Shelley v. Shelley

180 Misc. 2d 275, 688 N.Y.S.2d 439, 1999 N.Y. Misc. LEXIS 137
CourtNew York Supreme Court
DecidedMarch 26, 1999
StatusPublished
Cited by1 cases

This text of 180 Misc. 2d 275 (Shelley v. Shelley) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shelley v. Shelley, 180 Misc. 2d 275, 688 N.Y.S.2d 439, 1999 N.Y. Misc. LEXIS 137 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

John P. DiBlasi, J.

The practice of opposing motions with a “knee-jerk” response including a cross motion for the imposition of sanctions against the moving party or counsel without any basis in law or fact has become an increasingly disturbing aspect of civil litigation. [277]*277It has been recognized that a motion for sanctions in such circumstances is itself a form of frivolous conduct warranting the imposition of sanctions (see, Patterson v Balaquiot, 188 AD2d 275 [1st Dept 1992]; see also, Southern Blvd. Sound v Felix Storch, Inc., 167 Misc 2d 731, 732 [App Term, 1st Dept 1996]).

In this case, in response to a motion to dismiss the amended complaint, plaintiffs cross-moved for a default judgment and the imposition of sanctions against defendants. Upon consideration of the papers submitted on those cross motions, this court issued a decision and order entered February 17, 1999 (the February 17th decision) which denied both motions in all requests. Additionally, the February 17th decision directed plaintiffs’ counsel, Gregory Menillo, Esq. (Menillo), to show cause why sanctions should not be imposed against him for engaging in frivolous motion practice.

This court has received papers from both Menillo and defendants’ counsel in response to its order to show cause. After carefully considering the papers submitted and the controlling legal authorities, the court concludes that Menillo has engaged in frivolous motion practice and that he should be sanctioned in the amount of $1,000.

PROCEDURAL HISTORY

In this action plaintiffs seek judicial dissolution of various family partnerships, money damages and equitable relief based upon their numerous claims concerning the manner in which the entities were operated. Upon receipt of the original complaint, defendants moved to dismiss several of plaintiffs’ causes of action. By cross motion, plaintiffs requested leave to amend their complaint. In a decision and order entered November 9, 1998, Justice Louis A. Barone of this court granted leave to amend the complaint and denied the dismissal motion. Justice Barone directed that the amended complaint be served within 20 days of receipt of his decision and order with notice of entry.

Plaintiffs served an amended complaint upon defendants’ counsel on November 25, 1998. In lieu of answering, on December 18, 1998, defendants filed a motion for partial dismissal of the amended complaint. As their “knee-jerk” response, plaintiffs cross-moved for a default judgment and an award of sanctions (the second cross motion).

On the first branch of the second cross motion, it was argued that defendants were in default for failing to answer the original complaint. Specifically, plaintiffs asserted that CPLR 3211 (f) required defendants to answer the original complaint within [278]*27810 days after service of Justice Barone’s decision and order. In view of the absence of any such answer, plaintiffs maintained that a default judgment should be entered.

The second branch of the second cross motion was a request that this court sanction defendants for moving to dismiss the amended complaint and for failing to answer either the original complaint or the amended complaint. As related to their contention that the filing of the dismissal motion before this court was frivolous conduct, plaintiffs relied upon the “single motion rule” of CPLR 3211 (e). In particular, they argued that CPLR 3211 (e) permits only one dismissal motion in an action, as a consequence of which defendants were barred from moving to dismiss the amended complaint after seeking dismissal of the original complaint. Concerning the second ground for sanctions, plaintiffs asserted that defendants’ failure to answer either the original or the amended complaint demonstrated that they were “unnecessarily and unreasonably seeking to delay the progress of the instant litigation” (Menillo affirmation in support of cross motion, at 7).

Based upon an analysis of the issues in preparation of the February 17th decision, the court concluded that both branches of the second cross motion were frivolous. Upon that determination, the court directed that Menillo show cause why he should not be sanctioned for engaging in frivolous motion practice.

FRIVOLOUS CONDUCT

Part 130 of the Rules of the Chief Administrator of the Courts (22 NYCRR) authorizes Supreme Court, as well as other courts, to impose costs and sanctions upon an attorney or party who has engaged in frivolous conduct. Insofar as is relevant hereto, 22 NYCRR 130-1.1 (c) provides that:

“conduct is frivolous if:

“(1) it is completely without merit in law and cannot be supported by a reasonable argument for an extension, modification or reversal of existing law; [or]

“(2) it is undertaken primarily to delay or prolong the resolution of the litigation, or to harass or maliciously injure another”.

In response to the order to show cause, Menillo essentially restates the position taken by him on the second cross motion. Thus, he continues to maintain that defendants were required to answer the original complaint because there was a “window” [279]*279of time between the end of the 10-day answering period under CPLR 3211 (f) and the end of the 20-day period established by Justice Barone for the service of the amended complaint. Similarly, he repeats the argument that defendants were not permitted to move for dismissal of the amended complaint because they had already sought such relief as to the original complaint. Alternatively, he contends that the issues involved on the second cross motion were subject to differing views and were not the subject of established law, so that no finding of frivolous conduct on his part is warranted. Finally, he claims that his conduct does not warrant sanctions in any event because he was acting in good faith in the representation of his clients. None of these arguments is persuasive.

As relates to the default judgment application, the court is convinced that such a request, founded upon defendants’ failure to answer the original complaint, is not merely lacking in merit, but is entirely frivolous. At the time the second cross motion was filed by Menillo, he was well aware that he had successfully moved in behalf of plaintiffs for leave to amend the original complaint. That relief had been granted by Justice Barone, who also set a specific time by which the amended complaint was required to be served. In furtherance of his clients’ position, Menillo prepared an amended complaint, which was served upon his adversary on November 25, 1998, within the 20-day period set by Justice Barone. Thus, it cannot be credibly disputed by Menillo that from the time the application to amend the complaint was made, it was plaintiffs’ intention to serve that amended pleading.

Although Menillo continues to argue against the proposition, it is settled law that an amended complaint supersedes the original complaint and becomes the only complaint in the action (Schoenborn v Kinderhill Corp., 98 AD2d 831, 832 [3d Dept 1983]). In view of that established principle, the court concludes that defendants’ obligation to serve an answer to the original complaint ceased when they were informed that plaintiffs had leave to serve an amended complaint.

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Bluebook (online)
180 Misc. 2d 275, 688 N.Y.S.2d 439, 1999 N.Y. Misc. LEXIS 137, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shelley-v-shelley-nysupct-1999.