitutional error may have become “harmless” if the hearsay evidence offered demonstrates adequate “indicia of reliability.” In effect, Kentucky argues that Lang’s death cured the constitutional error because she has become “unavailable” in terms of the hearsay exception allowed by the Federal Rules of Evidence and analogous to Kentucky’s common law rules of evidence.2 Crawley v. Commonwealth, 568 S.W.2d 927, 931 (1978), cert. denied, 439 U.S. 1119, 99 S.Ct. 1028, 59 L.Ed.2d 79 (1979) (Kentucky adopts “unavailability” definition of Fed.R.Evid. 804).

No cases or secondary authorities have considered the effect of a subsequent death on a constitutional error involving an unavailable witness, but we do not need to solve this conundrum.3 Lang’s statements, with the possible exception of those she made to her neighbor before being removed from her home,4

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Related

Lowery v. Anderson
69 F. Supp. 2d 1078 (S.D. Indiana, 1999)
Sherley v. Commonwealth
889 S.W.2d 794 (Kentucky Supreme Court, 1994)
Sherley v. Seabold
929 F.2d 272 (Sixth Circuit, 1991)

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Bluebook (online)
929 F.2d 272, 1991 WL 44450, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sherley-v-seabold-ca6-1991.