Sharp v. Commonwealth

849 S.W.2d 542, 1993 Ky. LEXIS 59, 1993 WL 75978
CourtKentucky Supreme Court
DecidedMarch 18, 1993
Docket91-SC-858-MR
StatusPublished
Cited by39 cases

This text of 849 S.W.2d 542 (Sharp v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sharp v. Commonwealth, 849 S.W.2d 542, 1993 Ky. LEXIS 59, 1993 WL 75978 (Ky. 1993).

Opinions

LAMBERT, Justice.

Appellant was convicted of two counts of rape in the first degree, one count of sodomy in the first degree and two counts of sexual abuse in the first degree. He was sentenced to consecutive terms totaling 85 years. The victims were his step-daughters and on this appeal, appellant claims to have been denied a fair trial by virtue of numerous trial errors.

Appellant and the child victims’ mother were married for about two years between 1985 and 1987. After their divorce, the mother made a report to Social Services that she suspected appellant of having sexually abused the children during the marriage. An investigation was commenced, without appellant's knowledge, which resulted in a determination in October, 1987, by the social worker in charge and the police that there was no evidence to indicate sexual abuse. At that time, the children were 7½ and 6½ years old.

In 1990, the children’s mother again contacted Social Services and requested an investigation of the 1985-87 allegations. This request appears to have been motivated, in part, by the mother’s belief that appellant was molesting their natural child during visitation. In response to this, the child victims were interviewed by the social worker, Ms. Handorf, and examined by a physician and a psychiatrist. As a result of the renewed investigation, appellant was indicted.

Of the multiple issues raised, appellant has placed his greatest emphasis on the contention that inadmissible hearsay evidence and opinion testimony were admitted over his objection. The witnesses whose testimony is challenged are the social worker and the psychiatrist and we are thus required to revisit one of the most vexatious questions of law to come before this Court in the last decade: whether and to what extent social workers and physicians may repeat the out-of-court statements made to them by children who may be sex abuse victims.

Testifying on behalf of the Commonwealth was a psychiatrist, Dr. David Hilton. Dr. Hilton indicated generally that he saw the children to evaluate, diagnose, and treat them, but from the substance of his testimony, it is clear that he was not a treating physician as that term is normally understood. He was hired by Social Services for the purpose of evaluation, and any treatment recommendation he made was incidental to his primary duty. Dr. Hilton succinctly described his role as follows: “The principal reason for my seeing the children was not treatment. The principal reason was to determine whether there was a reason for treatment.” Dr. Hilton’s testimony consists of more than thirty pages in the transcript and it would unnecessarily lengthen this opinion to review its entirety. It is sufficient to say that, over appellant’s objections, Dr. Hilton was allowed to repeat what the children told him appellant had done to them and describe their use of anatomically correct dolls to portray what appellant had done. Though not exhaustive, a fair sampling of Dr. Hilton’s testimony is as follows:

“She specifically initially said that Scotty ‘kissed me around my front and private parts’. When I asked, ‘Did he touch your private parts?’ she said yes. She then indicated that he touched her with his fingers, both in the behind, the anal region and also what she called the moosh, the vaginal region. She became very ill at ease, very hesitant to speak, very sad looking, when we were talking about this. She then went on to indicate that he also touched her in the same way using his penis, which she described as a ding dong, in the vaginal region. At this point in time, she also was given the opportunity to use the dolls. She used the adult male doll and the female child doll, and then simulated these activities, showing the male doll touching the female doll with the penis in the vaginal region and then the last comment that she made regarding activities that allegedly occurred was a quote. She said, ‘He tongued me all over my body.’ Meaning that he kissed or licked, as I interpreted it.”

[544]*544Prior to this Court’s decision in Drumm v. Commonwealth, Ky., 783 S.W.2d 380 (1990), there would have been little necessity for a detailed analysis of the challenged testimony. By any reasonable accounting, Dr. Hilton was not a treating physician, his testimony disclosed information which had little or no relevance to treatment, his examination was remote in time from the event which may have given rise to the need for treatment, and it was highly prejudicial. With our decision in Drumm, however, a new day dawned and the answer is not so clear. Drumm began by declaring that “[t]he time has come to expand the hearsay exception for statements for purposes of medical diagnosis or treatment to conform to the modern approach as represented by Rule 803(4) of the Federal Rules of Evidence.” Drumm, at 384. See KRE 803(4), effective July 1,1992. We acknowledged that the new rule “blurs the distinction between treating and testifying physicians,.... ” but made it clear that the distinction had not been abolished. Drumm recognized the desirability of a more flexible approach to the determination of whether such evidence should be admitted or excluded but acknowledged that statements made to a physician who is consulted for a purpose other than treatment have less inherent reliability than such statements made to a treating physician.1 As such, we directed application of a prejudicial effect versus probative value analysis. The rule which now prevails requires a court to begin with the view that statements made to a physician who lacks treatment responsibility have less inherent reliability than traditional patient history. Then the court must decide whether from the totality of the circumstances the probative2 value of the evidence outweighs its prejudicial effect.

Within the last year, this Court has confronted the new rule in two similar cases and it may be helpful to briefly review our holdings. In Jones v. Commonwealth, Ky., 833 S.W.2d 839 (1992), the victim was a three-year-old girl who was taken to the emergency room after a relative discovered redness about the child’s genital and anal areas. On examination and testing, the doctor diagnosed chlamydia, a sexually transmitted disease. Based on the observation of redness close in time to the alleged occurrence and the diagnosis of the disease, the Court found no error in admission of the child’s statements to the doctor as to the acts and identity of the perpetrator. Similarly, in Edwards v. Commonwealth, Ky., 833 S.W.2d 842 (1992), a five-year-old boy was examined by a physician on suspicion of sexual abuse some weeks after the occurrence of the event. On finding a wound on the child’s perianal skin which was neither fresh nor fully healed, and diagnosing the sexually transmitted disease chlamydia, the doctor was permitted to testify that the child identified the act and the person who did it. This Court affirmed the conviction.

Our decisions in Jones and Edwards disclose little discomfort when other indicia of reliability are present. Particularly is this so when the trial court appears to have fully considered the issue as in Edwards and heard the objection in advance of trial [545]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Chad Burton v. Commonwealth of Kentucky
Kentucky Supreme Court, 2025
Landon Stinson v. Commonwealth of Kentucky
Kentucky Supreme Court, 2025
Jason Baldwin v. Commonwealth of Kentucky
Kentucky Supreme Court, 2025
Brady Lee Ray v. Commonwealth of Kentucky
Kentucky Supreme Court, 2020
Graham v. Commonwealth
571 S.W.3d 575 (Missouri Court of Appeals, 2019)
Schmidt v. State
2017 WY 101 (Wyoming Supreme Court, 2017)
State v. Smith
767 S.E.2d 212 (Court of Appeals of South Carolina, 2014)
Edmonds v. Commonwealth
433 S.W.3d 309 (Kentucky Supreme Court, 2014)
Alford v. Commonwealth
338 S.W.3d 240 (Kentucky Supreme Court, 2011)
Sanderson v. Commonwealth
291 S.W.3d 610 (Kentucky Supreme Court, 2009)
State v. Smith
679 S.E.2d 176 (Supreme Court of South Carolina, 2009)
Major v. Commonwealth
275 S.W.3d 706 (Kentucky Supreme Court, 2009)
B.B. a Child Under Eighteen v. Commonwealth of Kentucky
226 S.W.3d 47 (Kentucky Supreme Court, 2007)
BB v. Com.
226 S.W.3d 47 (Kentucky Supreme Court, 2007)
State v. Dayhuff
158 P.3d 330 (Court of Appeals of Kansas, 2007)
Webster v. State
827 A.2d 910 (Court of Special Appeals of Maryland, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
849 S.W.2d 542, 1993 Ky. LEXIS 59, 1993 WL 75978, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sharp-v-commonwealth-ky-1993.